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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 6, 2019 00:45 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 135,489 $1.95 $264,203.55
Disclosure

SEC source: 0001469367-19-000051 · wf-form4_155183309090665.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:51 UTC PurchaseCommon Stock, par value $0.0001 per share 334,163 $15.92 $5,319,540.80
Disclosure

SEC source: 0000919574-19-002158 · ownership.xml · nonDerivative · entry 1

TIGER GLOBAL MANAGEMENT LLC · CIK 0001167483 · 10% owner

Coleman Charles P III · CIK 0001307150 · 10% owner

SHLEIFER SCOTT L · CIK 0001324962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,151,362

F2 · price: This transaction was executed in multiple trades ranging from $15.640 to $16.220. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The securities of the Issuer are held by advisory clients of Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:45 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,603 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000051 · wf-form4_155183309090665.xml · derivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,000

Underlying: Common Stock · 14,603 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:45 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 14,603 $16.04 $234,232.12
Disclosure

SEC source: 0001469367-19-000051 · wf-form4_155183309090665.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325,192

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $16.00 to $16.19 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:45 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 14,603 $1.95 $28,475.85
Disclosure

SEC source: 0001469367-19-000051 · wf-form4_155183309090665.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 72,471 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000049 · wf-form4_155183266172877.xml · derivative · entry 4

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,597

Underlying: Common Stock · 72,471 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 58,533 $16.03 $938,283.99
Disclosure

SEC source: 0001469367-19-000049 · wf-form4_155183266172877.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906,516

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $16.00 to $16.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 72,471 $16.03 $1,161,710.13
Disclosure

SEC source: 0001469367-19-000049 · wf-form4_155183266172877.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965,049

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $16.00 to $16.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:37 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 72,471 $1.95 $141,318.45
Disclosure

SEC source: 0001469367-19-000049 · wf-form4_155183266172877.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:25 UTC SaleCommon Stock 39,533 $16.04 $634,109.32
Disclosure

SEC source: 0001209191-19-017072 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 124,893

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $16.00 to $16.07 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018.

F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 430 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · derivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,603

Underlying: Common Stock · 430 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · nonDerivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325,192

F3 · kind: Shares gifted to a 501(c)(3) charity pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 430 $16.00 $6,880.00
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,192

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 430 $1.95 $838.50
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:49 UTC SaleCommon Stock 7,726 $16.00 $123,616.00
Disclosure

SEC source: 0001209191-19-014171 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 164,426

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $16.00 to $16.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018.

F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 597 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · derivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,033

Underlying: Common Stock · 597 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 597 $15.75 $9,402.75
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,192

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.58 to $15.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 22:43 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 597 $1.95 $1,164.15
Disclosure

SEC source: 0001469367-19-000035 · wf-form4_155122098615075.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,104 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · derivative · entry 10

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,630

Underlying: Common Stock · 4,104 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 4,104 $15.50 $63,612.00
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 7

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,192

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 4,104 $1.95 $8,002.80
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,765 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · derivative · entry 9

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,734

Underlying: Common Stock · 4,765 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 4,765 $15.60 $74,334.00
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,192

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.51 to $15.735 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 4,765 $1.95 $9,291.75
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,534 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · derivative · entry 8

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,499

Underlying: Common Stock · 40,534 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 40,534 $15.51 $628,682.34
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,192

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 40,534 $1.95 $79,041.30
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 22, 2019 01:36 UTC
Fenster Edward HarrisDirector · Chairman
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-19-000033 · wf-form4_155079937743733.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,192

F1 · kind: Shares gifted to a 501(c)(3) charity pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 02:02 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,977 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000031 · wf-form4_155010972403638.xml · derivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,033

Underlying: Common Stock · 13,977 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 02:02 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 16,465 $15.11 $248,786.15
Disclosure

SEC source: 0001469367-19-000031 · wf-form4_155010972403638.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335,192

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 02:02 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 13,977 $15.11 $211,192.47
Disclosure

SEC source: 0001469367-19-000031 · wf-form4_155010972403638.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,351,657

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 02:02 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 13,977 $1.95 $27,255.15
Disclosure

SEC source: 0001469367-19-000031 · wf-form4_155010972403638.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:02 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 7,819 $15.04 $117,597.76
Disclosure

SEC source: 0001469367-19-000031 · wf-form4_155010972403638.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,351,657

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:45 UTC SaleCommon Stock 33,945 $15.04 $510,532.80
Disclosure

SEC source: 0001209191-19-009823 · doc4.xml · nonDerivative · entry 1

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02

Disclosed balance after: 172,152

F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $15.00 to $15.12 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018.

F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:59 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 38,737 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000029 · wf-form4_155010953606440.xml · derivative · entry 4

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,068

Underlying: Common Stock · 38,737 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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February 11, 2019 Filed Feb 14, 2019 01:59 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 29,795 $15.00 $446,925.00
Disclosure

SEC source: 0001469367-19-000029 · wf-form4_155010953606440.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965,049

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 11, 2019 Filed Feb 14, 2019 01:59 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 38,737 $15.00 $581,055.00
Disclosure

SEC source: 0001469367-19-000029 · wf-form4_155010953606440.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994,844

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 11, 2019 Filed Feb 14, 2019 01:59 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 38,737 $1.95 $75,537.15
Disclosure

SEC source: 0001469367-19-000029 · wf-form4_155010953606440.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,033,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 11, 2019 Filed Oct 2, 2019 01:08 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 256 $14.68 $3,758.08
Disclosure

SEC source: 0001469367-19-000163 · wf-form4_156997849861550.xml · nonDerivative · entry 16

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,912

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 11, 2019 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 3,644 $14.68 $53,493.92
Disclosure

SEC source: 0001469367-19-000158 · wf-form4_156997790755268.xml · nonDerivative · entry 13

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,691

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 11, 2019 Filed Oct 2, 2019 00:46 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 8,766 $14.68 $128,684.88
Disclosure

SEC source: 0001469367-19-000147 · wf-form4_156997714954999.xml · nonDerivative · entry 13

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,804

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 11, 2019 Filed Oct 2, 2019 00:45 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,408 $14.68 $123,429.44
Disclosure

SEC source: 0001469367-19-000146 · wf-form4_156997711688193.xml · nonDerivative · entry 13

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816,636

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 09, 2019 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,378 $14.68 $20,229.04
Disclosure

SEC source: 0001469367-19-000158 · wf-form4_156997790755268.xml · nonDerivative · entry 12

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,335

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 05, 2019 Filed Oct 2, 2019 01:08 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 384 $13.66 $5,245.44
Disclosure

SEC source: 0001469367-19-000163 · wf-form4_156997849861550.xml · nonDerivative · entry 15

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,168

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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February 04, 2019 Filed Feb 5, 2019 21:22 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000020 · wf-form4_154940176051820.xml · derivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,010

Underlying: Common Stock · 50,000 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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February 04, 2019 Filed Feb 5, 2019 21:22 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 50,000 $1.95 $97,500.00
Disclosure

SEC source: 0001469367-19-000020 · wf-form4_154940176051820.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person is exercising an outstanding incentive stock option to purchase 50,000 shares (the "Shares") and currently intends to hold the Shares until sold pursuant to a Rule 10b5-1 trading plan or in a future open trading window approved by the Issuer.

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January 09, 2019 Filed Oct 2, 2019 00:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,378 $10.71 $14,758.38
Disclosure

SEC source: 0001469367-19-000158 · wf-form4_156997790755268.xml · nonDerivative · entry 11

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,713

F1 · shares: On the date listed, Restricted Stock Units ("RSUs") granted under the Company's 2015 Equity Incentive Plan became vested, for which taxes became due and payable. The shares indicated were withheld by the Company for the payment of these taxes, and the resulting share forfeiture was inadvertently not reported in previous Section 16 reports.

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January 02, 2019 Filed Jan 3, 2019 17:17 UTC GrantCommon Stock 9,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000706 · doc4.xml · nonDerivative · entry 2

Vassallo Steven · CIK 0001567929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,810

F2 · shares: The Reporting Person received 9,107 restricted stock units ("RSUs") (equal to $100,000 divided by the closing stock price of $10.98 on January 2, 2019) pursuant to the Issuer's non-employee director compensation policy. The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date.

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January 02, 2019 Filed Jan 4, 2019 21:13 UTC GrantCommon Stock 9,107 $0.00 $0.00
Disclosure

SEC source: 0001469367-19-000018 · wf-form4_154663638512816.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,683

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date.

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January 02, 2019 Filed Jan 4, 2019 21:10 UTC
FERBER ALANDirector
GrantCommon Stock 9,107 $0.00 $0.00
Disclosure

SEC source: 0001469367-19-000016 · wf-form4_154663618760000.xml · nonDerivative · entry 1

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,208

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.