Last 12 months
Inside the activity.
0 purchase rows · 74 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jun 30, 2021 21:11 UTC |
FORD WILLIAM EDirector
|
GrantClass A Ordinary Shares | 871 | $43.04 | $37,489.23 |
DisclosureSEC source: 0000950103-21-009780 · dp153692_4-ford.xml · nonDerivative · entry 1 FORD WILLIAM E · CIK 0001193345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,597 F1 · price: Reflects Class A Ordinary Shares issued to the Reporting Person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| June 30, 2021 Filed Apr 15, 2022 22:55 UTC |
Legorreta Pablo G.Director · CEO, Chairman of the Board · 10% owner
|
OtherICAI Interests · Derivative | 73,332 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000950103-22-006475 · dp171092_4-legoretta.xml · derivative · entry 21 Legorreta Pablo G. · CIK 0001507678 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,332 Underlying: Limited Partnership interests in RPI US Partners 2019, LP · 73,332 shares Expires not disclosed F10 · kind: Reflects the automatic transfer of ICAI Interests to the Reporting Person for no consideration upon the forfeiture of such ICAI Interests due to the retirement of an employee of RP Management, LLC. F10 · price: Reflects the automatic transfer of ICAI Interests to the Reporting Person for no consideration upon the forfeiture of such ICAI Interests due to the retirement of an employee of RP Management, LLC. F6 · derivative.exercise_date: These ICAI Interests represent a grant of up to an equivalent number of RPI US LP Interests and expire on December 15, 2023. The full number of RPI US LP Interests is issuable in respect of these ICAI Interests if and when the Class A Ordinary Shares attain a 20-trading day volume weighted average price of $32.30 or more after December 15, 2020 and on or before December 15, 2023. The number of RPI US LP Interests issuable in respect of these ICAI Interests scales linearly from 0% at $20.51 per share to 100% at $32.30 per share. F6 · derivative.expiration_date: These ICAI Interests represent a grant of up to an equivalent number of RPI US LP Interests and expire on December 15, 2023. The full number of RPI US LP Interests is issuable in respect of these ICAI Interests if and when the Class A Ordinary Shares attain a 20-trading day volume weighted average price of $32.30 or more after December 15, 2020 and on or before December 15, 2023. The number of RPI US LP Interests issuable in respect of these ICAI Interests scales linearly from 0% at $20.51 per share to 100% at $32.30 per share. F7 · derivative.underlying: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 00:31 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 479,800 | $41.26 | $19,794,436.88 |
DisclosureSEC source: 0000950103-21-009692 · dp153575_4-riggs.xml · nonDerivative · entry 5 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 3,451,258 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.87 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 00:31 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 1,200 | $42.01 | $50,408.76 |
DisclosureSEC source: 0000950103-21-009692 · dp153575_4-riggs.xml · nonDerivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 3,931,058 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.03 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 00:31 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 167,448 | $42.11 | $7,051,268.77 |
DisclosureSEC source: 0000950103-21-009692 · dp153575_4-riggs.xml · nonDerivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 3,932,258 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.79 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:31 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 487,364 | $42.69 | $20,807,518.62 |
DisclosureSEC source: 0000950103-21-009692 · dp153575_4-riggs.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures I LLC Disclosed balance after: 4,099,706 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.33 to $43.04 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:31 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 179,100 | $42.81 | $7,666,500.87 |
DisclosureSEC source: 0000950103-21-009692 · dp153575_4-riggs.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures Select Disclosed balance after: 933,910 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.44 to $43.29 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:43 UTC |
LOVE TED WDirector
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009695 · dp153556_4-love.xml · nonDerivative · entry 1 LOVE TED W · CIK 0001188919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,866 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. F2 · balance_after: Reflects an adjustment to the number of Class A Ordinary Shares beneficially owned by the reporting person based on the actual number of shares delivered to the reporting person upon the settlement of an award of restricted stock units granted to the reporting person as reported on August 13, 2020. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:34 UTC |
DESOUZA ERROL BDirector
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009693 · dp153554_4-desouza.xml · nonDerivative · entry 1 DESOUZA ERROL B · CIK 0001213895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,370 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:30 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009691 · dp153551_4-bassler.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,909 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:29 UTC |
FORD WILLIAM EDirector
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009690 · dp153557_4-ford.xml · nonDerivative · entry 1 FORD WILLIAM E · CIK 0001193345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,726 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:28 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009689 · dp153553_4-fernandez.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,115 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. F2 · balance_after: Reflects an adjustment to the number of Class A Ordinary Shares beneficially owned by the reporting person based on the actual number of shares delivered to the reporting person upon the settlement of an award of restricted stock units granted to the reporting person as reported on August 13, 2020. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:26 UTC |
Norden GregoryDirector
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009688 · dp153555_4-norden.xml · nonDerivative · entry 1 Norden Gregory · CIK 0001405104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,370 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:22 UTC |
Engelbert Catherine M.Director
|
GrantClass A Ordinary Shares | 5,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009687 · dp153558_4-engelbert.xml · nonDerivative · entry 1 Engelbert Catherine M. · CIK 0001796439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,136 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 18:42 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 10,000 | $46.45 | $464,491.00 |
DisclosureSEC source: 0000950103-21-008761 · dp152652_4-lloyd.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 240,000 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.65 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 18:42 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 40,000 | $46.52 | $1,860,772.00 |
DisclosureSEC source: 0000950103-21-008761 · dp152652_4-lloyd.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 880,000 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.69 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 18:42 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 20,000 | $46.46 | $929,106.00 |
DisclosureSEC source: 0000950103-21-008761 · dp152652_4-lloyd.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 620,860 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.66 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 10,000 | $46.47 | $464,747.00 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 12 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 250,000 F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.70 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 40,000 | $46.48 | $1,859,344.00 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 11 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 920,000 F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.69 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 20,000 | $46.48 | $929,540.00 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 10 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 640,860 F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 00:12 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 50,000 | $46.43 | $2,321,540.00 |
DisclosureSEC source: 0000950103-21-008570 · dp152445_4-reddoch.xml · nonDerivative · entry 4 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,270,800 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.30 to $46.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 4,853 | $46.54 | $225,859.11 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 9 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 260,000 F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.44 to $46.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 15,147 | $45.89 | $695,109.46 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 8 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 264,853 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 36,619 | $46.74 | $1,711,696.56 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 7 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 960,000 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $47.07 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 33,381 | $46.10 | $1,538,767.30 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 6 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 996,619 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.49 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 13,400 | $46.77 | $626,719.34 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 5 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 660,860 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $47.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 19,100 | $45.97 | $878,076.66 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 4 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 674,260 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.48 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 00:13 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 273,650 | $45.26 | $12,385,399.00 |
DisclosureSEC source: 0000950103-21-008572 · dp152446_4-riggs.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures III LLC Disclosed balance after: 2,081,540 Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 00:15 UTC |
Urist MarshallEVP & Co-Head of R&I
|
SaleClass A Ordinary Shares | 16,568 | $47.02 | $779,058.84 |
DisclosureSEC source: 0000950103-21-008573 · dp152447_4-urist.xml · nonDerivative · entry 2 Urist Marshall · CIK 0001838139 · EVP & Co-Head of R&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 00:12 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 2,210 | $47.01 | $103,896.30 |
DisclosureSEC source: 0000950103-21-008570 · dp152445_4-reddoch.xml · nonDerivative · entry 3 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,320,800 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.02 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Such transactions were effected pursuant to a 10b5-1 plan adopted by the reporting person on December 30, 2020. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 00:12 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 47,790 | $46.57 | $2,225,522.95 |
DisclosureSEC source: 0000950103-21-008570 · dp152445_4-reddoch.xml · nonDerivative · entry 2 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,323,010 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Such transactions were effected pursuant to a 10b5-1 plan adopted by the reporting person on December 30, 2020. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 20,000 | $44.81 | $896,204.00 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 280,000 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.72 to $44.89 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 20,000 | $44.85 | $897,028.00 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 1,030,000 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.53 to $45.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:12 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 20,000 | $44.69 | $893,706.00 |
DisclosureSEC source: 0000950103-21-008571 · dp152452_4-lloyd.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 693,360 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.15 to $45.04 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:15 UTC |
Urist MarshallEVP & Co-Head of R&I
|
SaleClass A Ordinary Shares | 16,566 | $45.13 | $747,661.68 |
DisclosureSEC source: 0000950103-21-008573 · dp152447_4-urist.xml · nonDerivative · entry 1 Urist Marshall · CIK 0001838139 · EVP & Co-Head of R&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,568 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:12 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 100,000 | $44.60 | $4,459,730.00 |
DisclosureSEC source: 0000950103-21-008570 · dp152445_4-reddoch.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,370,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.14 to $45.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 18:48 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 50,000 | $42.13 | $2,106,385.00 |
DisclosureSEC source: 0000950103-21-008456 · dp152316_4-lloyd.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 1,050,000 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.56 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 18:48 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 12,500 | $42.09 | $526,127.50 |
DisclosureSEC source: 0000950103-21-008456 · dp152316_4-lloyd.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 713,360 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.26 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:52 UTC |
Urist MarshallEVP & Co-Head Research & Inv.
|
SaleClass A Ordinary Shares | 14,566 | $41.52 | $604,850.24 |
DisclosureSEC source: 0000950103-21-008458 · dp152317_4-urist.xml · nonDerivative · entry 1 Urist Marshall · CIK 0001838139 · EVP & Co-Head Research & Inv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,134 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.18 to $41.86 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:50 UTC |
Reddoch James F.EVP, Research & Investments
|
SaleClass A Ordinary Shares | 50,000 | $42.13 | $2,106,560.00 |
DisclosureSEC source: 0000950103-21-008457 · dp152318_4-reddoch.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 1,470,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.63 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 21, 2021 Filed May 25, 2021 00:10 UTC |
Urist MarshallEVP & Co-Head Research & Inv.
|
SaleClass A Ordinary Shares | 100 | $41.00 | $4,100.00 |
DisclosureSEC source: 0000950103-21-007749 · dp151622_4-urist.xml · nonDerivative · entry 2 Urist Marshall · CIK 0001838139 · EVP & Co-Head Research & Inv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,700 Read SEC document |
| May 20, 2021 Filed May 25, 2021 00:10 UTC |
Urist MarshallEVP & Co-Head Research & Inv.
|
SaleClass A Ordinary Shares | 1,900 | $41.08 | $78,059.03 |
DisclosureSEC source: 0000950103-21-007749 · dp151622_4-urist.xml · nonDerivative · entry 1 Urist Marshall · CIK 0001838139 · EVP & Co-Head Research & Inv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.20 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:05 UTC |
Lloyd George W.EVP, Investments & GC
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007076 · dp150858_4-lloyd.xml · derivative · entry 8 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 264,027 Underlying: Class A Ordinary Shares · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,090 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:05 UTC |
Lloyd George W.EVP, Investments & GC
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 90,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007076 · dp150858_4-lloyd.xml · derivative · entry 7 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 172,680 Underlying: Class A Ordinary Shares · 900,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,090 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:05 UTC |
Lloyd George W.EVP, Investments & GC
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 67,586 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007076 · dp150858_4-lloyd.xml · derivative · entry 6 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 675,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:05 UTC |
Lloyd George W.EVP, Investments & GC
|
ConversionClass A Ordinary Shares | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007076 · dp150858_4-lloyd.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,090 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:05 UTC |
Lloyd George W.EVP, Investments & GC
|
ConversionClass A Ordinary Shares | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007076 · dp150858_4-lloyd.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 1,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,090 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:05 UTC |
Lloyd George W.EVP, Investments & GC
|
ConversionClass A Ordinary Shares | 675,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007076 · dp150858_4-lloyd.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2013 NG, LLC Disclosed balance after: 725,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,090 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| May 07, 2021 Filed May 12, 2021 01:00 UTC |
RIGGS RORY BDirector
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 235,519 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007074 · dp150860_4-riggs.xml · derivative · entry 7 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By New Ventures III LLC Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 2,355,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| May 07, 2021 Filed May 12, 2021 01:00 UTC |
RIGGS RORY BDirector
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 67,976 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007074 · dp150860_4-riggs.xml · derivative · entry 6 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,751 Underlying: Class A Ordinary Shares · 679,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.