RTX

SEC source: 0001225208-24-005694 · doc4.xml · derivative · entry 1

Winnefeld James A Jr · CIK 0001695566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,955.6598

Underlying: Common Stock · 2,061.0462 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-24-005695 · doc4.xml · derivative · entry 1

Work Robert O · CIK 0001714048 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,872.3019

Underlying: Common Stock · 2,061.0462 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-24-005492 · doc4.xml · nonDerivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,120

F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.97 to $101.975 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-24-005398 · doc4.xml · derivative · entry 6

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,134

Underlying: Common Stock · 3,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on April 26, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on April 26, 2021.

SEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 4

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,556

SEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 3

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,922

SEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 2

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-005398 · doc4.xml · nonDerivative · entry 1

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,784

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on April 26, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-005339 · doc4.xml · derivative · entry 17

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 224,734 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-005339 · doc4.xml · derivative · entry 16

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,884 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 11

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,723

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 10

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,759

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.30 to $101.54 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 9

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 704,097

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 8

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,146

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 7

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,191

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 6

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823,240

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 5

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,254

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 4

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892,620

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.62 to $101.71 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 3

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,044

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-004577 · doc4.xml · nonDerivative · entry 1

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,374

SEC source: 0001225208-24-004112 · doc4.xml · derivative · entry 5

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,872 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-004112 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,899.9519

SEC source: 0001225208-24-004112 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,666.9519

SEC source: 0001225208-24-004112 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,771.9519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-002495 · doc4.xml · derivative · entry 1

Caret Leanne G · CIK 0001668346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,206.6028

Underlying: Common Stock · 130.7332 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director and related to her designation as Chair of the Audit Committee in February 2024. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director and related to her designation as Chair of the Audit Committee in February 2024. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director and related to her designation as Chair of the Audit Committee in February 2024. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-24-002186 · doc4.xml · derivative · entry 6

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,406 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-002186 · doc4.xml · nonDerivative · entry 4

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,741

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $91.14 to $91.225 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-24-002186 · doc4.xml · nonDerivative · entry 3

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,741

SEC source: 0001225208-24-002186 · doc4.xml · nonDerivative · entry 2

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,691

SEC source: 0001225208-24-002186 · doc4.xml · nonDerivative · entry 1

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-001874 · doc4.xml · derivative · entry 7

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,200

Underlying: Common Stock · 247,200 shares

Expires 2034-02-07

F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 88,975 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001874 · doc4.xml · derivative · entry 6

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,021

Underlying: Common Stock · 9,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001874 · doc4.xml · nonDerivative · entry 4

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,508

SEC source: 0001225208-24-001874 · doc4.xml · nonDerivative · entry 3

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,703

SEC source: 0001225208-24-001874 · doc4.xml · nonDerivative · entry 2

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001874 · doc4.xml · nonDerivative · entry 1

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,735

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001875 · doc4.xml · derivative · entry 7

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Common Stock · 7,400 shares

Expires 2034-02-07

F5 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 2,640 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001875 · doc4.xml · derivative · entry 6

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,695

Underlying: Common Stock · 5,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001875 · doc4.xml · derivative · entry 5

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,633

Underlying: Common Stock · 4,395 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F3 · derivative.exercise_date: Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F3 · derivative.expiration_date: Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

SEC source: 0001225208-24-001875 · doc4.xml · nonDerivative · entry 4

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,066

SEC source: 0001225208-24-001875 · doc4.xml · nonDerivative · entry 3

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,865

SEC source: 0001225208-24-001875 · doc4.xml · nonDerivative · entry 2

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,278

F2 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001875 · doc4.xml · nonDerivative · entry 1

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001876 · doc4.xml · derivative · entry 7

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,100

Underlying: Common Stock · 64,100 shares

Expires 2034-02-07

F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 23,070 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001876 · doc4.xml · derivative · entry 6

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,534

Underlying: Common Stock · 7,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001876 · doc4.xml · nonDerivative · entry 4

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,741

SEC source: 0001225208-24-001876 · doc4.xml · nonDerivative · entry 3

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,218

SEC source: 0001225208-24-001876 · doc4.xml · nonDerivative · entry 2

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.