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2823
SEC CIK
0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,200 $105.59 $232,298.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 13

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 100 $105.60 $10,560.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 12

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 800 $105.61 $84,488.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 11

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 600 $105.62 $63,372.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 10

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,100 $105.63 $116,193.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 9

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,800 $105.64 $190,152.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 8

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,000 $105.65 $211,300.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 7

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,100 $105.66 $221,886.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 6

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,000 $105.67 $105,670.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 5

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 5,000 $105.68 $528,400.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 4

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 6,800 $105.69 $718,692.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 3

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,100 $105.70 $116,270.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,300 $105.71 $243,133.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,100

Read SEC document
December 22, 2004 Filed Dec 23, 2004 20:00 UTC
GEISLER JAMES EVice President, Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0000101829-04-000287 · gei356.xml · derivative · entry 5

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2004 Filed Dec 23, 2004 20:00 UTC
GEISLER JAMES EVice President, Finance
Tax withholdingCommon Stock 205 $105.01 $21,527.05
Disclosure

SEC source: 0000101829-04-000287 · gei356.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795

Read SEC document
December 22, 2004 Filed Dec 23, 2004 20:00 UTC
GEISLER JAMES EVice President, Finance
Exercise / conversionCommon Stock 1,000 $36.56 $36,562.50
Disclosure

SEC source: 0000101829-04-000287 · gei356.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2004 Filed Dec 20, 2004 22:07 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 10,691 $104.35 $1,115,605.85
Disclosure

SEC source: 0000101829-04-000285 · rog355.xml · nonDerivative · entry 3

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.

Read SEC document
December 17, 2004 Filed Dec 20, 2004 22:07 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 4,262 $103.00 $438,986.00
Disclosure

SEC source: 0000101829-04-000283 · bou354.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,049

F1 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.

Read SEC document
December 17, 2004 Filed Dec 20, 2004 22:07 UTC
BRITTAN KENT LVP, Supply Management
SaleCommon Stock 11,928 $103.95 $1,239,915.60
Disclosure

SEC source: 0000101829-04-000284 · bri353.xml · nonDerivative · entry 3

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The reporting person also directly owns 4,560 shares of United Technologies Career Restricted Common Stock.

Read SEC document
December 17, 2004 Filed Dec 20, 2004 22:07 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000101829-04-000285 · rog355.xml · derivative · entry 5

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2006-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2004 Filed Dec 20, 2004 22:07 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 3,344 $103.90 $347,441.60
Disclosure

SEC source: 0000101829-04-000285 · rog355.xml · nonDerivative · entry 2

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,691

Read SEC document
December 17, 2004 Filed Dec 20, 2004 22:07 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionCommon Stock 14,000 $25.00 $350,000.00
Disclosure

SEC source: 0000101829-04-000285 · rog355.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2004 Filed Dec 20, 2004 22:07 UTC
BRITTAN KENT LVP, Supply Management
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0000101829-04-000284 · bri353.xml · derivative · entry 5

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 14,000 shares

Expires 2009-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2004 Filed Dec 20, 2004 22:07 UTC
BRITTAN KENT LVP, Supply Management
Tax withholdingCommon Stock 2,072 $102.00 $211,344.00
Disclosure

SEC source: 0000101829-04-000284 · bri353.xml · nonDerivative · entry 2

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,928

Read SEC document
December 16, 2004 Filed Dec 20, 2004 22:07 UTC
BRITTAN KENT LVP, Supply Management
Exercise / conversionCommon Stock 14,000 $54.00 $756,000.00
Disclosure

SEC source: 0000101829-04-000284 · bri353.xml · nonDerivative · entry 1

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 22:49 UTC
JAMISON GEORGE H IIIVice President, Communications
GrantPhantom Stock Unit · Derivative 3.0518 $102.40 $312.50
Disclosure

SEC source: 0000101829-04-000278 · jam351.xml · derivative · entry 2

JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105.8004

Underlying: Common Stock · 3.0518 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 22:49 UTC
DOKKUM JAN VANPresident, UTC Power
GrantPhantom Stock Unit · Derivative 17.2934 $102.40 $1,770.84
Disclosure

SEC source: 0000101829-04-000279 · van352.xml · derivative · entry 2

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395.9935

Underlying: Common Stock · 17.2934 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
December 02, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
SaleCommon Stock 6 $98.89 $593.34
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · nonDerivative · entry 6

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The reporting person also directly owns 4,560 shares of United Technologies Career Restricted Common Stock.

Read SEC document
December 02, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
SaleCommon Stock 16,000 $98.95 $1,583,200.00
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · nonDerivative · entry 5

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6

Read SEC document
December 02, 2004 Filed Dec 3, 2004 21:46 UTC
GEISLER JAMES EVice President, Finance
SaleCommon Stock 800 $99.02 $79,216.00
Disclosure

SEC source: 0000101829-04-000271 · gei348.xml · nonDerivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2004 Filed Dec 3, 2004 21:46 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 5,200 $99.10 $515,320.00
Disclosure

SEC source: 0000101829-04-000272 · rog347.xml · nonDerivative · entry 3

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.

Read SEC document
December 02, 2004 Filed Dec 3, 2004 21:46 UTC
TRACHSEL WILLIAM HSVP and General Counsel
SaleCommon Stock 12,774 $99.00 $1,264,626.00
Disclosure

SEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 5

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,412

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · derivative · entry 9

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · derivative · entry 8

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
Tax withholdingCommon Stock 1,997 $100.15 $199,999.55
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · nonDerivative · entry 4

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,006

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
Exercise / conversionCommon Stock 10,000 $36.56 $365,625.00
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · nonDerivative · entry 3

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
Tax withholdingCommon Stock 1,997 $100.15 $199,999.55
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · nonDerivative · entry 2

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,003

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
BRITTAN KENT LVP, Supply Management
Exercise / conversionCommon Stock 10,000 $36.56 $365,625.00
Disclosure

SEC source: 0000101829-04-000270 · bri346.xml · nonDerivative · entry 1

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
GEISLER JAMES EVice President, Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0000101829-04-000271 · gei348.xml · derivative · entry 5

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
GEISLER JAMES EVice President, Finance
Tax withholdingCommon Stock 200 $100.15 $20,030.00
Disclosure

SEC source: 0000101829-04-000271 · gei348.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
GEISLER JAMES EVice President, Finance
Exercise / conversionCommon Stock 1,000 $36.56 $36,562.50
Disclosure

SEC source: 0000101829-04-000271 · gei348.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0000101829-04-000272 · rog347.xml · derivative · entry 5

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2005-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 790 $100.15 $79,118.50
Disclosure

SEC source: 0000101829-04-000272 · rog347.xml · nonDerivative · entry 2

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,235

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionCommon Stock 3,000 $16.28 $48,843.90
Disclosure

SEC source: 0000101829-04-000272 · rog347.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $37.94 $0.00
Disclosure

SEC source: 0000101829-04-000273 · tra349.xml · derivative · entry 7

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2007-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Tax withholdingCommon Stock 5,861 $100.15 $586,979.15
Disclosure

SEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 4

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,186

F1 · balance_after: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted Common Stock.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Tax withholdingCommon Stock 11,365 $100.15 $1,138,204.75
Disclosure

SEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 3

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,047

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:46 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Exercise / conversionCommon Stock 30,000 $37.94 $1,138,125.00
Disclosure

SEC source: 0000101829-04-000273 · tra349.xml · nonDerivative · entry 2

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 22:09 UTC
BOUSBIB ARIPresident, Otis Elevator
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $37.88 $0.00
Disclosure

SEC source: 0000101829-04-000275 · bou350.xml · derivative · entry 5

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2007-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2004 Filed Dec 3, 2004 22:09 UTC
BOUSBIB ARIPresident, Otis Elevator
Tax withholdingCommon Stock 1,956 $100.13 $195,854.28
Disclosure

SEC source: 0000101829-04-000275 · bou350.xml · nonDerivative · entry 3

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,311

F1 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.