Last 12 months
Inside the activity.
0 purchase rows · 74 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2022 Filed Nov 22, 2022 17:29 UTC |
Lloyd George W.EVP, Investments & CLO
|
SaleClass A Ordinary Shares | 14,469 | $43.19 | $624,878.49 |
DisclosureSEC source: 0001209191-22-058450 · doc4.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 130,000 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.30 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 17:29 UTC |
Lloyd George W.EVP, Investments & CLO
|
SaleClass A Ordinary Shares | 3,100 | $43.11 | $133,637.90 |
DisclosureSEC source: 0001209191-22-058450 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 351,900 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.20 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 17:29 UTC |
Lloyd George W.EVP, Investments & CLO
|
SaleClass A Ordinary Shares | 20,531 | $43.11 | $885,081.14 |
DisclosureSEC source: 0001209191-22-058450 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 144,469 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.20 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 23:12 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 120,000 | $42.33 | $5,079,924.00 |
DisclosureSEC source: 0001209191-22-058252 · doc4.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,712 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.16 to $42.53 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 17:13 UTC |
Lloyd George W.EVP, Investments & CLO
|
SaleClass A Ordinary Shares | 25,000 | $43.85 | $1,096,287.50 |
DisclosureSEC source: 0001209191-22-056677 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 355,000 F1 · shares: Class A Ordinary Shares sold pursuant to a 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.65 to $43.94 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 17:13 UTC |
Lloyd George W.EVP, Investments & CLO
|
SaleClass A Ordinary Shares | 25,000 | $43.85 | $1,096,325.00 |
DisclosureSEC source: 0001209191-22-056677 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 165,000 F1 · shares: Class A Ordinary Shares sold pursuant to a 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.64 to $43.95 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 22:04 UTC |
Coyne Terrance P.EVP & CFO
|
SaleClass A Ordinary Shares | 24,500 | $43.47 | $1,065,012.55 |
DisclosureSEC source: 0001209191-22-056420 · doc4.xml · nonDerivative · entry 1 Coyne Terrance P. · CIK 0001814876 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By TPC RP 2021, LLC Disclosed balance after: 940,000 F1 · kind: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.85 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.85 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 23:16 UTC |
Coyne Terrance P.EVP & CFO
|
SaleClass A Ordinary Shares | 5,500 | $43.06 | $236,845.95 |
DisclosureSEC source: 0001209191-22-055873 · doc4.xml · nonDerivative · entry 1 Coyne Terrance P. · CIK 0001814876 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By TPC RP 2021, LLC Disclosed balance after: 964,500 F1 · kind: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.17 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.17 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2022 Filed Sep 30, 2022 20:29 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 913 | $41.06 | $37,490.43 |
DisclosureSEC source: 0001209191-22-051644 · doc4.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,838 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 30, 2022 Filed Sep 30, 2022 20:25 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 913 | $41.06 | $37,490.43 |
DisclosureSEC source: 0001209191-22-051640 · doc4.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,044 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:23 UTC |
Reddoch James F.EVP & Chief Scientific Officer
|
SaleClass A Ordinary Shares | 100,000 | $41.23 | $4,122,670.00 |
DisclosureSEC source: 0001209191-22-051637 · doc4.xml · nonDerivative · entry 1 Reddoch James F. · CIK 0001814872 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 820,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.57 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:15 UTC |
Giuliani Mario GermanoDirector · 10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 32,593 | $41.05 | $1,337,942.65 |
DisclosureSEC source: 0001140361-22-035474 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,077,140 F1 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:30 UTC |
Giuliani Mario GermanoDirector · 10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 211,380 | $41.17 | $8,702,112.98 |
DisclosureSEC source: 0001140361-22-034705 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,109,733 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.36 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 20:31 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 125,697 | $41.25 | $5,185,378.34 |
DisclosureSEC source: 0001140361-22-034416 · form4.xml · nonDerivative · entry 3 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,321,113 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.545 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. F3 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 16:30 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 267,815 | $41.02 | $10,985,798.08 |
DisclosureSEC source: 0001140361-22-034414 · form4.xml · nonDerivative · entry 1 GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,426,170 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.61 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:31 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 130,330 | $41.02 | $5,345,511.02 |
DisclosureSEC source: 0001140361-22-034416 · form4.xml · nonDerivative · entry 2 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,446,810 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.19 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. F3 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:31 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 267,815 | $41.02 | $10,985,664.17 |
DisclosureSEC source: 0001140361-22-034416 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,390,000 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.55 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 16:30 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 232,185 | $41.50 | $9,635,654.28 |
DisclosureSEC source: 0001140361-22-034011 · form4.xml · nonDerivative · entry 2 GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,693,985 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.77 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:30 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 232,185 | $41.50 | $9,635,677.50 |
DisclosureSEC source: 0001140361-22-034012 · form4.xml · nonDerivative · entry 2 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,657,815 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.995 to $41.79 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 16:30 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 154,986 | $41.72 | $6,466,279.40 |
DisclosureSEC source: 0001140361-22-034011 · form4.xml · nonDerivative · entry 1 GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,926,170 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.32 to $42.06 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:30 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 154,986 | $41.72 | $6,466,139.91 |
DisclosureSEC source: 0001140361-22-034012 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,890,000 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.325 to $42.06 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 15, 2022 Filed Sep 15, 2022 23:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 52,025 | $42.21 | $2,195,959.64 |
DisclosureSEC source: 0001209191-22-050172 · doc4.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,712 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.08 to $42.51 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 17:05 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 154,154 | $42.26 | $6,514,918.01 |
DisclosureSEC source: 0001140361-22-033641 · form4.xml · nonDerivative · entry 2 GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,081,156 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.08 to $42.65 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic (formerly known as Nogra Group SICAF SIF GG Strategic) ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:09 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 154,154 | $42.26 | $6,514,887.18 |
DisclosureSEC source: 0001140361-22-033647 · form4.xml · nonDerivative · entry 2 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,044,986 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.08 to $42.625 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 23:56 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 47,975 | $42.41 | $2,034,427.85 |
DisclosureSEC source: 0001209191-22-050172 · doc4.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,737 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.28 to $42.57 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 17:05 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 190,860 | $42.48 | $8,108,133.61 |
DisclosureSEC source: 0001140361-22-033641 · form4.xml · nonDerivative · entry 1 GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,235,310 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $42.88 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic (formerly known as Nogra Group SICAF SIF GG Strategic) ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 21:09 UTC |
Giuliani Mario GermanoDirector · 10% owner
MGG Strategic SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 190,860 | $42.48 | $8,108,038.18 |
DisclosureSEC source: 0001140361-22-033647 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner MGG Strategic SICAF SIF S.A. · CIK 0001922189 · 10% owner MGG Strategic SICAF SIF S.A. - MGG Strategic · CIK 0001814889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,199,140 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $42.87 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust. F2 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 08, 2022 Filed Sep 9, 2022 16:17 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 248,006 | $42.86 | $10,629,958.77 |
DisclosureSEC source: 0001140361-22-032905 · form4.xml · nonDerivative · entry 2 GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,426,170 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.395 to $43.155 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic (formerly known as Nogra Group SICAF SIF GG Strategic) ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of each of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 08, 2022 Filed Sep 9, 2022 20:18 UTC |
Giuliani Mario GermanoDirector · 10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 237,619 | $42.74 | $10,155,598.44 |
DisclosureSEC source: 0001140361-22-032906 · form4.xml · nonDerivative · entry 2 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,577,140 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.37 to $43.14 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. F2 · ownership.nature: Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:17 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 250,000 | $42.53 | $10,632,575.00 |
DisclosureSEC source: 0001140361-22-032905 · form4.xml · nonDerivative · entry 1 GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,674,176 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.09 to $42.83 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic (formerly known as Nogra Group SICAF SIF GG Strategic) ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of each of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:18 UTC |
Giuliani Mario GermanoDirector · 10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 261,881 | $42.66 | $11,171,738.71 |
DisclosureSEC source: 0001140361-22-032906 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,814,759 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.24 to $42.83 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. F2 · ownership.nature: Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 17:41 UTC |
GG 1978 SICAF SIF S.A.10% owner
|
SaleClass A Ordinary Shares | 1,994 | $44.00 | $87,736.00 |
DisclosureSEC source: 0001140361-22-031350 · form4.xml · nonDerivative · entry 1 GG 1978 SICAF SIF S.A. - GG Strategic · CIK 0001814890 · 10% owner GG 1978 SICAF SIF S.A. · CIK 0001814891 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,924,176 F1 · ownership.nature: Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic (formerly known as Nogra Group SICAF SIF GG Strategic) ("GG Strategic"). F2 · ownership.nature: GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of each of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:40 UTC |
Giuliani Mario GermanoDirector · 10% owner
Skyeline Management Ltd10% owner
Avara Management Ltd10% owner
|
SaleClass A Ordinary Shares | 500 | $44.00 | $22,000.00 |
DisclosureSEC source: 0001140361-22-031349 · form4.xml · nonDerivative · entry 1 Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Skyeline Management Ltd · CIK 0001814877 · 10% owner Avara Management Ltd · CIK 0001814934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,076,640 F1 · ownership.nature: Reflects securities held directly by Skyeline Management Ltd. F2 · ownership.nature: Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. Read SEC document |
| August 12, 2022 Filed Sep 30, 2022 20:23 UTC |
Reddoch James F.EVP & Chief Scientific Officer
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-051637 · doc4.xml · derivative · entry 3 Reddoch James F. · CIK 0001814872 · EVP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Reddoch RPI LLC Disclosed balance after: 478,870 Underlying: Class A Ordinary Shares · 24,000 shares Expires not disclosed F2 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F3 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F4 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F4 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F5 · balance_after: The Reporting Person has agreed to retain and not sell 478,870 RPI US LP Interests convertible into 4,788,700 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| August 12, 2022 Filed Nov 14, 2022 17:13 UTC |
Lloyd George W.EVP, Investments & CLO
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056677 · doc4.xml · derivative · entry 7 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 58,890 shares Expires not disclosed F4 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F5 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F6 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F6 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| August 12, 2022 Filed Feb 11, 2023 00:48 UTC |
Legorreta Pablo G.Director · CEO, Chairman of the Board · 10% owner
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 150,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008556 · doc5.xml · derivative · entry 1 Legorreta Pablo G. · CIK 0001507678 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Legorreta Investments LLC Disclosed balance after: 2,700,000 Underlying: Class A Ordinary Shares · 1,506,400 shares Expires not disclosed F1 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F2 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F4 · balance_after: The Reporting Person has agreed to retain and not sell 5,103,392 RPI US LP Interests convertible into 51,033,928 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 17:02 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 8,995 | $43.93 | $395,108.07 |
DisclosureSEC source: 0001209191-22-045451 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 201,114 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 to $44.01 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 17:02 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 11,859 | $43.92 | $520,801.03 |
DisclosureSEC source: 0001209191-22-045451 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 210,109 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 to $43.95 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:07 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 45,000 | $43.73 | $1,967,823.00 |
DisclosureSEC source: 0000899243-22-028395 · doc4.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,712 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.66 to $43.80 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:12 UTC |
Coyne Terrance P.EVP & CFO
|
SaleClass A Ordinary Shares | 30,000 | $43.19 | $1,295,727.00 |
DisclosureSEC source: 0000899243-22-027643 · doc4.xml · nonDerivative · entry 1 Coyne Terrance P. · CIK 0001814876 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By TPC RP 2021, LLC Disclosed balance after: 970,000 F1 · kind: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.47 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.47 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:01 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 4,046 | $43.97 | $177,892.91 |
DisclosureSEC source: 0001209191-22-043689 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 221,968 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.91 to $44.01 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 27, 2022 Filed Jul 27, 2022 18:20 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 100 | $43.90 | $4,390.00 |
DisclosureSEC source: 0001209191-22-043286 · doc4.xml · nonDerivative · entry 6 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 226,014 Read SEC document |
| July 27, 2022 Filed Jul 27, 2022 18:20 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 25,000 | $43.76 | $1,094,055.00 |
DisclosureSEC source: 0001209191-22-043286 · doc4.xml · nonDerivative · entry 5 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 380,000 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.70 to $43.89 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2022 Filed Jul 27, 2022 18:20 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 13,886 | $43.12 | $598,824.03 |
DisclosureSEC source: 0001209191-22-043286 · doc4.xml · nonDerivative · entry 4 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 226,114 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.93 to $43.35 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2022 Filed Jul 27, 2022 18:20 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 5,443 | $43.03 | $234,222.63 |
DisclosureSEC source: 0001209191-22-043286 · doc4.xml · nonDerivative · entry 3 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 405,000 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.91 to $43.13 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2022 Filed Jul 27, 2022 22:17 UTC |
Urist MarshallEVP, Research & Investments
|
SaleClass A Ordinary Shares | 19,734 | $43.20 | $852,461.44 |
DisclosureSEC source: 0001209191-22-043282 · doc4.xml · nonDerivative · entry 2 Urist Marshall · CIK 0001838139 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.38 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 18:20 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 11,114 | $42.98 | $477,641.93 |
DisclosureSEC source: 0001209191-22-043286 · doc4.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 228,886 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.90 to $43.17 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 18:20 UTC |
Lloyd George W.EVP, Investments & GC
|
SaleClass A Ordinary Shares | 19,557 | $42.90 | $839,065.71 |
DisclosureSEC source: 0001209191-22-043286 · doc4.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & GC 10b5-1 filing: Not disclosed Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 410,443 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.72 to $43.16 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 22:17 UTC |
Urist MarshallEVP, Research & Investments
|
SaleClass A Ordinary Shares | 3,600 | $43.05 | $154,985.04 |
DisclosureSEC source: 0001209191-22-043282 · doc4.xml · nonDerivative · entry 1 Urist Marshall · CIK 0001838139 · EVP, Research & Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,734 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.18 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 23:02 UTC |
HODGSON DAVID CDirector
|
GrantClass A Ordinary Shares | 2,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041846 · doc4.xml · nonDerivative · entry 1 HODGSON DAVID C · CIK 0001193346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,674 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.