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RYES

Rise Gold Corp.

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7717
SEC CIK
0001424864
Parsed reports
176

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2024 Filed May 2, 2024 01:44 UTC Amendment
Oliver Daniel JrDirector · 10% owner
PurchaseCommon Stock 2,700,000 $0.10 $256,500.00
Disclosure

SEC source: 0001727689-24-000048 · ownership.xml · nonDerivative · entry 2

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

Myrmikan Gold Fund, LLC · CIK 0001848738 · 10% owner

Myrmikan Capital, LLC · CIK 0001965935 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 7,172,849

F3 · balance_after: This number was incorrectly reported as being 9,872,849 in the original Form 4 and is hereby amended to read 7,172,849.

Read SEC document
April 09, 2024 Filed May 3, 2024 14:54 UTC Amendment
Oliver Daniel JrDirector · 10% owner
PurchaseWarrants · Derivative 1,350,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001727689-24-000053 · ownership.xml · derivative · entry 6

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

Myrmikan Gold Fund, LLC · CIK 0001848738 · 10% owner

Myrmikan Capital, LLC · CIK 0001965935 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 1,350,000

Underlying: Common Stock · 1,350,000 shares

Expires 2027-04-09

F2 · derivative.exercise_date: The holder and the issuer have entered into a warrant standstill agreement dated 4-9-24 (the "Agreement"), pursuant to which the holder has agreed not to exercise these warrants. The Agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the common shares underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 09, 2024 Filed May 3, 2024 14:54 UTC Amendment
Oliver Daniel JrDirector · 10% owner
PurchaseCommon Stock 2,700,000 $0.10 $256,500.00
Disclosure

SEC source: 0001727689-24-000053 · ownership.xml · nonDerivative · entry 1

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

Myrmikan Gold Fund, LLC · CIK 0001848738 · 10% owner

Myrmikan Capital, LLC · CIK 0001965935 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 7,172,849

F3 · balance_after: This number was incorrectly reported as being 9,872,849 in the original Form 4 and is hereby amended to read 7,172,849.

Read SEC document
December 12, 2023 Filed Dec 12, 2023 22:27 UTC
Proust JohnDirector
GrantDirector Stock Option · Derivative 47,775 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0000912282-23-000567 · form4.xml · derivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,775

Underlying: Common Shares · 47,775 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed Dec 14, 2023 02:49 UTC
Oliver Daniel JrDirector · 10% owner
GrantOptions · Derivative 200,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-23-000100 · ownership.xml · derivative · entry 3

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed Dec 14, 2023 19:23 UTC GrantOptions · Derivative 268,877 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-23-000104 · ownership.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,877

Underlying: Common Stock · 268,877 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed Dec 15, 2023 02:34 UTC
Lepard Lawrence WardDirector · 10% owner
GrantOptions · Derivative 47,775 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-23-000105 · ownership.xml · derivative · entry 5

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,775

Underlying: Common Stock · 47,775 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:01 UTC GrantOptions · Derivative 47,775 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-23-000103 · ownership.xml · derivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,775

Underlying: Common Stock · 47,775 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed Dec 14, 2023 17:09 UTC GrantOptions · Derivative 47,775 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-23-000102 · ownership.xml · derivative · entry 2

Flanigan Murray Guinn · CIK 0001780964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,775

Underlying: Common Stock · 47,775 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed Dec 14, 2023 16:55 UTC GrantOptions · Derivative 47,775 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-23-000101 · ownership.xml · derivative · entry 2

Vehrs Thomas I. · CIK 0001705293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,775

Underlying: Common Stock · 47,775 shares

Expires 2028-12-12

Read SEC document
December 12, 2023 Filed May 3, 2024 14:36 UTC Amendment
Oliver Daniel JrDirector · 10% owner
GrantOptions · Derivative 200,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001727689-24-000052 · ownership.xml · derivative · entry 2

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-12-12

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:13 UTC PurchaseWarrants · Derivative 140,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000098 · ownership.xml · derivative · entry 2

Myrmikan Gold Fund, LLC · CIK 0001848738 · 10% owner

Myrmikan Capital, LLC · CIK 0001965935 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2025-12-07

F1 · ownership.direct: Beneficially owned directly by Myrmikan Gold Fund, LLC (the "Fund") and indirectly by Myrmikan Capital, LLC as manager of the Fund

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:13 UTC PurchaseCommon Stock 280,000 $0.18 $50,400.00
Disclosure

SEC source: 0001727689-23-000098 · ownership.xml · nonDerivative · entry 1

Myrmikan Gold Fund, LLC · CIK 0001848738 · 10% owner

Myrmikan Capital, LLC · CIK 0001965935 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,472,849

F1 · ownership.direct: Beneficially owned directly by Myrmikan Gold Fund, LLC (the "Fund") and indirectly by Myrmikan Capital, LLC as manager of the Fund

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:12 UTC
Oliver Daniel JrDirector · 10% owner
PurchaseWarrants · Derivative 140,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000097 · ownership.xml · derivative · entry 7

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2025-12-07

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:12 UTC
Oliver Daniel JrDirector · 10% owner
PurchaseWarrants · Derivative 69,444 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000097 · ownership.xml · derivative · entry 3

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,444

Underlying: Common Stock · 69,444 shares

Expires 2025-12-07

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:12 UTC
Oliver Daniel JrDirector · 10% owner
PurchaseCommon Stock 280,000 $0.18 $50,400.00
Disclosure

SEC source: 0001727689-23-000097 · ownership.xml · nonDerivative · entry 2

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 4,472,849

Read SEC document
December 07, 2023 Filed Dec 12, 2023 00:12 UTC
Oliver Daniel JrDirector · 10% owner
PurchaseCommon Stock 138,888 $0.18 $24,999.84
Disclosure

SEC source: 0001727689-23-000097 · ownership.xml · nonDerivative · entry 1

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,888

Read SEC document
December 07, 2023 Filed May 3, 2024 14:17 UTC Amendment
Oliver Daniel JrDirector · 10% owner
PurchaseWarrants · Derivative 140,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-24-000051 · ownership.xml · derivative · entry 5

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2025-12-07

Read SEC document
December 07, 2023 Filed May 3, 2024 14:17 UTC Amendment
Oliver Daniel JrDirector · 10% owner
PurchaseCommon Stock 280,000 $0.18 $50,400.00
Disclosure

SEC source: 0001727689-24-000051 · ownership.xml · nonDerivative · entry 1

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 4,472,849

Read SEC document
November 07, 2023 Filed Nov 9, 2023 07:37 UTC
Mullin Joseph E IIIPresident and CEO
PurchaseWarrants · Derivative 83,333 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000087 · ownership.xml · derivative · entry 2

Mullin Joseph E III · CIK 0001499276 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,333 shares

Expires 2025-11-07

Read SEC document
November 07, 2023 Filed Nov 9, 2023 07:37 UTC
Mullin Joseph E IIIPresident and CEO
PurchaseCommon Stock 166,666 $0.18 $29,999.88
Disclosure

SEC source: 0001727689-23-000087 · ownership.xml · nonDerivative · entry 1

Mullin Joseph E III · CIK 0001499276 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,666

Read SEC document
November 07, 2023 Filed Nov 9, 2023 20:26 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseWarrants · Derivative 140,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000089 · ownership.xml · derivative · entry 12

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2025-11-07

Read SEC document
November 07, 2023 Filed Nov 9, 2023 20:26 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseCommon Stock 280,000 $0.18 $50,400.00
Disclosure

SEC source: 0001727689-23-000089 · ownership.xml · nonDerivative · entry 2

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By EMA GARP FUND LP

Disclosed balance after: 2,559,656

Read SEC document
November 07, 2023 Filed Nov 9, 2023 17:04 UTC
Oliver Daniel JrDirector · 10% owner
PurchaseWarrants · Derivative 750,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000088 · ownership.xml · derivative · entry 5

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2025-11-07

Read SEC document
November 07, 2023 Filed Nov 9, 2023 17:04 UTC
Oliver Daniel JrDirector · 10% owner
PurchaseCommon Stock 1,500,000 $0.18 $270,000.00
Disclosure

SEC source: 0001727689-23-000088 · ownership.xml · nonDerivative · entry 1

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Myrmikan Gold Fund, LLC

Disclosed balance after: 4,192,849

Read SEC document
November 07, 2023 Filed Nov 9, 2023 12:36 UTC PurchaseWarrants · Derivative 83,333 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000086 · ownership.xml · derivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 83,333 shares

Expires 2025-11-07

Read SEC document
November 07, 2023 Filed Nov 9, 2023 12:36 UTC PurchaseCommon Stock 166,666 $0.18 $29,999.88
Disclosure

SEC source: 0001727689-23-000086 · ownership.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,666

Read SEC document
September 22, 2023 Filed Sep 26, 2023 17:30 UTC
Boon VinceChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000912282-23-000390 · form4.xml · derivative · entry 1

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 30,000 shares

Expires 2028-09-22

Read SEC document
September 22, 2023 Filed Sep 26, 2023 20:26 UTC GrantOptions · Derivative 4,640 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000076 · ownership.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,640

Underlying: Common Stock · 4,640 shares

Expires 2028-09-22

Read SEC document
September 22, 2023 Filed Sep 27, 2023 01:46 UTC
Oliver Daniel JrDirector · 10% owner
GrantOptions · Derivative 94,070 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000077 · ownership.xml · derivative · entry 2

Oliver Daniel Jr · CIK 0001965660 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,070

Underlying: Common Stock · 94,070 shares

Expires 2028-09-22

Read SEC document
September 22, 2023 Filed Sep 27, 2023 00:17 UTC GrantOptions · Derivative 94,070 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000075 · ownership.xml · derivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,070

Underlying: Common Stock · 94,070 shares

Expires 2028-09-22

Read SEC document
September 22, 2023 Filed Sep 26, 2023 23:52 UTC GrantOptions · Derivative 25,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001727689-23-000074 · ownership.xml · derivative · entry 2

Vehrs Thomas I. · CIK 0001705293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-09-22

Read SEC document
September 22, 2023 Filed Sep 26, 2023 21:31 UTC
Proust JohnDirector
GrantDirector Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000912282-23-000391 · form4.xml · derivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires 2028-09-22

Read SEC document
August 11, 2023 Filed Aug 23, 2023 00:49 UTC
Proust JohnDirector
SaleCommon Shares 8,000 $0.15 $1,200.00
Disclosure

SEC source: 0000912282-23-000325 · form4.xml · nonDerivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Proust Family Trust

Disclosed balance after: 0

F1 · price: Converted from Canadian sales price of C$0.20 using an exchange rate of C$1.3443 = US$1.00.

F2 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
June 30, 2023 Filed Nov 9, 2023 20:26 UTC
Lepard Lawrence WardDirector · 10% owner
OtherWarrants · Derivative 93,750 Not disclosed Strike: $0.60 Not disclosed
Disclosure

SEC source: 0001727689-23-000089 · ownership.xml · derivative · entry 20

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Baccarat Trade Investments, Ltd

Disclosed balance after: 0

Underlying: Common Stock · 93,750 shares

Expires 2025-02-17

F2 · kind: Reporting person no longer holds direction/control over this account

F3 · price: No value was given for these securities

Read SEC document
June 30, 2023 Filed Nov 9, 2023 20:26 UTC
Lepard Lawrence WardDirector · 10% owner
OtherCommon Stock 187,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001727689-23-000089 · ownership.xml · nonDerivative · entry 5

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Baccarat Trade Investments, Ltd

Disclosed balance after: 0

F2 · security: Reporting person no longer holds direction/control over this account

F2 · kind: Reporting person no longer holds direction/control over this account

F3 · price: No value was given for these securities

Read SEC document
June 13, 2023 Filed Jun 15, 2023 00:25 UTC
Proust JohnDirector
SaleCommon Shares 1,000 $0.41 $410.00
Disclosure

SEC source: 0000912282-23-000127 · form4.xml · nonDerivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Proust Family Trust

Disclosed balance after: 9,000

F1 · price: Converted from Canadian sales price of C$0.55 using an exchange rate of C$1.3310 = US$1.00.

F2 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
June 13, 2023 Filed Aug 23, 2023 00:47 UTC Amendment
Proust JohnDirector
SaleCommon Shares 2,000 $0.17 $330.60
Disclosure

SEC source: 0000912282-23-000323 · form4.xml · nonDerivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Proust Family Trust

Disclosed balance after: 8,000

F1 · price: Converted from Canadian sales price of C$0.22 using an exchange rate of C$1.3310 = US$1.00.

F2 · ownership.nature: Trust controlled by the reporting person.

Read SEC document
February 22, 2023 Filed Feb 22, 2023 16:49 UTC
Boon VinceChief Financial Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001567619-23-003521 · doc1.xml · derivative · entry 2

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2023-04-19

F1 · derivative.exercise_price: Converted from Canadian exercise price of C$1.20 using an exchange rate of $1.3516 = US$1.00.

F2 · derivative.exercise_price: Reflects 1-for-10 stock consolidation effected by the Issuer on December 16, 2019.

F3 · kind: The option was cancelled by mutual agreement of the Reporting Person and the Issuer. The Reporting Person will receive a new option grant in consideration for the cancellation at a future date.

F2 · shares: Reflects 1-for-10 stock consolidation effected by the Issuer on December 16, 2019.

Read SEC document
February 22, 2023 Filed Feb 22, 2023 21:46 UTC
Proust JohnDirector
Disposition to issuerDirector Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001567619-23-003511 · doc1.xml · derivative · entry 8

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2023-04-19

F4 · derivative.exercise_price: Converted from Canadian exercise price of C$1.20 using an exchange rate of C$1.3516 = US$1.00.

F5 · derivative.exercise_price: Reflects 1-for-10 stock consolidation of the Issuer's common stock on December 16, 2019.

F5 · shares: Reflects 1-for-10 stock consolidation of the Issuer's common stock on December 16, 2019.

F6 · shares: The option was cancelled by mutual agreement of the Reporting Person and the Issuer. The Reporting Person will receive a new option grant in consideration for the cancellation at a future date.

Read SEC document
February 22, 2023 Filed Feb 22, 2023 17:02 UTC Disposition to issuerOptions · Derivative 25,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001727689-23-000003 · ownership.xml · derivative · entry 3

Vehrs Thomas I. · CIK 0001705293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-04-17

F1 · derivative.exercise_price: Represents a price in Canadian dollars.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:49 UTC
Boon VinceChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001567619-23-003521 · doc1.xml · derivative · entry 1

Boon Vince · CIK 0001739631 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-02-21

Read SEC document
February 21, 2023 Filed Feb 22, 2023 20:58 UTC
Mossman BenjaminDirector · CEO, President
GrantOptions · Derivative 375,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001727689-23-000009 · ownership.xml · derivative · entry 2

Mossman Benjamin · CIK 0001687923 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2028-02-21

Read SEC document
February 21, 2023 Filed Feb 23, 2023 01:14 UTC GrantOptions · Derivative 105,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001727689-23-000007 · ownership.xml · derivative · entry 2

Flanigan Murray Guinn · CIK 0001780964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2028-02-21

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:46 UTC
Proust JohnDirector
GrantDirector Stock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001567619-23-003511 · doc1.xml · derivative · entry 7

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2028-02-21

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:28 UTC
Lepard Lawrence WardDirector · 10% owner
GrantOptions · Derivative 105,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001727689-23-000005 · ownership.xml · derivative · entry 6

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2028-02-21

Read SEC document
February 21, 2023 Filed Feb 22, 2023 17:02 UTC GrantOptions · Derivative 105,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001727689-23-000003 · ownership.xml · derivative · entry 2

Vehrs Thomas I. · CIK 0001705293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2028-02-21

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February 17, 2023 Filed Feb 22, 2023 21:46 UTC
Proust JohnDirector
PurchaseWarrants · Derivative 196,468 $0.40 Strike: $0.60 $78,587.20
Disclosure

SEC source: 0001567619-23-003511 · doc1.xml · derivative · entry 6

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gwen Proust 2018 Alter Ego Trust

Disclosed balance after: 229,195

Underlying: Common Shares · 196,468 shares

Expires 2025-02-17

F1 · derivative.exercise_price: Pursuant to a unit offering by the Issuer at $0.40 per unit, each unit consisting of one common share and one-half of one common share purchase warrant. Each whole warrant may be exercised for one common share of the Issuer at $0.60 per share for two years.

F1 · price: Pursuant to a unit offering by the Issuer at $0.40 per unit, each unit consisting of one common share and one-half of one common share purchase warrant. Each whole warrant may be exercised for one common share of the Issuer at $0.60 per share for two years.

F2 · ownership.nature: Trust controlled by the reporting person.

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February 17, 2023 Filed Feb 22, 2023 21:46 UTC
Proust JohnDirector
PurchaseCommon Shares 392,936 $0.40 $157,174.40
Disclosure

SEC source: 0001567619-23-003511 · doc1.xml · nonDerivative · entry 1

Proust John · CIK 0001738315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gwen Proust 2018 Alter Ego Trust

Disclosed balance after: 1,399,306

F1 · price: Pursuant to a unit offering by the Issuer at $0.40 per unit, each unit consisting of one common share and one-half of one common share purchase warrant. Each whole warrant may be exercised for one common share of the Issuer at $0.60 per share for two years.

F2 · ownership.nature: Trust controlled by the reporting person.

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February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Lepard Lawrence WardDirector · 10% owner
PurchaseWarrants · Derivative 93,750 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001727689-23-000005 · ownership.xml · derivative · entry 19

Lepard Lawrence Ward · CIK 0001786366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Baccarat Trade Investments, Ltd

Disclosed balance after: 93,750

Underlying: Common Stock · 93,750 shares

Expires 2025-02-17

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.