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NYSE · USD

SABA

Saba Capital Income & Opportunities Fund II

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6234
SEC CIK
0000828803
Parsed reports
201

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2022 Filed Dec 9, 2022 19:39 UTC PurchaseCommon Stock 51,342 $4.22 $216,663.24
Disclosure

SEC source: 0001510281-22-000243 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,895,747

Read SEC document
December 07, 2022 Filed Dec 9, 2022 19:39 UTC PurchaseCommon Stock 45,347 $4.24 $192,271.28
Disclosure

SEC source: 0001510281-22-000243 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,844,405

Read SEC document
December 05, 2022 Filed Dec 7, 2022 15:28 UTC PurchaseCommon Stock 70,000 $4.27 $298,900.00
Disclosure

SEC source: 0001510281-22-000241 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,799,058

Read SEC document
December 02, 2022 Filed Dec 5, 2022 14:52 UTC PurchaseCommon Stock 40,876 $4.28 $174,949.28
Disclosure

SEC source: 0001510281-22-000237 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,729,058

Read SEC document
November 30, 2022 Filed Dec 1, 2022 16:59 UTC PurchaseCommon Stock 32,545 $4.22 $137,339.90
Disclosure

SEC source: 0001510281-22-000234 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,688,182

Read SEC document
November 29, 2022 Filed Dec 1, 2022 16:59 UTC PurchaseCommon Stock 39,535 $4.18 $165,256.30
Disclosure

SEC source: 0001510281-22-000234 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,655,637

Read SEC document
November 23, 2022 Filed Nov 25, 2022 17:49 UTC PurchaseCommon Stock 41,448 $4.14 $171,594.72
Disclosure

SEC source: 0001510281-22-000232 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,616,102

Read SEC document
November 22, 2022 Filed Nov 25, 2022 17:49 UTC PurchaseCommon Stock 39,741 $4.10 $162,938.10
Disclosure

SEC source: 0001510281-22-000232 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,574,654

Read SEC document
November 21, 2022 Filed Nov 22, 2022 14:05 UTC PurchaseCommon Stock 96,610 $4.07 $393,202.70
Disclosure

SEC source: 0001510281-22-000230 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,534,913

Read SEC document
November 18, 2022 Filed Nov 22, 2022 14:05 UTC PurchaseCommon Stock 63,506 $4.07 $258,469.42
Disclosure

SEC source: 0001510281-22-000230 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,438,303

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:23 UTC PurchaseCommon Stock 45,606 $4.07 $185,616.42
Disclosure

SEC source: 0001510281-22-000227 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,374,797

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:45 UTC PurchaseCommon Stock 72,030 $4.22 $303,966.60
Disclosure

SEC source: 0001510281-22-000226 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,329,191

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:45 UTC PurchaseCommon Stock 55,153 $4.19 $231,091.07
Disclosure

SEC source: 0001510281-22-000226 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,257,161

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:07 UTC PurchaseCommon Stock 50,000 $4.15 $207,500.00
Disclosure

SEC source: 0001510281-22-000221 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,202,008

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:34 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 10,134 $4.21 $42,640.83
Disclosure

SEC source: 0001225208-22-011544 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,990,587

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 14:02 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 44,574 $4.24 $189,002.67
Disclosure

SEC source: 0001225208-22-011410 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980,453

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 14:02 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 40,694 $4.17 $169,767.23
Disclosure

SEC source: 0001225208-22-011410 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,935,879

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 13:30 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 50,786 $4.15 $210,558.76
Disclosure

SEC source: 0001225208-22-011375 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,895,185

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:36 UTC PurchaseCommon Stock 56,301 $4.13 $232,523.13
Disclosure

SEC source: 0001510281-22-000214 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,152,008

Read SEC document
November 02, 2022 Filed Nov 3, 2022 12:59 UTC PurchaseCommon Stock 100 $4.12 $412.00
Disclosure

SEC source: 0001510281-22-000213 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,095,707

Read SEC document
November 02, 2022 Filed Nov 4, 2022 13:30 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 55,596 $4.15 $230,450.98
Disclosure

SEC source: 0001225208-22-011375 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844,399

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 13:29 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 65,500 $4.28 $280,444.80
Disclosure

SEC source: 0001225208-22-011280 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788,803

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:29 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 65,118 $4.29 $279,076.21
Disclosure

SEC source: 0001225208-22-011280 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,723,303

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:02 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 64,406 $4.25 $273,538.72
Disclosure

SEC source: 0001225208-22-011224 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,658,185

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 13:02 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 55,502 $4.20 $233,219.40
Disclosure

SEC source: 0001225208-22-011224 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,593,779

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 17:21 UTC PurchaseCommon Stock 60,811 $4.20 $255,406.20
Disclosure

SEC source: 0001510281-22-000210 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,095,607

Read SEC document
October 26, 2022 Filed Oct 27, 2022 15:01 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 71,000 $4.26 $302,140.50
Disclosure

SEC source: 0001225208-22-011149 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,538,277

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 15:01 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 70,500 $4.18 $294,513.75
Disclosure

SEC source: 0001225208-22-011149 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,467,277

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 16:12 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 53,800 $4.07 $219,035.94
Disclosure

SEC source: 0001225208-22-011109 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,396,777

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 13:27 UTC PurchaseCommon Stock 14,738 $4.05 $59,688.90
Disclosure

SEC source: 0001510281-22-000205 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,034,796

Read SEC document
October 21, 2022 Filed Oct 25, 2022 16:12 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 37,672 $4.07 $153,479.50
Disclosure

SEC source: 0001225208-22-011109 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342,977

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 13:27 UTC PurchaseCommon Stock 45,493 $4.09 $186,066.37
Disclosure

SEC source: 0001510281-22-000205 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,020,058

Read SEC document
October 20, 2022 Filed Oct 21, 2022 13:15 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 66,413 $4.08 $271,217.41
Disclosure

SEC source: 0001225208-22-011062 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,305,305

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 14:21 UTC PurchaseCommon Stock 36,067 $4.07 $146,792.69
Disclosure

SEC source: 0001510281-22-000202 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,974,565

Read SEC document
October 19, 2022 Filed Oct 21, 2022 13:15 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 61,729 $4.06 $250,811.10
Disclosure

SEC source: 0001225208-22-011062 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,238,892

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 14:21 UTC PurchaseCommon Stock 31,952 $4.05 $129,405.60
Disclosure

SEC source: 0001510281-22-000202 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,938,498

Read SEC document
October 18, 2022 Filed Oct 19, 2022 13:08 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 60,150 $4.08 $245,466.14
Disclosure

SEC source: 0001225208-22-011039 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,177,163

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 18:17 UTC PurchaseCommon Stock 165,389 $4.06 $671,479.34
Disclosure

SEC source: 0001510281-22-000199 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,906,546

Read SEC document
October 17, 2022 Filed Oct 19, 2022 13:08 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 51,277 $4.16 $213,086.70
Disclosure

SEC source: 0001225208-22-011039 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,117,013

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 18:17 UTC PurchaseCommon Stock 45,892 $4.15 $190,451.80
Disclosure

SEC source: 0001510281-22-000199 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,741,157

Read SEC document
October 14, 2022 Filed Oct 17, 2022 13:15 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 59,500 $4.09 $243,396.65
Disclosure

SEC source: 0001225208-22-010974 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,065,736

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 12:56 UTC PurchaseCommon Stock 70,043 $4.07 $285,075.01
Disclosure

SEC source: 0001510281-22-000198 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,695,265

Read SEC document
October 13, 2022 Filed Oct 17, 2022 13:15 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 59,700 $4.16 $248,232.60
Disclosure

SEC source: 0001225208-22-010974 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006,236

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 12:56 UTC PurchaseCommon Stock 73,594 $4.18 $307,622.92
Disclosure

SEC source: 0001510281-22-000198 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,625,222

Read SEC document
October 12, 2022 Filed Oct 13, 2022 13:13 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 46,244 $4.19 $193,660.62
Disclosure

SEC source: 0001225208-22-010955 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946,536

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 14:59 UTC PurchaseCommon Stock 20,376 $4.17 $84,967.92
Disclosure

SEC source: 0001510281-22-000196 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,551,628

Read SEC document
October 11, 2022 Filed Oct 13, 2022 13:13 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 56,167 $4.26 $239,232.10
Disclosure

SEC source: 0001225208-22-010955 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900,292

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

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October 11, 2022 Filed Oct 13, 2022 14:59 UTC PurchaseCommon Stock 50,751 $4.23 $214,676.73
Disclosure

SEC source: 0001510281-22-000196 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,531,252

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October 10, 2022 Filed Oct 11, 2022 13:29 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 36,136 $4.29 $155,005.37
Disclosure

SEC source: 0001225208-22-010918 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,844,125

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

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October 10, 2022 Filed Oct 11, 2022 13:18 UTC PurchaseCommon Stock 7,888 $4.29 $33,839.52
Disclosure

SEC source: 0001510281-22-000194 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,480,501

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.