Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 5,100 | $93.00 | $474,300.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 12 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 100 | $93.02 | $9,302.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 11 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,216 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 400 | $93.03 | $37,212.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 10 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 800 | $93.04 | $74,432.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 9 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,716 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 1,900 | $93.06 | $176,814.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 8 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,516 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 300 | $93.11 | $27,933.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 7 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,416 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 500 | $93.13 | $46,565.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 6 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,716 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 900 | $93.15 | $83,835.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,216 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 300 | $93.16 | $27,948.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 4 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,116 Read SEC document |
| August 04, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 60 | $93.07 | $5,584.20 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.25 | $932,500.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 20 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,905 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.40 | $934,000.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 19 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,905 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.35 | $933,500.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 18 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,905 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.55 | $935,500.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 17 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,905 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.80 | $938,000.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,905 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.90 | $939,000.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,905 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 7,600 | $93.75 | $712,500.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,905 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $93.95 | $939,500.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,505 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,000 | $94.00 | $93,996.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,505 Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · derivative · entry 14 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2005-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 3,640 | $93.98 | $342,087.20 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,476 F1 · balance_after: The reporting person also directly owns 2,800 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:28 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Exercise / conversionCommon Stock | 14,000 | $16.28 | $227,938.20 |
DisclosureSEC source: 0000101829-04-000201 · fin312.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 19:58 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.3422 | $93.50 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000196 · jam305.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75.514 Underlying: Common Stock · 3.3422 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 19:58 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.9395 | $93.50 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000197 · van306.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,211.5634 Underlying: Common Stock · 18.9395 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 7,300 | $94.00 | $686,200.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,505 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 500 | $94.01 | $47,005.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,805 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 300 | $94.05 | $28,215.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,305 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 600 | $94.08 | $56,448.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,605 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 900 | $94.09 | $84,681.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,205 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 200 | $94.12 | $18,824.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,105 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $94.20 | $9,420.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,305 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 100 | $94.23 | $9,423.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,405 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 500 | $94.28 | $47,140.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,505 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 500 | $94.37 | $47,185.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,005 Read SEC document |
| July 30, 2004 Filed Aug 3, 2004 19:47 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 400 | $94.38 | $37,752.00 |
DisclosureSEC source: 0000101829-04-000199 · dav311.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,505 Read SEC document |
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · derivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2005-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 49,879 | $94.50 | $4,713,565.50 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,905 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 41,403 | $94.50 | $3,912,583.50 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,784 Read SEC document |
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 200,000 | $19.56 | $3,912,500.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,187 Read SEC document |
| July 15, 2004 Filed Jul 19, 2004 18:20 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.4341 | $91.00 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000188 · jam300.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72.1718 Underlying: Common Stock · 3.4341 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| July 15, 2004 Filed Jul 19, 2004 18:20 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.4598 | $91.00 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000189 · van301.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192.6239 Underlying: Common Stock · 19.4598 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 16:15 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.41 | $91.48 Strike: $0.00 | $311.95 |
DisclosureSEC source: 0000101829-04-000184 · jam295.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68.74 Underlying: Common Stock · 3.41 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 16:22 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.35 | $91.48 Strike: $0.00 | $1,770.14 |
DisclosureSEC source: 0000101829-04-000185 · van296.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173.16 Underlying: Common Stock · 19.35 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| June 15, 2004 Filed Jun 16, 2004 20:40 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.5 | $89.28 Strike: $0.00 | $312.48 |
DisclosureSEC source: 0000101829-04-000179 · jam290.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65.3277 Underlying: Common Stock · 3.5 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| June 15, 2004 Filed Jun 16, 2004 20:59 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.8347 | $89.28 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000181 · van291.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153.8141 Underlying: Common Stock · 19.8347 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| May 28, 2004 Filed Jun 1, 2004 19:41 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.6934 | $84.61 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000173 · jam288.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61.598 Underlying: Common Stock · 3.6934 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| May 28, 2004 Filed Jun 1, 2004 19:41 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 20.9294 | $84.61 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000174 · van289.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125.633 Underlying: Common Stock · 20.9294 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| May 20, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
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GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,237 Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC |
HAYES GREGORYVP, Accounting and Control
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,600 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,600 Underlying: Common Stock · 2,600 shares Expires 2014-01-08 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.