Last 12 months
Inside the activity.
0 purchase rows · 50 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 23 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 15 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 10, 2017 Filed Oct 10, 2017 16:22 UTC |
Ipsen, S.A.10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 167,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061574 · a4.xml · derivative · entry 5 Ipsen, S.A. · CIK 0001370483 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The owner of record of the securities is Sutrepa SAS.Sutrepa SAS is controlled by Ipsen SA Disclosed balance after: 0 Underlying: Common Stock · 167,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · derivative.underlying_shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:22 UTC |
Ipsen, S.A.10% owner
|
ConversionSeries A-1 Junior Preferred Stock · Derivative | 45,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061574 · a4.xml · derivative · entry 4 Ipsen, S.A. · CIK 0001370483 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The owner of record of the securities is Sutrepa SAS.Sutrepa SAS is controlled by Ipsen SA Disclosed balance after: 0 Underlying: Common Stock · 45,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · derivative.underlying_shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:22 UTC |
Ipsen, S.A.10% owner
|
PurchaseCommon Stock | 20,000 | $17.00 | $340,000.00 |
DisclosureSEC source: 0001104659-17-061574 · a4.xml · nonDerivative · entry 3 Ipsen, S.A. · CIK 0001370483 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The owner of record of the securities is Ipsen Pharma, S.A.S., which is controlled by Ipsen SA Disclosed balance after: 833,099 Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:22 UTC |
Ipsen, S.A.10% owner
|
ConversionCommon Stock | 167,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061574 · a4.xml · nonDerivative · entry 2 Ipsen, S.A. · CIK 0001370483 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA Disclosed balance after: 813,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:22 UTC |
Ipsen, S.A.10% owner
|
ConversionCommon Stock | 45,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061574 · a4.xml · nonDerivative · entry 1 Ipsen, S.A. · CIK 0001370483 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA Disclosed balance after: 645,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:24 UTC |
Meeker David PDirector
|
ConversionSeries A Convertible Preferred Stock · Derivative | 54,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061577 · a4.xml · derivative · entry 3 Meeker David P · CIK 0001385155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. F2 · shares: Reflects the number of shares of Series A Preferred held by the Reporting Person on an as-converted to common stock basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. F2 · derivative.underlying_shares: Reflects the number of shares of Series A Preferred held by the Reporting Person on an as-converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:24 UTC |
Meeker David PDirector
|
PurchaseCommon Stock | 25,000 | $17.00 | $425,000.00 |
DisclosureSEC source: 0001104659-17-061577 · a4.xml · nonDerivative · entry 2 Meeker David P · CIK 0001385155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,335 Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:24 UTC |
Meeker David PDirector
|
ConversionCommon Stock | 54,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061577 · a4.xml · nonDerivative · entry 1 Meeker David P · CIK 0001385155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:23 UTC |
Gottesdiener Keith MichaelDirector · CEO and President
|
ConversionSeries A Convertible Preferred Stock · Derivative | 27,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061576 · a4.xml · derivative · entry 2 Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. F2 · shares: Reflects the number of shares of Series A Preferred held by the Reporting Person on an as-converted to common stock basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. F2 · derivative.underlying_shares: Reflects the number of shares of Series A Preferred held by the Reporting Person on an as-converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:23 UTC |
Gottesdiener Keith MichaelDirector · CEO and President
|
ConversionCommon Stock | 27,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061576 · a4.xml · nonDerivative · entry 1 Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 16:06 UTC | ConversionSeries A Convertible Preferred Stock · Derivative | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061562 · a4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 545,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
|
| October 10, 2017 Filed Oct 10, 2017 16:06 UTC | ConversionCommon Stock | 545,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061562 · a4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) L.P. · CIK 0001641080 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
|
| October 10, 2017 Filed Oct 11, 2017 18:25 UTC |
MPM BIOVENTURES V, L.P.10% owner
EVNIN LUKE10% owner
GADICKE ANSBERT10% owner
MPM BIOVENTURES V GP LLC10% owner
MPM BIOVENTURES V LLC10% owner
|
ConversionSeries A-1 Junior Preferred Stock · Derivative | 15,887,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056612 · doc4.xml · derivative · entry 4 MPM BIOVENTURES V, L.P. · CIK 0001482716 · 10% owner EVNIN LUKE · CIK 0001134657 · 10% owner GADICKE ANSBERT · CIK 0001134655 · 10% owner MPM ASSET MANAGEMENT INVESTORS BV5 LLC · CIK 0001541412 · 10% owner MPM BIOVENTURES V GP LLC · CIK 0001482714 · 10% owner MPM BIOVENTURES V LLC · CIK 0001482715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,732,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F6 · ownership.nature: The shares of Series A-1 Junior Preferred Stock were held as follows: 15,293,569 by BV V and 594,134 by AM BV5. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:25 UTC |
MPM BIOVENTURES V, L.P.10% owner
EVNIN LUKE10% owner
GADICKE ANSBERT10% owner
MPM BIOVENTURES V GP LLC10% owner
MPM BIOVENTURES V LLC10% owner
|
ConversionSeries A Preferred Stock · Derivative | 7,651,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056612 · doc4.xml · derivative · entry 3 MPM BIOVENTURES V, L.P. · CIK 0001482716 · 10% owner EVNIN LUKE · CIK 0001134657 · 10% owner GADICKE ANSBERT · CIK 0001134655 · 10% owner MPM ASSET MANAGEMENT INVESTORS BV5 LLC · CIK 0001541412 · 10% owner MPM BIOVENTURES V GP LLC · CIK 0001482714 · 10% owner MPM BIOVENTURES V LLC · CIK 0001482715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 834,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: The shares of Series A Preferred Stock were held as follows: 7,365,688 by BV V and 286,143 by AM BV5. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:25 UTC |
MPM BIOVENTURES V, L.P.10% owner
EVNIN LUKE10% owner
GADICKE ANSBERT10% owner
MPM BIOVENTURES V GP LLC10% owner
MPM BIOVENTURES V LLC10% owner
|
PurchaseCommon Stock | 100,000 | $17.00 | $1,700,000.00 |
DisclosureSEC source: 0001209191-17-056612 · doc4.xml · nonDerivative · entry 2 MPM BIOVENTURES V, L.P. · CIK 0001482716 · 10% owner EVNIN LUKE · CIK 0001134657 · 10% owner GADICKE ANSBERT · CIK 0001134655 · 10% owner MPM ASSET MANAGEMENT INVESTORS BV5 LLC · CIK 0001541412 · 10% owner MPM BIOVENTURES V GP LLC · CIK 0001482714 · 10% owner MPM BIOVENTURES V LLC · CIK 0001482715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,696,392 F3 · shares: Shares were purchased as follows: 96,260 by BV V and 3,740 by AM BV5. F4 · ownership.nature: Shares are held as follows: 2,595,559 by BV V and 100,833 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:25 UTC |
MPM BIOVENTURES V, L.P.10% owner
EVNIN LUKE10% owner
GADICKE ANSBERT10% owner
MPM BIOVENTURES V GP LLC10% owner
MPM BIOVENTURES V LLC10% owner
|
ConversionCommon Stock | 2,567,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-056612 · doc4.xml · nonDerivative · entry 1 MPM BIOVENTURES V, L.P. · CIK 0001482716 · 10% owner EVNIN LUKE · CIK 0001134657 · 10% owner GADICKE ANSBERT · CIK 0001134655 · 10% owner MPM ASSET MANAGEMENT INVESTORS BV5 LLC · CIK 0001541412 · 10% owner MPM BIOVENTURES V GP LLC · CIK 0001482714 · 10% owner MPM BIOVENTURES V LLC · CIK 0001482715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,596,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are held as follows: 2,499,299 by MPM BioVentures V, L.P. ("BV V") and 97,093 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. Mr. Foley is a director of the Issuer and has separately filed a Form 4. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 16:00 UTC |
THIRD ROCK VENTURES LP10% owner
Third Rock Ventures GP, L.P.10% owner
TRV GP, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
ConversionSeries A-1 Junior Preferred Stock · Derivative | 26,868,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-024006 · doc4.xml · derivative · entry 3 THIRD ROCK VENTURES LP · CIK 0001408591 · 10% owner Third Rock Ventures GP, L.P. · CIK 0001578976 · 10% owner TRV GP, LLC · CIK 0001578973 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,930,059 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.direct: These shares are directly held by TRV. The general partner of TRV is Third Rock Ventures GP, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP, LLC ("TRV GP LLC"). The individual managers of TRV GP LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP, TRV GP LLC, Levin, Starr and Tepper disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 16:00 UTC |
THIRD ROCK VENTURES LP10% owner
Third Rock Ventures GP, L.P.10% owner
TRV GP, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 9,479,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-024006 · doc4.xml · derivative · entry 2 THIRD ROCK VENTURES LP · CIK 0001408591 · 10% owner Third Rock Ventures GP, L.P. · CIK 0001578976 · 10% owner TRV GP, LLC · CIK 0001578973 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,033,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.direct: These shares are directly held by TRV. The general partner of TRV is Third Rock Ventures GP, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP, LLC ("TRV GP LLC"). The individual managers of TRV GP LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP, TRV GP LLC, Levin, Starr and Tepper disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 16:00 UTC |
THIRD ROCK VENTURES LP10% owner
Third Rock Ventures GP, L.P.10% owner
TRV GP, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
ConversionCommon Stock | 3,963,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-024006 · doc4.xml · nonDerivative · entry 1 THIRD ROCK VENTURES LP · CIK 0001408591 · 10% owner Third Rock Ventures GP, L.P. · CIK 0001578976 · 10% owner TRV GP, LLC · CIK 0001578973 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the total number of shares of Common Stock received by Third Rock Ventures, L.P. ("TRV") upon conversion of the Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock of the Issuer in connection with the closing of the Issuer's initial public offering. F2 · price: The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock converted into Common Stock on a 9.17-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Convertible Preferred Stock and Series A-1 Junior Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.direct: These shares are directly held by TRV. The general partner of TRV is Third Rock Ventures GP, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP, LLC ("TRV GP LLC"). The individual managers of TRV GP LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP, TRV GP LLC, Levin, Starr and Tepper disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:24 UTC |
Foley ToddDirector · 10% owner
|
ConversionSeries A-1 Junior Preferred Stock · Derivative | 15,887,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056611 · doc4.xml · derivative · entry 5 Foley Todd · CIK 0001473930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,732,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F8 · ownership.nature: The shares of Series A-1 Junior Preferred Stock were held as follows: 15,293,569 by BV V and 594,134 by AM BV5. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:24 UTC |
Foley ToddDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 7,651,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056611 · doc4.xml · derivative · entry 4 Foley Todd · CIK 0001473930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 834,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F7 · ownership.nature: The shares of Series A Preferred Stock were held as follows: 7,365,688 by BV V and 286,143 by AM BV5. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:24 UTC |
Foley ToddDirector · 10% owner
|
PurchaseCommon Stock | 100,000 | $17.00 | $1,700,000.00 |
DisclosureSEC source: 0001209191-17-056611 · doc4.xml · nonDerivative · entry 2 Foley Todd · CIK 0001473930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,696,392 F3 · shares: Shares were purchased as follows: 96,260 by BV V and 3,740 by AM BV5. F4 · ownership.nature: Shares are held as follows: 2,595,559 by BV V and 100,833 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 18:24 UTC |
Foley ToddDirector · 10% owner
|
ConversionCommon Stock | 2,567,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-056611 · doc4.xml · nonDerivative · entry 1 Foley Todd · CIK 0001473930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,596,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are held as follows: 2,499,299 by MPM BioVentures V, L.P. ("BV V") and 97,093 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 17:16 UTC |
Exter NeilDirector
|
ConversionSeries A-1 Junior Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061969 · a4.xml · derivative · entry 3 Exter Neil · CIK 0001620014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F5 · shares: Prior to the conversion, the Fund held 9,479,502 and 26,868,642 shares of the Series A Preferred and Series A-1 Preferred, respectively. F2 · derivative.exercise_date: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F2 · derivative.expiration_date: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F6 · derivative.underlying_shares: Prior to the conversion, the Fund held 1,033,751 and 2,930,059 shares of the Series A Preferred and Series A-1 Preferred, respectively, on an as converted to common stock basis. F4 · ownership.nature: The Reporting Person is a partner of Third Rock Ventures GP, L.P., which is the general partner of the Fund. The Reporting Person disclaims beneficial ownership over the shares held by the Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. F6 · ownership.nature: Prior to the conversion, the Fund held 1,033,751 and 2,930,059 shares of the Series A Preferred and Series A-1 Preferred, respectively, on an as converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 17:16 UTC |
Exter NeilDirector
|
ConversionSeries A Convertible Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061969 · a4.xml · derivative · entry 2 Exter Neil · CIK 0001620014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F5 · shares: Prior to the conversion, the Fund held 9,479,502 and 26,868,642 shares of the Series A Preferred and Series A-1 Preferred, respectively. F2 · derivative.exercise_date: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F2 · derivative.expiration_date: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F6 · derivative.underlying_shares: Prior to the conversion, the Fund held 1,033,751 and 2,930,059 shares of the Series A Preferred and Series A-1 Preferred, respectively, on an as converted to common stock basis. F4 · ownership.nature: The Reporting Person is a partner of Third Rock Ventures GP, L.P., which is the general partner of the Fund. The Reporting Person disclaims beneficial ownership over the shares held by the Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. F6 · ownership.nature: Prior to the conversion, the Fund held 1,033,751 and 2,930,059 shares of the Series A Preferred and Series A-1 Preferred, respectively, on an as converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 17:16 UTC |
Exter NeilDirector
|
ConversionCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061969 · a4.xml · nonDerivative · entry 1 Exter Neil · CIK 0001620014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 3,963,810 shares of the Issuer's common stock held by Third Rock Ventures, L.P. (the "Fund") upon conversion of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") upon closing of the Issuer's initial public offering (the "IPO"). F2 · price: Each share of the Series A Preferred and Series A-1 Preferred converted into shares of the Issuer's common stock on a 9.17-for-one basis upon the closing of the IPO without payment or consideration. The Series A Preferred and Series A-1 Preferred were convertible at any time at the holder's election and automatically upon the closing of the IPO and had no expiration date. F3 · balance_after: Represents (i) 3,963,810 shares of the Issuer's common stock held by the Fund upon conversion of the Series A Preferred and Series A-1 Preferred upon closing of the IPO and (ii) 17,627 shares of the Issuer's common stock held by the Fund prior to the closing of the IPO. F3 · ownership.nature: Represents (i) 3,963,810 shares of the Issuer's common stock held by the Fund upon conversion of the Series A Preferred and Series A-1 Preferred upon closing of the IPO and (ii) 17,627 shares of the Issuer's common stock held by the Fund prior to the closing of the IPO. F4 · ownership.nature: The Reporting Person is a partner of Third Rock Ventures GP, L.P., which is the general partner of the Fund. The Reporting Person disclaims beneficial ownership over the shares held by the Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:22 UTC |
PFIZER INC10% owner
|
ConversionSeries A-1 Junior Preferred Stock · Derivative | 940,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061575 · a4.xml · derivative · entry 5 PFIZER INC · CIK 0000078003 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 940,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · derivative.underlying_shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:22 UTC |
PFIZER INC10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 447,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061575 · a4.xml · derivative · entry 4 PFIZER INC · CIK 0000078003 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 447,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. F2 · derivative.underlying_shares: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:22 UTC |
PFIZER INC10% owner
|
PurchaseCommon Stock | 40,000 | $17.00 | $680,000.00 |
DisclosureSEC source: 0001104659-17-061575 · a4.xml · nonDerivative · entry 3 PFIZER INC · CIK 0000078003 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,427,639 Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:22 UTC |
PFIZER INC10% owner
|
ConversionCommon Stock | 940,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061575 · a4.xml · nonDerivative · entry 2 PFIZER INC · CIK 0000078003 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 20:22 UTC |
PFIZER INC10% owner
|
ConversionCommon Stock | 447,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061575 · a4.xml · nonDerivative · entry 1 PFIZER INC · CIK 0000078003 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 19:58 UTC |
BAKER BROS. ADVISORS LPFormer 10% owner
Baker Bros. Advisors (GP) LLCFormer 10% owner
BAKER FELIXFormer 10% owner
BAKER JULIANFormer 10% owner
|
ConversionSeries A Convertible Prefered · Derivative | 9,913,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-17-001008 · doc4_5014.xml · derivative · entry 6 BAKER BROS. ADVISORS LP · CIK 0001263508 · Former 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Former 10% owner BAKER FELIX · CIK 0001087940 · Former 10% owner BAKER JULIAN · CIK 0001087939 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,081,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Effective upon the closing of the Issuer's IPO, the Series A Preferred shares of the Issuer were converted at the Conversion Ratio without consideration into the number of common shares of the Issuer shown in Column 7. The Series A Preferred shares did not have an expiration date and were convertible at any time, at the holder's election, into common shares of the Issuer. F6 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F5 · derivative.exercise_date: Effective upon the closing of the Issuer's IPO, the Series A Preferred shares of the Issuer were converted at the Conversion Ratio without consideration into the number of common shares of the Issuer shown in Column 7. The Series A Preferred shares did not have an expiration date and were convertible at any time, at the holder's election, into common shares of the Issuer. F5 · derivative.expiration_date: Effective upon the closing of the Issuer's IPO, the Series A Preferred shares of the Issuer were converted at the Conversion Ratio without consideration into the number of common shares of the Issuer shown in Column 7. The Series A Preferred shares did not have an expiration date and were convertible at any time, at the holder's election, into common shares of the Issuer. F3 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Brothers Life Sciences Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in shares of the Issuer's common stock reported in column 5 of Table I directly held by Baker Brothers Life Sciences, L.P. ("Life Sciences" and together with 667, the "Funds"), a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F7 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 19:58 UTC |
BAKER BROS. ADVISORS LPFormer 10% owner
Baker Bros. Advisors (GP) LLCFormer 10% owner
BAKER FELIXFormer 10% owner
BAKER JULIANFormer 10% owner
|
ConversionSeries A Convertible Prefered · Derivative | 760,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-17-001008 · doc4_5014.xml · derivative · entry 5 BAKER BROS. ADVISORS LP · CIK 0001263508 · Former 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Former 10% owner BAKER FELIX · CIK 0001087940 · Former 10% owner BAKER JULIAN · CIK 0001087939 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 82,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Effective upon the closing of the Issuer's IPO, the Series A Preferred shares of the Issuer were converted at the Conversion Ratio without consideration into the number of common shares of the Issuer shown in Column 7. The Series A Preferred shares did not have an expiration date and were convertible at any time, at the holder's election, into common shares of the Issuer. F6 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F5 · derivative.exercise_date: Effective upon the closing of the Issuer's IPO, the Series A Preferred shares of the Issuer were converted at the Conversion Ratio without consideration into the number of common shares of the Issuer shown in Column 7. The Series A Preferred shares did not have an expiration date and were convertible at any time, at the holder's election, into common shares of the Issuer. F5 · derivative.expiration_date: Effective upon the closing of the Issuer's IPO, the Series A Preferred shares of the Issuer were converted at the Conversion Ratio without consideration into the number of common shares of the Issuer shown in Column 7. The Series A Preferred shares did not have an expiration date and were convertible at any time, at the holder's election, into common shares of the Issuer. F2 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Biotech Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in shares of the Issuer's common stock reported in column 5 of Table I directly held by 667, L.P. ("667"), a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F7 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 19:58 UTC |
BAKER BROS. ADVISORS LPFormer 10% owner
Baker Bros. Advisors (GP) LLCFormer 10% owner
BAKER FELIXFormer 10% owner
BAKER JULIANFormer 10% owner
|
PurchaseCommon Stock | 797,191 | $17.00 | $13,552,247.00 |
DisclosureSEC source: 0001638599-17-001008 · doc4_5014.xml · nonDerivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Former 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Former 10% owner BAKER FELIX · CIK 0001087940 · Former 10% owner BAKER JULIAN · CIK 0001087939 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,878,242 F4 · shares: On October 5, 2017, 667 and Life Sciences purchased 87,809 and 797,191 shares of common stock of the Issuer at a price of $17.00 per share, respectively, pursuant to an IPO. F3 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Brothers Life Sciences Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in shares of the Issuer's common stock reported in column 5 of Table I directly held by Baker Brothers Life Sciences, L.P. ("Life Sciences" and together with 667, the "Funds"), a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F7 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 19:58 UTC |
BAKER BROS. ADVISORS LPFormer 10% owner
Baker Bros. Advisors (GP) LLCFormer 10% owner
BAKER FELIXFormer 10% owner
BAKER JULIANFormer 10% owner
|
PurchaseCommon Stock | 87,809 | $17.00 | $1,492,753.00 |
DisclosureSEC source: 0001638599-17-001008 · doc4_5014.xml · nonDerivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · Former 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Former 10% owner BAKER FELIX · CIK 0001087940 · Former 10% owner BAKER JULIAN · CIK 0001087939 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 170,778 F4 · shares: On October 5, 2017, 667 and Life Sciences purchased 87,809 and 797,191 shares of common stock of the Issuer at a price of $17.00 per share, respectively, pursuant to an IPO. F2 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Biotech Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in shares of the Issuer's common stock reported in column 5 of Table I directly held by 667, L.P. ("667"), a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F7 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 19:58 UTC |
BAKER BROS. ADVISORS LPFormer 10% owner
Baker Bros. Advisors (GP) LLCFormer 10% owner
BAKER FELIXFormer 10% owner
BAKER JULIANFormer 10% owner
|
ConversionCommon Stock | 1,081,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-001008 · doc4_5014.xml · nonDerivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Former 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Former 10% owner BAKER FELIX · CIK 0001087940 · Former 10% owner BAKER JULIAN · CIK 0001087939 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,081,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock of Rhythm Pharmaceuticals, Inc. (the "Issuer") received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") which automatically convert into common stock of the Issuer on a 9.17 for 1 basis (the "Conversion Ratio") without consideration upon the closing of the initial public offering of the Issuer ("IPO"). F1 · price: Represents shares of common stock of Rhythm Pharmaceuticals, Inc. (the "Issuer") received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") which automatically convert into common stock of the Issuer on a 9.17 for 1 basis (the "Conversion Ratio") without consideration upon the closing of the initial public offering of the Issuer ("IPO"). F3 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Brothers Life Sciences Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in shares of the Issuer's common stock reported in column 5 of Table I directly held by Baker Brothers Life Sciences, L.P. ("Life Sciences" and together with 667, the "Funds"), a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F7 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 19:58 UTC |
BAKER BROS. ADVISORS LPFormer 10% owner
Baker Bros. Advisors (GP) LLCFormer 10% owner
BAKER FELIXFormer 10% owner
BAKER JULIANFormer 10% owner
|
ConversionCommon Stock | 82,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-001008 · doc4_5014.xml · nonDerivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Former 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Former 10% owner BAKER FELIX · CIK 0001087940 · Former 10% owner BAKER JULIAN · CIK 0001087939 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 82,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock of Rhythm Pharmaceuticals, Inc. (the "Issuer") received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") which automatically convert into common stock of the Issuer on a 9.17 for 1 basis (the "Conversion Ratio") without consideration upon the closing of the initial public offering of the Issuer ("IPO"). F1 · price: Represents shares of common stock of Rhythm Pharmaceuticals, Inc. (the "Issuer") received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") which automatically convert into common stock of the Issuer on a 9.17 for 1 basis (the "Conversion Ratio") without consideration upon the closing of the initial public offering of the Issuer ("IPO"). F2 · ownership.nature: After giving effect to the transactions reported herein, and as a result of their ownership interest in Baker Biotech Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in shares of the Issuer's common stock reported in column 5 of Table I directly held by 667, L.P. ("667"), a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F7 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| August 18, 2017 Filed Oct 11, 2017 18:24 UTC |
Foley ToddDirector · 10% owner
|
GrantSeries A Preferred Stock · Derivative | 3,015,915 | $1.00 | $3,015,915.00 |
DisclosureSEC source: 0001209191-17-056611 · doc4.xml · derivative · entry 3 Foley Todd · CIK 0001473930 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,015,915 Underlying: Common Stock · 328,889 shares Expires not disclosed F1 · derivative.exercise_price: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of preferred stock converted into approximately 0.10905125 shares of common stock upon the closing of the issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: Shares were purchased as follows: 2,903,134 by BV V and 112,781 by AM BV5. F6 · ownership.nature: Reflects a transaction with the Issuer prior to its Section 12 registration which occurred within 6 months of of the post-registration transaction reported on this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.