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Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 4,726 $58.20 $275,040.91
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 7

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,536

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.675 to $58.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionCommon Stock 50,000 $6.06 $303,000.00
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 6

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:23 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 215 $62.97 $13,538.92
Disclosure

SEC source: 0001469367-20-000254 · wf-form4_160825817808314.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,988

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.72 to $63.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Includes 119 shares acquired under the Issuer's employee stock purchase plan.

F6 · balance_after: Shares held following the reported transactions include 55,271 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:23 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 1,000 $62.02 $62,018.00
Disclosure

SEC source: 0001469367-20-000254 · wf-form4_160825817808314.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,084

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.67 to $62.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:23 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 900 $61.18 $55,061.01
Disclosure

SEC source: 0001469367-20-000254 · wf-form4_160825817808314.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,084

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.66 to $61.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 183 $62.93 $11,516.96
Disclosure

SEC source: 0001469367-20-000253 · wf-form4_160825816316379.xml · nonDerivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,303

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.895 to $63.5601 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 31,628 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,000 $62.15 $62,152.00
Disclosure

SEC source: 0001469367-20-000253 · wf-form4_160825816316379.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,486

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.81 to $62.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 1,200 $61.29 $73,553.52
Disclosure

SEC source: 0001469367-20-000253 · wf-form4_160825816316379.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,486

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.78 to $61.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 1,243 $63.23 $78,597.50
Disclosure

SEC source: 0001469367-20-000252 · wf-form4_160825814350414.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022,156

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.93 to $63.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Includes 223 shares acquired under the Issuer's employee stock purchase plan.

F6 · balance_after: Shares held following the reported transactions include 237,564 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 6,699 $62.14 $416,254.42
Disclosure

SEC source: 0001469367-20-000252 · wf-form4_160825814350414.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,023,176

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.80 to $62.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 8,200 $61.26 $502,355.78
Disclosure

SEC source: 0001469367-20-000252 · wf-form4_160825814350414.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,029,875

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.76 to $61.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 850 $63.16 $53,687.96
Disclosure

SEC source: 0001469367-20-000251 · wf-form4_160825812688791.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,095

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.91 to $63.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 156,542 RSUs, which are subject to forfeiture until they vest.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 4,891 $62.09 $303,659.69
Disclosure

SEC source: 0001469367-20-000251 · wf-form4_160825812688791.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,945

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.70 to $62.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 15, 2020 Filed Dec 18, 2020 02:22 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 5,200 $61.23 $318,418.88
Disclosure

SEC source: 0001469367-20-000251 · wf-form4_160825812688791.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,836

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.69 to $61.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · derivative · entry 23

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 199 $60.21 $11,981.79
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 5

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,262

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 15,040 $59.44 $893,908.42
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 4

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,461

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.125 to $60.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 12,810 $58.77 $752,784.77
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 3

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,501

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.11 to $59.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 21,951 $57.52 $1,262,595.18
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,311

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.11 to $58.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:40 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionCommon Stock 50,000 $6.06 $303,000.00
Disclosure

SEC source: 0001469367-20-000245 · wf-form4_160817281898769.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:40 UTC
FERBER ALANDirector
SaleCommon Stock 3,900 $67.46 $263,105.70
Disclosure

SEC source: 0001469367-20-000243 · wf-form4_160678681254304.xml · nonDerivative · entry 4

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,940

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $67.09 to $67.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 10,927 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:40 UTC
FERBER ALANDirector
SaleCommon Stock 5,600 $66.52 $372,528.80
Disclosure

SEC source: 0001469367-20-000243 · wf-form4_160678681254304.xml · nonDerivative · entry 3

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,840

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $66.09 to $67.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:40 UTC
FERBER ALANDirector
SaleCommon Stock 4,101 $65.67 $269,308.57
Disclosure

SEC source: 0001469367-20-000243 · wf-form4_160678681254304.xml · nonDerivative · entry 2

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,440

F1 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $65.085 to $66.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 01:30 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 763 $57.36 $43,765.68
Disclosure

SEC source: 0001469367-20-000241 · wf-form4_160618142648489.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,686

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 763 shares acquired under the Issuer's employee stock purchase plan.

F3 · balance_after: Shares held following the reported transaction include 36,819 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 19, 2020 Filed Dec 18, 2020 02:23 UTC GiftCommon Stock 85,485 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000255 · wf-form4_160825819278153.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 409,569

F1 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 21:11 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 73,445 $56.20 $4,127,946.85
Disclosure

SEC source: 0001469367-20-000239 · wf-form4_160566546644007.xml · nonDerivative · entry 2

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,719

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $56.00 to $56.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest.

F4 · balance_after: Total shares held adjusted by 1 share due to a rounding error in a previously filed Form 4.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:11 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 60,000 $54.10 $3,245,754.00
Disclosure

SEC source: 0001469367-20-000239 · wf-form4_160566546644007.xml · nonDerivative · entry 1

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,165

F1 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 27,867 $57.00 $1,588,455.23
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 18

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,165

F12 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.00 to $57.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F13 · balance_after: Shares held following the reported transactions include 210,154 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 31,376 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · derivative · entry 21

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,759

Underlying: Common Stock · 31,376 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 800 $55.03 $44,023.52
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 17

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Bywater Family Charitable Trust

Disclosed balance after: 0

F11 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 30,012 $54.18 $1,626,134.19
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 16

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Bywater Family Charitable Trust

Disclosed balance after: 800

F10 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 700 $55.03 $38,523.52
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 15

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,032

F9 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 64,101 $54.16 $3,471,479.40
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 14

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,732

F8 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 10, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 31,376 $5.73 $179,784.48
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 13

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 110,854 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · derivative · entry 20

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,135

Underlying: Common Stock · 110,854 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionStock Option (right to buy) · Derivative 176,562 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · derivative · entry 19

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,808

Underlying: Common Stock · 176,562 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: 25% of the shares subject to the original option grant vested on December 6, 2017, and an additional 6.25% of the original option grant vest at the end of each three month period thereafter until this option is fully vested, subject to the Reporting Person's continued service to the Issuer through each such date. Original option was for 281,875 shares, of which 96,505 had previously been exercised.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 487 $61.20 $29,804.40
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 12

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Bywater Family Charitable Trust

Disclosed balance after: 30,812

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 6,400 $59.61 $381,477.76
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 11

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Bywater Family Charitable Trust

Disclosed balance after: 31,299

F7 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.30 to $60.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 4,994 $58.77 $293,501.38
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 10

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Bywater Family Charitable Trust

Disclosed balance after: 37,699

F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.30 to $59.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 13,307 $57.88 $770,223.80
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 9

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Bywater Family Charitable Trust

Disclosed balance after: 42,693

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.29 to $58.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 7,679 $61.19 $469,896.44
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 8

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,457

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.02 to $61.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 102,486 $59.76 $6,124,184.16
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 7

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,136

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.28 to $60.0353 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 59,411 $58.74 $3,489,683.32
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 6

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,622

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.28 to $59.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
SaleCommon Stock 158,156 $57.88 $9,154,053.46
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 5

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,033

F1 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.28 to $58.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 110,854 $5.73 $635,193.42
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 4

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:15 UTC
Bywater DavidDirector · CEO of Vivint Solar, Inc.
Exercise / conversionCommon Stock 176,562 $5.19 $916,356.78
Disclosure

SEC source: 0001469367-20-000236 · wf-form4_160523370986549.xml · nonDerivative · entry 3

Bywater David · CIK 0001673823 · Director · CEO of Vivint Solar, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:16 UTC GiftCommon Stock 1,109 $0.00 $0.00
Disclosure

SEC source: 0001469367-20-000237 · wf-form4_160523379053880.xml · nonDerivative · entry 3

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 89,948

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the deWilde Family Trust.

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November 09, 2020 Filed Nov 13, 2020 02:16 UTC SaleCommon Stock 2,200 $58.73 $129,210.18
Disclosure

SEC source: 0001469367-20-000237 · wf-form4_160523379053880.xml · nonDerivative · entry 2

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,057

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.63 to $58.855 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the deWilde Family Trust.

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November 09, 2020 Filed Nov 13, 2020 02:16 UTC SaleCommon Stock 34,691 $57.89 $2,008,237.71
Disclosure

SEC source: 0001469367-20-000237 · wf-form4_160523379053880.xml · nonDerivative · entry 1

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 93,257

F1 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.50 to $58.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Prior to these transactions, the Reporting Person transferred 67,948 directly owned shares of the Issuer's common stock to the deWilde Family Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees and beneficiaries.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the deWilde Family Trust.

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November 06, 2020 Filed Nov 11, 2020 01:15 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-20-000233 · wf-form4_160505731959639.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 10,000 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.