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Nasdaq · USD

RYTM

RHYTHM PHARMACEUTICALS, INC.

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Tapewire entity
3693
SEC CIK
0001649904
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 2026023
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 2026015
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2019 Filed Nov 29, 2019 19:40 UTC
Foley ToddDirector
SaleCommon Stock 34,960 $22.91 $800,933.60
Disclosure

SEC source: 0001209191-19-058413 · doc4.xml · nonDerivative · entry 2

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,535,395

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · shares: Shares were sold as follows: 33,653 by BV V and 1,307 by AM BV5.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $22.41 to $23.385. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F7 · ownership.nature: Shares are held as follows: 2,440,583 by BV V and 94,812 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 19:40 UTC
Foley ToddDirector
SaleCommon Stock 74,225 $23.31 $1,730,184.75
Disclosure

SEC source: 0001209191-19-058413 · doc4.xml · nonDerivative · entry 1

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,570,355

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Shares were sold as follows: 71,449 by BV V and 2,776 by AM BV5.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $22.71 to $23.56. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · ownership.nature: Shares are held as follows: 2,474,236 by BV V and 96,119 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:22 UTC
Foley ToddDirector
SaleCommon Stock 50,320 $23.34 $1,174,468.80
Disclosure

SEC source: 0001209191-19-058110 · doc4.xml · nonDerivative · entry 4

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,644,580

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · shares: Shares were sold as follows: 48,438 by BV V and 1,882 by AM BV5.

F11 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $23.29 to $23.39. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F12 · ownership.nature: Shares are held as follows: 2,545,685 by BV V and 98,895 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:22 UTC
Foley ToddDirector
SaleCommon Stock 71,023 $23.04 $1,636,369.92
Disclosure

SEC source: 0001209191-19-058110 · doc4.xml · nonDerivative · entry 3

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,694,900

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · shares: Shares were sold as follows: 68,367 by BV V and 2,656 by AM BV5.

F8 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $22.29 to $23.28. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F9 · ownership.nature: Shares are held as follows: 2,594,123 by BV V and 100,777 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 21:22 UTC
Foley ToddDirector
SaleCommon Stock 1,171 $22.04 $25,808.84
Disclosure

SEC source: 0001209191-19-058110 · doc4.xml · nonDerivative · entry 2

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,765,923

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · shares: Shares were sold as follows: 1,127 by BV V and 44 by AM BV5.

F6 · ownership.nature: Shares are held as follows: 2,662,490 by BV V and 103,433 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 21:22 UTC
Foley ToddDirector
SaleCommon Stock 101,511 $21.78 $2,210,909.58
Disclosure

SEC source: 0001209191-19-058110 · doc4.xml · nonDerivative · entry 1

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,767,094

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: The shares were sold as follows: 97,715 by MPM BioVentures V, L.P. ("BV V") and 3,796 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $21.025 to $22.00. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · ownership.nature: Shares are held as follows: 2,663,617 by BV V and 103,477 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:30 UTC
Foley ToddDirector
SaleCommon Stock 5,457 $21.09 $115,088.13
Disclosure

SEC source: 0001209191-19-057850 · doc4.xml · nonDerivative · entry 3

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,868,605

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · shares: Shares were sold as follows: 5,253 by BV V and 204 by AM BV5.

F9 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $21.00 to $21.28. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F10 · ownership.nature: Shares are held as follows: 2,761,332 by BV V and 107,273 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:30 UTC
Foley ToddDirector
SaleCommon Stock 59,466 $20.50 $1,219,053.00
Disclosure

SEC source: 0001209191-19-057850 · doc4.xml · nonDerivative · entry 2

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,874,062

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · shares: Shares were sold as follows: 57,242 by BV V and 2,224 by AM BV5.

F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $20.00 to $20.99. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F7 · ownership.nature: Shares are held as follows: 2,766,585 by BV V and 107,477 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:30 UTC
Foley ToddDirector
SaleCommon Stock 141,365 $22.02 $3,112,857.30
Disclosure

SEC source: 0001209191-19-057850 · doc4.xml · nonDerivative · entry 1

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,933,528

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: The shares were sold as follows: 136,079 by MPM BioVentures V, L.P. ("BV V") and 5,286 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $21.59 to $22.58. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · ownership.nature: Shares are held as follows: 2,823,827 by BV V and 109,701 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:04 UTC
Desikan NithyaChief Commercial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,534 $0.00 Strike: $6.88 $0.00
Disclosure

SEC source: 0001104659-19-045574 · a4.xml · derivative · entry 2

Desikan Nithya · CIK 0001714105 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,676

Underlying: Common Stock · 14,534 shares

Expires 2027-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on August 9, 2017. 32,715 of the total shares vested and became exercisable immediately upon grant. 25% of the remaining stock options vested and became exercisable on July 23, 2018. 75% of the remaining stock options shall vest in 36 successive, equal monthly installments with the first such installment vesting and becoming exercisable on August 23, 2018.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:04 UTC
Desikan NithyaChief Commercial Officer
Exercise / conversionCommon Stock 14,534 $6.88 $99,993.92
Disclosure

SEC source: 0001104659-19-045574 · a4.xml · nonDerivative · entry 1

Desikan Nithya · CIK 0001714105 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:06 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001104659-19-043324 · a4.xml · derivative · entry 1

Arbuckle Stuart A · CIK 0001557290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-07-29

F1 · derivative.exercise_date: One-third of the options will vest on each one-year anniversary of the grant date, with the first one-third vesting on July 30, 2020.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 20:11 UTC
Gottesdiener Keith MichaelDirector · CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001104659-19-040756 · a4.xml · derivative · entry 2

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,280

Underlying: Common Stock · 7,500 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vest and become exercisable in 48 successive, equal monthly installments measured from August 3, 2015.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 20:11 UTC
Gottesdiener Keith MichaelDirector · CEO and President
Exercise / conversionCommon Stock 7,500 $4.59 $34,425.00
Disclosure

SEC source: 0001104659-19-040756 · a4.xml · nonDerivative · entry 1

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 20:01 UTC
Smith Hunter CChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.88 $0.00
Disclosure

SEC source: 0001104659-19-040345 · a4.xml · derivative · entry 2

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,744

Underlying: Common Stock · 10,000 shares

Expires 2027-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on August 9, 2017. 25% of the stock options vested and became exercisable on July 31, 2018. 75% of the stock options shall vest in 36 successive, equal monthly installments with the first such installment vesting and becoming exercisable on August 31, 2018.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 20:01 UTC
Smith Hunter CChief Financial Officer
Exercise / conversionCommon Stock 10,000 $6.88 $68,800.00
Disclosure

SEC source: 0001104659-19-040345 · a4.xml · nonDerivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:13 UTC
Foley ToddDirector
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001104659-19-037017 · a4.xml · derivative · entry 1

Foley Todd · CIK 0001473930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:17 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001209191-19-038465 · doc4.xml · derivative · entry 1

Mathers Edward T · CIK 0001328625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:15 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001104659-19-037021 · a4.xml · derivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: One-third of the options will vest on each one-year anniversary of the grant date, with the first one-third vesting on June 19, 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:14 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001104659-19-037019 · a4.xml · derivative · entry 1

MCGIRR DAVID W J · CIK 0001219023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:14 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001104659-19-037018 · a4.xml · derivative · entry 1

Meeker David P · CIK 0001385155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:13 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001104659-19-037016 · a4.xml · derivative · entry 1

JEAN CHRISTOPHE · CIK 0001378435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:00 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001104659-19-033437 · a4.xml · derivative · entry 6

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611

Underlying: Common Stock · 5,000 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vest and become exercisable in 48 successive, equal monthly installments measured from August 3, 2015.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:00 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
SaleCommon Stock 5,000 $25.10 $125,500.00
Disclosure

SEC source: 0001104659-19-033437 · a4.xml · nonDerivative · entry 4

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,339

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.33, inclusive; the price reported above reflects the weighted average sale price. Mr. Van der Ploeg hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:00 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionCommon Stock 5,000 $4.59 $22,950.00
Disclosure

SEC source: 0001104659-19-033437 · a4.xml · nonDerivative · entry 3

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:00 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001104659-19-033437 · a4.xml · derivative · entry 5

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611

Underlying: Common Stock · 5,000 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vest and become exercisable in 48 successive, equal monthly installments measured from August 3, 2015.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:00 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
SaleCommon Stock 5,000 $25.31 $126,550.00
Disclosure

SEC source: 0001104659-19-033437 · a4.xml · nonDerivative · entry 2

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,339

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.11 to $25.64, inclusive; the price reported above reflects the weighted average sale price. Mr. Van der Ploeg hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:00 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionCommon Stock 5,000 $4.59 $22,950.00
Disclosure

SEC source: 0001104659-19-033437 · a4.xml · nonDerivative · entry 1

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · derivative · entry 8

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,611

Underlying: Common Stock · 5,000 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vest and become exercisable in 48 successive, equal monthly installments measured from August 3, 2015.

Read SEC document
May 29, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
SaleCommon Stock 5,000 $25.51 $127,550.00
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · nonDerivative · entry 5

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,339

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.18 to $26.02, inclusive; the price reported above reflects the weighted average sale price. Mr. Van der Ploeg hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 29, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionCommon Stock 5,000 $4.59 $22,950.00
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · nonDerivative · entry 4

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 140 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · derivative · entry 7

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,290

Underlying: Common Stock · 140 shares

Expires 2027-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest and become exercisable in 48 successive, equal monthly installments measured from January 6, 2017.

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May 28, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,860 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · derivative · entry 6

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,611

Underlying: Common Stock · 9,860 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vest and become exercisable in 48 successive, equal monthly installments measured from August 3, 2015.

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May 28, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
SaleCommon Stock 10,000 $25.38 $253,800.00
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · nonDerivative · entry 3

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,339

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.01 to $26.10, inclusive; the price reported above reflects the weighted average sale price. Mr. Van der Ploeg hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 28, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionCommon Stock 140 $6.14 $859.60
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · nonDerivative · entry 2

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed May 30, 2019 16:01 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
Exercise / conversionCommon Stock 9,860 $4.59 $45,257.40
Disclosure

SEC source: 0001104659-19-032725 · a4.xml · nonDerivative · entry 1

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2019 Filed Mar 19, 2019 20:25 UTC
Gottesdiener Keith MichaelDirector · CEO & President
SaleCommon Stock 2,329 $30.27 $70,498.83
Disclosure

SEC source: 0001104659-19-015985 · a4.xml · nonDerivative · entry 2

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,342

F3 · kind: On March 18, 2019, Mr. Gottesdiener sold 2,329 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.09 to $30.50, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 15, 2019 Filed Mar 19, 2019 20:25 UTC
Gottesdiener Keith MichaelDirector · CEO & President
SaleCommon Stock 7,961 $30.04 $239,148.44
Disclosure

SEC source: 0001104659-19-015985 · a4.xml · nonDerivative · entry 1

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,671

F1 · kind: On March 15, 2019, Mr. Gottesdiener sold 7,961 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.20, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 14, 2019 Filed Mar 15, 2019 20:01 UTC
Gottesdiener Keith MichaelDirector · CEO & President
SaleCommon Stock 1,506 $30.05 $45,255.30
Disclosure

SEC source: 0001104659-19-015281 · a4.xml · nonDerivative · entry 2

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,632

F4 · kind: On March 14, 2019, Mr. Gottesdiener sold 1,506 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.50, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 13, 2019 Filed Mar 15, 2019 20:01 UTC
Gottesdiener Keith MichaelDirector · CEO & President
SaleCommon Stock 7,782 $30.06 $233,926.92
Disclosure

SEC source: 0001104659-19-015281 · a4.xml · nonDerivative · entry 1

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,138

F1 · kind: On March 13, 2019, Mr. Gottesdiener sold 7,782 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.20, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 303 shares acquired under the issuer's 2017 Employee Stock Purchase Plan on February 28, 2019.

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February 27, 2019 Filed Feb 28, 2019 21:01 UTC
Gottesdiener Keith MichaelDirector · CEO and President
SaleCommon Stock 1,814 $30.01 $54,438.14
Disclosure

SEC source: 0001104659-19-011530 · a4.xml · nonDerivative · entry 2

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,617

F3 · kind: On February 27, 2019, Mr. Gottesdiener sold 1,814 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.09, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 26, 2019 Filed Feb 28, 2019 21:01 UTC
Gottesdiener Keith MichaelDirector · CEO and President
SaleCommon Stock 635 $30.13 $19,132.55
Disclosure

SEC source: 0001104659-19-011530 · a4.xml · nonDerivative · entry 1

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,431

F1 · kind: On February 26, 2019, Mr. Gottesdiener sold 635 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.01 to $30.14, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 19, 2019 Filed Feb 20, 2019 21:01 UTC
Gottesdiener Keith MichaelDirector · CEO and President
SaleCommon Stock 918 $30.05 $27,585.90
Disclosure

SEC source: 0001104659-19-009555 · a4.xml · nonDerivative · entry 2

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,066

F3 · kind: On February 19, 2019, Mr. Gottesdiener sold 918 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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February 15, 2019 Filed Feb 20, 2019 21:01 UTC
Gottesdiener Keith MichaelDirector · CEO and President
SaleCommon Stock 12,002 $30.02 $360,300.04
Disclosure

SEC source: 0001104659-19-009555 · a4.xml · nonDerivative · entry 1

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,984

F1 · kind: On February 15, 2019, Mr. Gottesdiener sold 12,002 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.18, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2019 Filed Feb 15, 2019 16:08 UTC
Van der Ploeg Leonardus H.T.Chief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $29.78 $0.00
Disclosure

SEC source: 0001104659-19-009040 · a4.xml · derivative · entry 1

Van der Ploeg Leonardus H.T. · CIK 0001615726 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option was granted on February 13, 2019 and the shares underlying this option vest in sixteen equal quarterly installments beginning on May 13, 2019.

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February 13, 2019 Filed Feb 15, 2019 21:09 UTC
Gottesdiener Keith MichaelDirector · CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $29.78 $0.00
Disclosure

SEC source: 0001104659-19-009043 · a4.xml · derivative · entry 2

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2029-02-12

F3 · derivative.exercise_date: This option was granted on February 13, 2019 and the shares underlying this option vest in sixteen equal quarterly installments beginning on May 13, 2019.

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February 13, 2019 Filed Feb 15, 2019 21:09 UTC
Gottesdiener Keith MichaelDirector · CEO and President
SaleCommon Stock 3,934 $30.00 $118,020.00
Disclosure

SEC source: 0001104659-19-009043 · a4.xml · nonDerivative · entry 1

Gottesdiener Keith Michael · CIK 0001615856 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,986

F1 · kind: On February 13, 2019, Mr. Gottesdiener sold 3,934 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.03, inclusive; the price reported above reflects the weighted average sale price. Mr. Gottesdiener hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2019 Filed Feb 15, 2019 21:10 UTC
Smith Hunter CChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $29.78 $0.00
Disclosure

SEC source: 0001104659-19-009044 · a4.xml · derivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option was granted on February 13, 2019 and the shares underlying this option vest in sixteen equal quarterly installments beginning on May 13, 2019.

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February 13, 2019 Filed Feb 15, 2019 21:09 UTC
Desikan NithyaChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $29.78 $0.00
Disclosure

SEC source: 0001104659-19-009042 · a4.xml · derivative · entry 1

Desikan Nithya · CIK 0001714105 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option was granted on February 13, 2019 and the shares underlying this option vest in sixteen equal quarterly installments beginning on May 13, 2019.

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February 13, 2019 Filed Feb 15, 2019 21:08 UTC
Stewart MurrayChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $29.78 $0.00
Disclosure

SEC source: 0001104659-19-009041 · a4.xml · derivative · entry 1

Stewart Murray · CIK 0001723450 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option was granted on February 13, 2019 and the shares underlying this option vest in sixteen equal quarterly installments beginning on May 13, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.