Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2020 Filed Jun 23, 2020 18:17 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Tax withholdingCommon Stock | 5,700 | $2.68 | $15,276.00 |
DisclosureSEC source: 0001104659-20-076147 · tm2023242d1_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,689,384 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 22:18 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Tax withholdingCommon Stock | 10,000 | $2.68 | $26,800.00 |
DisclosureSEC source: 0001104659-20-076148 · tm2023242d2_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,590 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 21:02 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 2,172 | $3.00 | $6,516.00 |
DisclosureSEC source: 0001104659-20-072976 · tm2022561d1_4.xml · nonDerivative · entry 3 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,590 Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 21:02 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 2,024 | $3.00 | $6,072.00 |
DisclosureSEC source: 0001104659-20-072976 · tm2022561d1_4.xml · nonDerivative · entry 2 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,762 Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:02 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 404 | $3.00 | $1,212.00 |
DisclosureSEC source: 0001104659-20-072976 · tm2022561d1_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,786 Read SEC document |
| June 09, 2020 Filed Jun 9, 2020 21:50 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 400 | $3.00 | $1,200.00 |
DisclosureSEC source: 0001104659-20-071529 · tm2022228d1_4.xml · nonDerivative · entry 5 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,190 Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 22:18 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock Warrants (right to buy) · Derivative | 15,000 | $1.25 Strike: $1.25 | $18,750.00 |
DisclosureSEC source: 0001104659-20-070952 · tm2022099d1_4.xml · derivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-06-23 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:50 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 4,300 | $2.95 | $12,685.00 |
DisclosureSEC source: 0001104659-20-071529 · tm2022228d1_4.xml · nonDerivative · entry 4 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,590 Read SEC document |
| June 08, 2020 Filed Aug 11, 2020 18:23 UTC |
van Erkel RogierChief Sales Officer
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 15,000 | $1.25 Strike: $1.25 | $18,750.00 |
DisclosureSEC source: 0001104659-20-093218 · tm2027280d1_4.xml · derivative · entry 2 van Erkel Rogier · CIK 0001749243 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2021-06-23 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:50 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 700 | $2.95 | $2,065.00 |
DisclosureSEC source: 0001104659-20-071529 · tm2022228d1_4.xml · nonDerivative · entry 3 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,890 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:50 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 4,990 | $2.90 | $14,471.00 |
DisclosureSEC source: 0001104659-20-071529 · tm2022228d1_4.xml · nonDerivative · entry 2 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,590 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:18 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock Warrants (right to buy) · Derivative | 80,000 | $1.25 Strike: $1.25 | $100,000.00 |
DisclosureSEC source: 0001104659-20-070952 · tm2022099d1_4.xml · derivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 80,000 shares Expires 2021-06-23 Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 21:50 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 10 | $3.00 | $30.00 |
DisclosureSEC source: 0001104659-20-071529 · tm2022228d1_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,580 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:29 UTC |
12 West Capital Management LP10% owner
|
SaleCommon Stock, par value $0.001 | 162,000 | $2.97 | $481,140.00 |
DisclosureSEC source: 0000905718-20-000537 · researchsol_fm4jun12020.xml · nonDerivative · entry 1 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,328,292 F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:05 UTC |
12 West Capital Management LP10% owner
|
SaleCommon Stock, par value $0.001 | 100,708 | $2.88 | $290,039.04 |
DisclosureSEC source: 0000905718-20-000521 · researchsol_fm4may282020.xml · nonDerivative · entry 1 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,490,292 F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 28, 2020 Filed Jul 2, 2020 20:06 UTC Amendment |
12 West Capital Management LP10% owner
|
SaleCommon Stock, par value $0.001 | 100,708 | $2.90 | $292,053.20 |
DisclosureSEC source: 0000905718-20-000696 · researchsol_fm4amay292020.xml · nonDerivative · entry 1 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,490,292 F3 · price: This amended Form 4 filing is being made to adjust the sale price of the transactions reported on the Form 4 filings filed with the SEC on May 29, 2020, June 26, 2020 and June 30, 2020. F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 14, 2020 Filed Aug 11, 2020 18:23 UTC |
van Erkel RogierChief Sales Officer
|
PurchaseCommon Stock | 100 | $2.75 | $275.00 |
DisclosureSEC source: 0001104659-20-093218 · tm2027280d1_4.xml · nonDerivative · entry 1 van Erkel Rogier · CIK 0001749243 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| May 12, 2020 Filed May 13, 2020 18:39 UTC |
AHLBERG SCOTTChief Operations Officer
|
GrantCommon Stock | 3,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-060995 · tm2019665d1_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,297 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 12, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2021 until fully vested. Read SEC document |
| May 12, 2020 Filed May 13, 2020 18:40 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 4,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-060996 · tm2019665d2_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695,084 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 12, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2021 until fully vested. Read SEC document |
| May 12, 2020 Filed May 13, 2020 22:41 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 3,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-060998 · tm2019665d4_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,984 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 12, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2021 until fully vested. Read SEC document |
| May 12, 2020 Filed May 13, 2020 22:40 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 3,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-060997 · tm2019665d3_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,590 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 12, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2021 until fully vested. Read SEC document |
| May 04, 2020 Filed May 5, 2020 18:09 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 22,208 | $3.00 | $66,624.00 |
DisclosureSEC source: 0001104659-20-056755 · tm2018685d1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 229,372 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| May 01, 2020 Filed May 6, 2020 22:56 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 1,520 | $3.00 | $4,560.00 |
DisclosureSEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 6 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 223,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 30, 2020 Filed May 1, 2020 22:08 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 1,598 | $3.00 | $4,794.00 |
DisclosureSEC source: 0001104659-20-055684 · tm2018424d1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 251,580 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 21:18 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 2,187 | $3.00 | $6,561.00 |
DisclosureSEC source: 0001104659-20-053556 · tm2017885d2_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 253,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 21:18 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 25,000 | $3.00 | $75,000.00 |
DisclosureSEC source: 0001104659-20-053556 · tm2017885d2_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 255,365 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 27, 2020 Filed Apr 27, 2020 23:55 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 21,346 | $3.00 | $64,038.00 |
DisclosureSEC source: 0001104659-20-051803 · tm2017885-1_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 280,365 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 27, 2020 Filed May 6, 2020 22:56 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 3,938 | $3.00 | $11,814.00 |
DisclosureSEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 5 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 224,520 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 23:55 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 78 | $3.00 | $234.00 |
DisclosureSEC source: 0001104659-20-051803 · tm2017885-1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 301,711 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 22, 2020 Filed May 6, 2020 22:56 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 27 | $3.00 | $81.00 |
DisclosureSEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 4 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 228,458 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 21, 2020 Filed Apr 21, 2020 22:45 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 2,300 | $3.00 | $6,900.00 |
DisclosureSEC source: 0001104659-20-049309 · tm2016582d1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 301,789 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 21, 2020 Filed May 6, 2020 22:56 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 25 | $3.00 | $75.00 |
DisclosureSEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 3 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 228,485 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:10 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 253 | $3.00 | $759.00 |
DisclosureSEC source: 0001104659-20-047080 · tm2016076-1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 304,089 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 03, 2020 Filed May 6, 2020 22:56 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 248 | $3.00 | $744.00 |
DisclosureSEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 228,510 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 02, 2020 Filed May 6, 2020 22:56 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 614 | $3.00 | $1,842.00 |
DisclosureSEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 228,758 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 22:59 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 18 | $3.00 | $54.00 |
DisclosureSEC source: 0001104659-20-042009 · tm2014798-1_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 304,342 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:59 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 214 | $3.00 | $642.00 |
DisclosureSEC source: 0001104659-20-042009 · tm2014798-1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 304,360 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 27, 2020 Filed Mar 27, 2020 23:11 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 2,500 | $3.00 | $7,500.00 |
DisclosureSEC source: 0001104659-20-039732 · tm2014089d1_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 304,574 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 21:27 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 6,400 | $2.75 | $17,600.00 |
DisclosureSEC source: 0001104659-20-037924 · tm2013662d2_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,999 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 21:29 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Tax withholdingCommon Stock | 8,750 | $2.75 | $24,062.50 |
DisclosureSEC source: 0001104659-20-037927 · tm2013662dd3_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,690,639 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2020 Filed Mar 25, 2020 01:28 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Tax withholdingCommon Stock | 10,000 | $2.75 | $27,500.00 |
DisclosureSEC source: 0001104659-20-037926 · tm2013662d4_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,292 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 23:11 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 200 | $3.00 | $600.00 |
DisclosureSEC source: 0001104659-20-039732 · tm2014089d1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 307,074 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 1,000 | $3.10 | $3,100.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 8 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 307,274 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 1,000 | $3.10 | $3,100.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 7 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 308,274 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 500 | $3.05 | $1,525.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 6 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 309,274 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 50 | $3.00 | $150.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 5 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 309,774 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 4,000 | $3.20 | $12,800.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 4 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 309,824 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 100 | $3.10 | $310.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 3 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 313,824 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 2,000 | $3.06 | $6,120.00 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 313,924 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:30 UTC |
COOPER CHAD J.Director
|
SaleCommon Stock | 7,076 | $3.05 | $21,581.80 |
DisclosureSEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cooper Family Trust Disclosed balance after: 315,924 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.