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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 18, 2021 00:39 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 906 $43.66 $39,554.78
Disclosure

SEC source: 0001469367-21-000162 · wf-form4_162397672577600.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,925

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.35 to $44.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:38 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 4,834 $43.62 $210,880.35
Disclosure

SEC source: 0001469367-21-000161 · wf-form4_162397658416919.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,947

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.20 to $44.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:36 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 3,491 $43.62 $152,287.89
Disclosure

SEC source: 0001469367-21-000160 · wf-form4_162397653867784.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596,417

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.25 to $44.125 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2021 Filed Jun 12, 2021 00:09 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,046 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-21-000153 · wf-form4_162345655102224.xml · derivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,142

Underlying: Common Stock · 27,046 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 09, 2021 Filed Jun 12, 2021 00:09 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 27,046 $45.71 $1,236,272.66
Disclosure

SEC source: 0001469367-21-000153 · wf-form4_162345655102224.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,908

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 136,937 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 09, 2021 Filed Jun 12, 2021 00:09 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 27,046 $3.19 $86,276.74
Disclosure

SEC source: 0001469367-21-000153 · wf-form4_162345655102224.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:37 UTC GrantCommon Stock 2,232 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000149 · wf-form4_162328901727594.xml · nonDerivative · entry 1

Lontoh Sonita · CIK 0001865256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,232 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:37 UTC
Powell MaryDirector
GrantCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000150 · wf-form4_162328903495035.xml · nonDerivative · entry 1

Powell Mary · CIK 0001730240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,697

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,656 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:38 UTC GrantCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000151 · wf-form4_162328906135514.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,237

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,656 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:36 UTC
FERBER ALANDirector
GrantCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000148 · wf-form4_162328899849796.xml · nonDerivative · entry 1

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,596

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,656 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:36 UTC GrantCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000147 · wf-form4_162328898151245.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,604

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,656 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:36 UTC GrantCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000146 · wf-form4_162328896294045.xml · nonDerivative · entry 1

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,656 RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:48 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 54,092 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-21-000131 · wf-form4_162276769532284.xml · derivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,188

Underlying: Common Stock · 54,092 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:48 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 54,092 $44.38 $2,400,548.87
Disclosure

SEC source: 0001469367-21-000131 · wf-form4_162276769532284.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,908

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.83 to $44.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions includes 136,937 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:48 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 54,092 $3.19 $172,553.48
Disclosure

SEC source: 0001469367-21-000131 · wf-form4_162276769532284.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:45 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001469367-21-000122 · wf-form4_162164433104017.xml · derivative · entry 3

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,012

Underlying: Common Stock · 5,000 shares

Expires 2030-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:45 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 7,554 $44.88 $338,991.04
Disclosure

SEC source: 0001469367-21-000122 · wf-form4_162164433104017.xml · nonDerivative · entry 2

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,958

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $44.87 to $44.91 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions includes 159,972 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:45 UTC
vonReichbauer Thomas ArthurChief Financial Officer
Exercise / conversionCommon Stock 5,000 $13.43 $67,125.00
Disclosure

SEC source: 0001469367-21-000122 · wf-form4_162164433104017.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2021 Filed May 22, 2021 00:45 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 299 $45.00 $13,455.00
Disclosure

SEC source: 0001469367-21-000121 · wf-form4_162164431483599.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,074

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 1,776 shares acquired under the Issuer's employee stock purchase plan.

F3 · balance_after: Shares held following the reported transaction includes 55,002 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:15 UTC
vonReichbauer Thomas ArthurChief Financial Officer
SaleCommon Stock 23,415 $44.30 $1,037,368.79
Disclosure

SEC source: 0001469367-21-000117 · wf-form4_162034651560239.xml · nonDerivative · entry 1

vonReichbauer Thomas Arthur · CIK 0001810604 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,512

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $43.7801 to $44.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transaction include 159,972 RSUs, which are subject to forfeiture until they vest.

Read SEC document
May 04, 2021 Filed May 7, 2021 00:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-21-000118 · wf-form4_162034653908451.xml · derivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 04, 2021 Filed May 7, 2021 00:15 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 20,000 $5.00 $100,000.00
Disclosure

SEC source: 0001469367-21-000118 · wf-form4_162034653908451.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares held following the reported transaction include 136,937 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:45 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-21-000098 · wf-form4_161827472250320.xml · derivative · entry 5

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:45 UTC SaleCommon Stock 4,944 $52.73 $260,691.68
Disclosure

SEC source: 0001469367-21-000098 · wf-form4_161827472250320.xml · nonDerivative · entry 3

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,163

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $52.41 to $52.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 2,215 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:45 UTC SaleCommon Stock 20,056 $51.98 $1,042,436.67
Disclosure

SEC source: 0001469367-21-000098 · wf-form4_161827472250320.xml · nonDerivative · entry 2

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,107

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.41 to $52.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:45 UTC Exercise / conversionCommon Stock 25,000 $3.19 $79,750.00
Disclosure

SEC source: 0001469367-21-000098 · wf-form4_161827472250320.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:26 UTC SaleCommon Stock 50,308 $54.74 $2,753,628.50
Disclosure

SEC source: 0001469367-21-000096 · wf-form4_161801434900189.xml · nonDerivative · entry 2

Bywater David · CIK 0001673823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,461

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.41 to $55.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 17,600 RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:26 UTC SaleCommon Stock 34,950 $53.84 $1,881,550.73
Disclosure

SEC source: 0001469367-21-000096 · wf-form4_161801434900189.xml · nonDerivative · entry 1

Bywater David · CIK 0001673823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,769

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $53.38 to $54.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 01:03 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 36,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001469367-21-000089 · wf-form4_161784378110949.xml · derivative · entry 3

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Stock · 36,000 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on December 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 01:03 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionCommon Stock 36,000 $6.06 $218,160.00
Disclosure

SEC source: 0001469367-21-000089 · wf-form4_161784378110949.xml · nonDerivative · entry 1

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares held following the reported transaction include 116,211 Restricted Stock Units, which are subject to forfeiture until they vest.

F2 · balance_after: The Reporting Person transferred 36,000 directly owned shares of the Issuer's common stock to The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018 ("Dawson Living Trust"), of which the Reporting Person is co-trustee.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:04 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 2,626 $62.42 $163,914.92
Disclosure

SEC source: 0001469367-21-000087 · wf-form4_161740818687664.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,831

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transaction include 26,964 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,997 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · derivative · entry 13

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,982

Underlying: Common Stock · 2,997 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,246 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · derivative · entry 12

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688

Underlying: Common Stock · 2,246 shares

Expires 2028-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 5,243 $60.17 $315,449.29
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 8

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,597

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.00 to $60.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Shares held following the reported transactions include 55,002 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 2,997 $14.57 $43,666.29
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 7

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 2,246 $13.63 $30,612.98
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 6

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 01:20 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 1,300 $57.42 $74,647.04
Disclosure

SEC source: 0001469367-21-000078 · wf-form4_161646241765879.xml · nonDerivative · entry 4

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 76,106

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.14 to $57.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

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March 22, 2021 Filed Mar 23, 2021 01:20 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 3,994 $56.66 $226,285.66
Disclosure

SEC source: 0001469367-21-000078 · wf-form4_161646241765879.xml · nonDerivative · entry 3

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 77,406

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $56.13 to $57.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Securities held of record by The Christopher and Elizabeth Dawson Living Trust, dated April 21, 2018, of which the Reporting Person is co-trustee.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,330 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · derivative · entry 11

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,992

Underlying: Common Stock · 12,330 shares

Expires 2030-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on March 17, 2021, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 12,330 $56.96 $702,316.80
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 5

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,597

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 12,330 $9.81 $120,957.30
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 4

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 00:45 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,637 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-21-000084 · wf-form4_161663312563388.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,637 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 00:45 UTC
Philpot MichelleChief Accounting Officer
SaleCommon Stock 8,207 $56.96 $467,470.72
Disclosure

SEC source: 0001469367-21-000084 · wf-form4_161663312563388.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,457

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 26,964 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 00:45 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionCommon Stock 6,637 $5.00 $33,185.00
Disclosure

SEC source: 0001469367-21-000084 · wf-form4_161663312563388.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 00:45 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 5,995 $57.43 $344,283.26
Disclosure

SEC source: 0001469367-21-000083 · wf-form4_161663310531766.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579,908

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.06 to $57.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 136,937 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 00:45 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 15,429 $56.64 $873,906.27
Disclosure

SEC source: 0001469367-21-000083 · wf-form4_161663310531766.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585,903

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $56.06 to $57.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 692 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · derivative · entry 10

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,934

Underlying: Common Stock · 692 shares

Expires 2028-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,812 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · derivative · entry 9

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

Underlying: Common Stock · 2,812 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 7,587 $51.30 $389,213.10
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,597

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 692 $13.63 $9,431.96
Disclosure

SEC source: 0001469367-21-000080 · wf-form4_161654623240500.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.