RUSHA

SEC source: 0001437749-24-008559 · rdgdoc.xml · nonDerivative · entry 1

Anderson Scott T · CIK 0001327492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,273

F1 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

F3 · balance_after: On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

SEC source: 0001437749-24-008558 · rdgdoc.xml · derivative · entry 6

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2034-03-15

F9 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-24-008558 · rdgdoc.xml · nonDerivative · entry 4

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,545

F6 · shares: Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2024.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-24-008558 · rdgdoc.xml · nonDerivative · entry 3

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,545

F5 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2023.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-24-008558 · rdgdoc.xml · nonDerivative · entry 2

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,873

F4 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-24-008558 · rdgdoc.xml · nonDerivative · entry 1

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,217

F1 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

F3 · balance_after: On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

SEC source: 0001437749-24-008556 · rdgdoc.xml · derivative · entry 8

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires 2034-03-15

F9 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-24-008556 · rdgdoc.xml · nonDerivative · entry 4

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,295

F6 · shares: Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2024.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-24-008556 · rdgdoc.xml · nonDerivative · entry 3

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,295

F5 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2023.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-24-008556 · rdgdoc.xml · nonDerivative · entry 2

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711,067

F4 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-24-008556 · rdgdoc.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,839

F1 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

F3 · balance_after: The shares reported have been decreased by 6,185 shares to correct an inadvertent error in the Form 4 filed for the reporting person on December 8, 2023.

SEC source: 0001437749-24-004635 · rdgdoc.xml · derivative · entry 3

Pollard Jody · CIK 0001952965 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,250 shares

Expires 2025-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-24-004635 · rdgdoc.xml · nonDerivative · entry 2

Pollard Jody · CIK 0001952965 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,777.3646

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.19 to $48.37. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-24-004635 · rdgdoc.xml · nonDerivative · entry 1

Pollard Jody · CIK 0001952965 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,027.3646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 204.735 shares acquired on July 1, 2023, and 173.2101 shares acquired on January 1, 2024, under the Rush Enterprises, Inc. Employee Stock Purchase Plan.

F2 · balance_after: On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

SEC source: 0001437749-23-034033 · rdgdoc.xml · derivative · entry 9

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 85,128 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-034033 · rdgdoc.xml · nonDerivative · entry 4

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,154.5

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.32 to $40.88. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-034033 · rdgdoc.xml · nonDerivative · entry 3

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,282.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-034035 · rdgdoc.xml · nonDerivative · entry 1

CARY WILLIAM H · CIK 0001233154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,168.25

F1 · kind: Reflects the gift of Class A Common Stock to a charitable donor advised fund.

F2 · balance_after: On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

SEC source: 0001437749-23-034033 · rdgdoc.xml · derivative · entry 8

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,128

Underlying: Class A Common Stock · 16,122 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-034033 · rdgdoc.xml · nonDerivative · entry 2

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,154.5

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.68. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-034033 · rdgdoc.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,276.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-034003 · rdgdoc.xml · derivative · entry 3

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,000 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-034003 · rdgdoc.xml · nonDerivative · entry 2

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,695.5

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.68. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-034003 · rdgdoc.xml · nonDerivative · entry 1

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,695.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

F2 · balance_after: Includes certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-033894 · rdgdoc.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,809

F1 · shares: The sale was made pursuant to a Share Repurchase Agreement, dated as of December 5, 2023, by and between Rush Enterprises, Inc. (the "Company") and W.M. "Rusty" Rush.

F2 · balance_after: On August 28, 2023, the Company effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

F3 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-028948 · rdgdoc.xml · nonDerivative · entry 1

Boerger Amy · CIK 0001988878 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,501

SEC source: 0001437749-23-021054 · rdgdoc.xml · derivative · entry 3

Pollard Jody · CIK 0001952965 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,135 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-021054 · rdgdoc.xml · nonDerivative · entry 2

Pollard Jody · CIK 0001952965 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,599.613

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.74 to $63.84. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-23-021054 · rdgdoc.xml · nonDerivative · entry 1

Pollard Jody · CIK 0001952965 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,734.613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-021052 · rdgdoc.xml · derivative · entry 3

Goldstone Michael L · CIK 0001953250 · SVP, GC and Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,250 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-021052 · rdgdoc.xml · nonDerivative · entry 2

Goldstone Michael L · CIK 0001953250 · SVP, GC and Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,957

SEC source: 0001437749-23-021052 · rdgdoc.xml · nonDerivative · entry 1

Goldstone Michael L · CIK 0001953250 · SVP, GC and Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-016277 · rdgdoc.xml · nonDerivative · entry 1

CARY WILLIAM H · CIK 0001233154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,445.5

F1 · kind: Reflects the gift of Class A Common Stock to a charitable donor advised fund.

SEC source: 0001437749-23-015158 · rdgdoc.xml · nonDerivative · entry 1

CARY WILLIAM H · CIK 0001233154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,445.5

SEC source: 0001437749-23-015155 · rdgdoc.xml · nonDerivative · entry 1

CLARKE TROY A · CIK 0001279045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,851

SEC source: 0001437749-23-015153 · rdgdoc.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,417

SEC source: 0001437749-23-015150 · rdgdoc.xml · nonDerivative · entry 1

Guglielmo Kennon · CIK 0001619230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,022

SEC source: 0001437749-23-015144 · rdgdoc.xml · nonDerivative · entry 1

Akin Thomas A · CIK 0001301256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,153.662

F1 · balance_after: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.

SEC source: 0001437749-23-015148 · rdgdoc.xml · nonDerivative · entry 1

Mendoza Elaine · CIK 0001791026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,592.5

SEC source: 0001437749-23-007125 · rdgdoc.xml · derivative · entry 7

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires 2033-03-15

F6 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-007125 · rdgdoc.xml · nonDerivative · entry 3

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491,749.3513

F4 · shares: Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2023.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007125 · rdgdoc.xml · nonDerivative · entry 2

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,749.3513

F3 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007125 · rdgdoc.xml · nonDerivative · entry 1

RUSH WILLIAM M RUSTY · CIK 0001211953 · Director · CEO, President and COB · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,431.3513

F1 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007124 · rdgdoc.xml · derivative · entry 5

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2033-03-15

F7 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-007124 · rdgdoc.xml · nonDerivative · entry 3

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,106.8958

F4 · shares: Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2023.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007124 · rdgdoc.xml · nonDerivative · entry 2

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,106.8958

F3 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007124 · rdgdoc.xml · nonDerivative · entry 1

Keller Steven L · CIK 0001392503 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,223.8958

F1 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007123 · rdgdoc.xml · derivative · entry 4

McRoberts Michael · CIK 0001572136 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2033-03-15

F5 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.

SEC source: 0001437749-23-007123 · rdgdoc.xml · nonDerivative · entry 3

McRoberts Michael · CIK 0001572136 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,083.4705

F4 · shares: Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2023.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.

SEC source: 0001437749-23-007123 · rdgdoc.xml · nonDerivative · entry 2

McRoberts Michael · CIK 0001572136 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,083.4705

F3 · shares: Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022.

F2 · balance_after: Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan.