Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000151 · whi274.xml · derivative · entry 1 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:26 UTC |
GARNIER JEAN PIERREDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000153 · gar265.xml · derivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 13:27 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 4,146 | $89.19 | $369,781.74 |
DisclosureSEC source: 0001181431-04-020487 · rrd39458.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,854 F1 · balance_after: The reporting person also directly owns 2,112 shares of Career Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 13:28 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 8,291 | $89.19 | $739,474.29 |
DisclosureSEC source: 0001181431-04-020488 · rrd39457.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,525 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stsock and 20,000 shares of Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 13:30 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
Tax withholdingCommon Stock | 3,896 | $89.19 | $347,484.24 |
DisclosureSEC source: 0001181431-04-020489 · rrd39442.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,049 F1 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 13:36 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
Tax withholdingCommon Stock | 10,363 | $89.19 | $924,275.97 |
DisclosureSEC source: 0001181431-04-020491 · rrd39460.xml · nonDerivative · entry 1 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,885.863 F1 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed May 24, 2004 20:47 UTC Amendment |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 4,146 | $89.19 | $369,781.74 |
DisclosureSEC source: 0001181431-04-027518 · rrd43197.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,797.046 F1 · shares: On April 12, 2004 10,000 shares of common stock (restricted) vested and 4,146 shares were surrendered for taxes. F2 · balance_after: Balance increased by 5,853 shares to reflect net shares retained upon vesting of 10,000 shares of previously restricted common stock. (Form 4 initially filed showed incorrect balance). F3 · balance_after: Reporting person also directly holds 2,112 shares of Career Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed May 24, 2004 20:49 UTC Amendment |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 8,291 | $89.19 | $739,474.29 |
DisclosureSEC source: 0001181431-04-027522 · rrd43307.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,525 F1 · shares: On April 12, 2004 20,000 shares of common stock (restricted) vested and 8,291 shares were surrendered for taxes. F2 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stock and 20,000 shares of Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed May 24, 2004 20:53 UTC Amendment |
BOUSBIB ARIPresident, Otis Elevator
|
Tax withholdingCommon Stock | 3,896 | $89.19 | $347,484.24 |
DisclosureSEC source: 0001181431-04-027526 · rrd43314.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,049 F1 · shares: On April 12, 2004 10,000 shares of common stock (restricted) vested and 3,896 shares were surrendered for taxes. F2 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed May 24, 2004 20:58 UTC Amendment |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
Tax withholdingCommon Stock | 10,363 | $89.19 | $924,275.97 |
DisclosureSEC source: 0001181431-04-027532 · rrd43315.xml · nonDerivative · entry 1 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,885.863 F1 · shares: On April 12, 2004 25,000 shares of common stock (restricted) vested and 10,363 shares were surrendered for taxes. F2 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 20:28 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantCommon Stock (Restricted) | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000130 · rog263.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 4,575.664 shares of United Technologies Common Stock indirectly through the United Technologies Employee Savings Plan. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 20:48 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 20.5196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000125 · van262.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,042.812 Underlying: Common Stock · 20.5196 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 21:00 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.6211 | $86.30 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000128 · jam261.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46.9823 Underlying: Common Stock · 3.6211 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 18, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,662 Read SEC document |
| March 15, 2004 Filed Mar 17, 2004 21:07 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.5551 | $87.90 Strike: $0.00 | $312.49 |
DisclosureSEC source: 0000101829-04-000118 · jam258.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43.3612 Underlying: Common Stock · 3.5551 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 15, 2004 Filed Mar 17, 2004 21:12 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 20.1461 | $87.90 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000120 · van259.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,022.2924 Underlying: Common Stock · 20.1461 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 09, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,837 Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 17:31 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.3927 | $92.11 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000115 · jam257.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39.6604 Underlying: Common Stock · 3.3927 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 17:33 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.2253 | $92.11 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000116 · van256.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994.2101 Underlying: Common Stock · 19.2253 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · derivative · entry 8 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2008-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,850 | $0.00 Strike: $62.19 | $0.00 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · derivative · entry 7 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,850 shares Expires 2010-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $72.44 | $0.00 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · derivative · entry 6 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2009-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
GiftCommon Stock | 10,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · nonDerivative · entry 5 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,850 F1 · ownership.nature: Includes shares held indirectly in a revocable trust. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
GiftCommon Stock | 10,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · nonDerivative · entry 4 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
Exercise / conversionCommon Stock | 4,000 | $49.22 | $196,875.20 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · nonDerivative · entry 3 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
Exercise / conversionCommon Stock | 2,850 | $62.19 | $177,234.38 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · nonDerivative · entry 2 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2004 Filed Feb 27, 2004 22:13 UTC |
POPOFF FRANK PDirector
|
Exercise / conversionCommon Stock | 4,000 | $72.44 | $289,750.00 |
DisclosureSEC source: 0001181431-04-012544 · rrd35044.xml · nonDerivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2004 Filed Feb 20, 2004 21:08 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 27,316 | $97.55 | $2,664,675.80 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,816 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stock and 40,000 shares of Restricted Common Stock. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $34.50 | $0.00 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · derivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 2,843 | $97.36 | $276,794.48 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,464 F1 · balance_after: The reporting person also directly owns 1,200 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 4,961 | $97.36 | $483,002.96 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,307 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 14,000 | $34.50 | $483,000.00 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $16.53 | $0.00 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · derivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2005-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 12,533 | $97.36 | $1,220,212.88 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,132 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 8,151 | $97.36 | $793,581.36 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,665 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Exercise / conversionCommon Stock | 48,000 | $16.53 | $793,502.40 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2004 Filed Feb 17, 2004 16:09 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 29.721 | $94.63 Strike: $0.00 | $2,812.50 |
DisclosureSEC source: 0000101829-04-000104 · jam249.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36.2677 Underlying: Common Stock · 29.721 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 13, 2004 Filed Feb 17, 2004 16:30 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 335.7375 | $94.63 Strike: $0.00 | $31,770.84 |
DisclosureSEC source: 0000101829-04-000106 · van250.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974.9848 Underlying: Common Stock · 335.7375 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 2,000 | $95.15 | $190,300.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 13 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,248.863 F1 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted Common Stock and 25,000 shares of Restricted Common Stock. Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 12,000 | $95.12 | $1,141,440.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 12 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,248.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 2,000 | $95.11 | $190,220.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 11 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,248.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 4,500 | $95.10 | $427,950.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 10 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,248.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 1,000 | $95.09 | $95,090.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 9 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,748.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 5,000 | $95.08 | $475,400.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 8 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,748.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 4,008 | $95.07 | $381,040.56 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 7 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,748.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 1,000 | $95.06 | $95,060.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 6 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,756.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 4,700 | $95.05 | $446,735.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 5 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,756.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 4,000 | $95.04 | $380,160.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 4 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,456.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 8,000 | $95.03 | $760,240.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 3 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,456.863 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 20:57 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 1,000 | $95.02 | $95,020.00 |
DisclosureSEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 2 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,456.863 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.