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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 50,000 $18.93 $946,500.00
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807,545

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 02:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 11,761 $18.00 $211,698.00
Disclosure

SEC source: 0001469367-20-000040 · wf-form4_158104393689398.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 174,774

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 02:53 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 46,377 $17.93 $831,539.61
Disclosure

SEC source: 0001469367-20-000042 · wf-form4_158104398122952.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857,545

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 02:52 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 208,335 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-20-000039 · wf-form4_158104391460046.xml · derivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,083

Underlying: Common Stock · 208,335 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 02:52 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 208,335 $18.02 $3,754,988.37
Disclosure

SEC source: 0001469367-20-000039 · wf-form4_158104391460046.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889,828

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.00 to $18.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 293,851 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 02:52 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 208,335 $3.19 $664,588.65
Disclosure

SEC source: 0001469367-20-000039 · wf-form4_158104391460046.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 02:14 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-20-000032 · wf-form4_158078244818985.xml · derivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,500

Underlying: Common Stock · 20,000 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 02:14 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 20,000 $3.19 $63,800.00
Disclosure

SEC source: 0001469367-20-000032 · wf-form4_158078244818985.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,903,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Shares held following the reported transactions include 203,363 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:14 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 3,623 $17.93 $64,960.39
Disclosure

SEC source: 0001469367-20-000032 · wf-form4_158078244818985.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883,922

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 28, 2020 Filed Feb 7, 2020 02:52 UTC
Komin Robert Patrick Jr.Chief Financial Officer
GiftCommon Stock 11,909 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000040 · wf-form4_158104393689398.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 186,535

Read SEC document
January 21, 2020 Filed Jan 22, 2020 22:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 10,191 $17.50 $178,342.50
Disclosure

SEC source: 0001469367-20-000028 · wf-form4_157973387430740.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 198,444

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 22:58 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 7,370 $17.00 $125,290.00
Disclosure

SEC source: 0001469367-20-000028 · wf-form4_157973387430740.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 208,635

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 02:18 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 50,000 $15.92 $795,900.00
Disclosure

SEC source: 0001469367-20-000024 · wf-form4_157922749234113.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887,545

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.90 to $15.92 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 203,363 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 02:18 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 25,121 $16.23 $407,661.08
Disclosure

SEC source: 0001469367-20-000023 · wf-form4_157922747124082.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 202,855

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $16.00 to $16.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 14:00 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,541 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-20-000026 · wf-form4_157926960480954.xml · derivative · entry 5

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,459

Underlying: Common Stock · 8,541 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 14:00 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,609 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-20-000026 · wf-form4_157926960480954.xml · derivative · entry 4

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,630

Underlying: Common Stock · 4,609 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 14:00 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 8,541 $5.00 $42,705.00
Disclosure

SEC source: 0001469367-20-000026 · wf-form4_157926960480954.xml · nonDerivative · entry 2

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 216,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 14:00 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 4,609 $5.08 $23,413.72
Disclosure

SEC source: 0001469367-20-000026 · wf-form4_157926960480954.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 207,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 17, 2020 02:18 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 13,387 $15.50 $207,498.50
Disclosure

SEC source: 0001469367-20-000023 · wf-form4_157922747124082.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 227,976

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2020 Filed Jan 11, 2020 00:07 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001469367-20-000020 · wf-form4_157870124496106.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,246

Underlying: Common Stock · 10,000 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 3, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 09, 2020 Filed Jan 11, 2020 00:07 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001469367-20-000020 · wf-form4_157870124496106.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 44,250 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 09, 2020 Filed Jan 11, 2020 00:07 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 10,000 $6.40 $64,000.00
Disclosure

SEC source: 0001469367-20-000020 · wf-form4_157870124496106.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2020 Filed Jan 11, 2020 00:07 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 14,801 $15.00 $222,017.96
Disclosure

SEC source: 0001469367-20-000019 · wf-form4_157870122289391.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 241,363

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 09, 2020 Filed Jan 11, 2020 00:06 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 29,164 $15.01 $437,722.48
Disclosure

SEC source: 0001469367-20-000018 · wf-form4_157870120129774.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937,545

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.00 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 203,363 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 01:39 UTC
Komin Robert Patrick Jr.Chief Financial Officer
SaleCommon Stock 17,321 $14.50 $251,154.50
Disclosure

SEC source: 0001469367-20-000014 · wf-form4_157844754209312.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 256,164

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 02:00 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 4,135 $13.81 $57,104.35
Disclosure

SEC source: 0001469367-20-000002 · wf-form4_157810318457631.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,155

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 162,670 RSUs, which are subject to forfeiture until they vest.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:11 UTC GrantCommon Stock 10,927 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000008 · wf-form4_157836306082651.xml · nonDerivative · entry 1

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,875

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2021, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 10,927 RSUs, which are subject to forfeiture until they vest.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:12 UTC GrantCommon Stock 10,927 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000012 · wf-form4_157836314321241.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,581

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2021, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 10,927 RSUs, which are subject to forfeiture until they vest.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:11 UTC GrantCommon Stock 10,927 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000009 · wf-form4_157836307953197.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,839

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2021, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 10,927 RSUs, which are subject to forfeiture until they vest.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:12 UTC
Powell MaryDirector
GrantCommon Stock 10,927 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000011 · wf-form4_157836312285103.xml · nonDerivative · entry 1

Powell Mary · CIK 0001730240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,041

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2021, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 10,927 RSUs, which are subject to forfeiture until they vest.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:11 UTC
FERBER ALANDirector
GrantCommon Stock 10,927 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000010 · wf-form4_157836310120188.xml · nonDerivative · entry 1

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,041

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2021, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 10,927 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 23, 2019 Filed Feb 7, 2020 02:52 UTC
STEELE JEANNAGeneral Counsel
GiftCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000041 · wf-form4_158104395778088.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,662

Read SEC document
December 19, 2019 Filed Dec 20, 2019 23:56 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 3,136 $14.55 $45,628.80
Disclosure

SEC source: 0001469367-19-000212 · wf-form4_157688618507885.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 44,250 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 23:57 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 1,699 $14.59 $24,786.37
Disclosure

SEC source: 0001469367-19-000213 · wf-form4_157688620588673.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,805

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.47 to $14.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 55,363 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 02:43 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 8,025 $14.33 $114,991.83
Disclosure

SEC source: 0001469367-19-000204 · wf-form4_157672339169090.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,034

F4 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $14.28 to $14.45 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 02:43 UTC
Dawson ChristopherChief Operating Officer
Tax withholdingCommon Stock 7,600 $13.94 $105,944.00
Disclosure

SEC source: 0001469367-19-000204 · wf-form4_157672339169090.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,059

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 164,318 RSUs, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 4 shares acquired under the Issuer's employee stock purchase plan.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 02:44 UTC
Philpot MichelleChief Accounting Officer
Tax withholdingCommon Stock 2,119 $13.94 $29,538.86
Disclosure

SEC source: 0001469367-19-000208 · wf-form4_157672347903197.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,386

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transactions include 44,250 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 02:45 UTC
STEELE JEANNAGeneral Counsel
GiftCommon Stock 207 $0.00 $0.00
Disclosure

SEC source: 0001469367-19-000209 · wf-form4_157672350346558.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,504

F3 · kind: Shares gifted to a charitable donor-advised fund.

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December 16, 2019 Filed Dec 19, 2019 02:45 UTC
STEELE JEANNAGeneral Counsel
Tax withholdingCommon Stock 1,263 $13.94 $17,606.22
Disclosure

SEC source: 0001469367-19-000209 · wf-form4_157672350346558.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,711

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transactions include 55,363 RSUs, which are subject to forfeiture until they vest.

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December 16, 2019 Filed Dec 19, 2019 02:44 UTC
Komin Robert Patrick Jr.Chief Financial Officer
Tax withholdingCommon Stock 6,546 $13.94 $91,251.24
Disclosure

SEC source: 0001469367-19-000207 · wf-form4_157672345922326.xml · nonDerivative · entry 1

Komin Robert Patrick Jr. · CIK 0001648800 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,290

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 168,920 RSUs, which are subject to forfeiture until they vest.

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December 16, 2019 Filed Dec 19, 2019 02:44 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,891 $13.94 $179,700.54
Disclosure

SEC source: 0001469367-19-000206 · wf-form4_157672343574905.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889,828

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 293,851 RSUs, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 254 shares acquired under the Issuer's employee stock purchase plan.

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December 16, 2019 Filed Dec 19, 2019 02:43 UTC
Fenster Edward HarrisDirector · Chairman
Tax withholdingCommon Stock 8,816 $13.94 $122,895.04
Disclosure

SEC source: 0001469367-19-000205 · wf-form4_157672341455235.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966,709

F1 · kind: Shares withheld to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Shares held following the reported transaction include 203,363 RSUs, which are subject to forfeiture until they vest.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,685 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · derivative · entry 8

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,784

Underlying: Common Stock · 19,685 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 34,012 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · derivative · entry 7

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,988

Underlying: Common Stock · 34,012 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,082 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · derivative · entry 6

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,418

Underlying: Common Stock · 60,082 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,128 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · derivative · entry 5

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,128 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 19,685 $5.08 $99,999.80
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · nonDerivative · entry 4

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares held following the reported transactions include 319,851 Restricted Stock Units, which are subject to forfeiture until they vest.

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December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 34,012 $5.88 $199,990.56
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 60,082 $3.19 $191,661.58
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 00:13 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 35,128 $1.95 $68,499.60
Disclosure

SEC source: 0001469367-19-000197 · wf-form4_157662797828044.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.