Last 12 months
Inside the activity.
0 purchase rows · 74 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2025 Filed Apr 21, 2025 21:43 UTC |
Coric VladDirector
|
GrantClass A Ordinary Shares | 3,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-25-000023 · wk-form4_1745271779.xml · nonDerivative · entry 1 Coric Vlad · CIK 0001704317 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,184 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 21:46 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 1,141 | $32.87 | $37,499.88 |
DisclosureSEC source: 0001802768-25-000017 · wk-form4_1743543999.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,440 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 21:45 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 1,141 | $32.87 | $37,499.88 |
DisclosureSEC source: 0001802768-25-000016 · wk-form4_1743543926.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,646 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:16 UTC |
Hite ChristopherEVP & Vice Chairman
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001802768-25-000012 · wk-form4_1739916980.xml · derivative · entry 3 Hite Christopher · CIK 0001814238 · EVP & Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By SCH Investment Partners LLC Disclosed balance after: 86,641 Underlying: Class A Ordinary Shares · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents limited partnership interests in RPI US Partners 2019, LP ("RPI US LP Interests"). Each RPI US LP Interest can be exchanged for ten Class B Interests in Royalty Pharma Holdings, Ltd. ("Holdings") at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · derivative.exercise_date: Represents limited partnership interests in RPI US Partners 2019, LP ("RPI US LP Interests"). Each RPI US LP Interest can be exchanged for ten Class B Interests in Royalty Pharma Holdings, Ltd. ("Holdings") at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value. F2 · derivative.expiration_date: Represents limited partnership interests in RPI US Partners 2019, LP ("RPI US LP Interests"). Each RPI US LP Interest can be exchanged for ten Class B Interests in Royalty Pharma Holdings, Ltd. ("Holdings") at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:16 UTC |
Hite ChristopherEVP & Vice Chairman
|
ConversionClass A Ordinary Shares | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-25-000012 · wk-form4_1739916980.xml · nonDerivative · entry 1 Hite Christopher · CIK 0001814238 · EVP & Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By SCH Investment Partners LLC Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:29 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 1,503 | $24.94 | $37,487.22 |
DisclosureSEC source: 0001802768-25-000006 · wk-form4_1735853350.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,299 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:28 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 1,503 | $24.94 | $37,487.22 |
DisclosureSEC source: 0001802768-25-000005 · wk-form4_1735853312.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,505 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 30, 2024 Filed Sep 30, 2024 21:08 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 1,342 | $27.92 | $37,475.22 |
DisclosureSEC source: 0001802768-24-000055 · wk-form4_1727730521.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,796 F1 · price: 1. Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 30, 2024 Filed Sep 30, 2024 21:07 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 1,342 | $27.92 | $37,475.22 |
DisclosureSEC source: 0001802768-24-000054 · wk-form4_1727730460.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,002 F1 · balance_after: 1. Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 19:19 UTC |
Lloyd George W.EVP, Investments & CLO
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 7,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000049 · wk-form4_1723504736.xml · derivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 79,200 shares Expires not disclosed F1 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F2 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 23:20 UTC |
Coyne Terrance P.EVP & CFO
|
GiftICAI Interests · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000051 · wk-form4_1723504825.xml · derivative · entry 1 Coyne Terrance P. · CIK 0001814876 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By TPC ICAI, LLC Disclosed balance after: 44,350 Underlying: LP interests in RPI US Partners 2019, LP · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: No ICAI Interests or limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. ICAI Interests represent a grant of an equivalent number of limited partnership interest in RPI US LP ("RPI US LP Interest"). Each RPI US LP Interest may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F2 · kind: The Reporting Person made a charitable donation of ICAI Interests. No Class A Ordinary Shares, RPI US LP Interests or ICAI Interests were sold. F3 · derivative.exercise_date: Represents ICAI Interests. Each ICAI Interests represents a grant of an equivalent number of RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents ICAI Interests. Each ICAI Interests represents a grant of an equivalent number of RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| August 12, 2024 Filed Aug 12, 2024 23:17 UTC |
Urist MarshallEVP, Research & Investments
|
GiftLP interests in RPI US Partners 2019, LP · Derivative | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000047 · wk-form4_1723504630.xml · derivative · entry 1 Urist Marshall · CIK 0001838139 · EVP, Research & Investments 10b5-1 filing: No plan indicated Ownership: Indirect · By Sandy Lamm LLC Disclosed balance after: 126,412 Underlying: Class A Ordinary Shares · 21,820 shares Expires not disclosed F1 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F2 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 21:12 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 1,399 | $26.80 | $37,492.92 |
DisclosureSEC source: 0001802768-24-000042 · wk-form4_1719609121.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,660 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 21:09 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 1,399 | $26.80 | $37,492.92 |
DisclosureSEC source: 0001802768-24-000040 · wk-form4_1719608984.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,454 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:21 UTC |
Norden GregoryDirector
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000038 · wk-form4_1718050892.xml · nonDerivative · entry 1 Norden Gregory · CIK 0001405104 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,738 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:16 UTC |
LOVE TED WDirector
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000035 · wk-form4_1718050587.xml · nonDerivative · entry 1 LOVE TED W · CIK 0001188919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,234 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:15 UTC |
HODGSON DAVID CDirector
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000033 · wk-form4_1718050517.xml · nonDerivative · entry 1 HODGSON DAVID C · CIK 0001193346 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,714 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. The restricted stock units granted to the reporting person are held by him solely for the benefit of General Atlantic Service Company, L.P. The reporting person disclaims beneficial ownership of the restricted stock units and the underlying shares. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:13 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000031 · wk-form4_1718050428.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,261 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:12 UTC |
Engelbert Catherine M.Director
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000029 · wk-form4_1718050336.xml · nonDerivative · entry 1 Engelbert Catherine M. · CIK 0001796439 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,514 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:11 UTC |
DESOUZA ERROL BDirector
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000027 · wk-form4_1718050260.xml · nonDerivative · entry 1 DESOUZA ERROL B · CIK 0001213895 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,738 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:09 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 9,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000025 · wk-form4_1718050174.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,055 F1 · shares: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder. Read SEC document |
| May 13, 2024 Filed May 16, 2024 21:42 UTC |
Hite ChristopherEVP & Vice Chairman
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000023 · wk-form4_1715895759.xml · derivative · entry 2 Hite Christopher · CIK 0001814238 · EVP & Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By SCH Investment Partners LLC Disclosed balance after: 541 Underlying: Class A Ordinary Shares · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F3 · derivative.exercise_date: Represents limited partnership interests in RPI US Partners 2019, LP ("RPI US LP Interests"). Each RPI US LP Interest can be exchanged for ten Class B Interests in Royalty Pharma Holdings, Ltd. ("Holdings") at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents limited partnership interests in RPI US Partners 2019, LP ("RPI US LP Interests"). Each RPI US LP Interest can be exchanged for ten Class B Interests in Royalty Pharma Holdings, Ltd. ("Holdings") at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 928,800 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| May 13, 2024 Filed May 16, 2024 21:42 UTC |
Hite ChristopherEVP & Vice Chairman
|
ConversionClass A Ordinary Shares | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000023 · wk-form4_1715895759.xml · nonDerivative · entry 1 Hite Christopher · CIK 0001814238 · EVP & Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By SCH Investment Partners LLC Disclosed balance after: 370,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 928,800 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 21:30 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 1,240 | $30.23 | $37,483.09 |
DisclosureSEC source: 0001802768-24-000018 · wk-form4_1712093434.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,968 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 21:28 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 1,240 | $30.23 | $37,483.09 |
DisclosureSEC source: 0001802768-24-000016 · wk-form4_1712093313.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,762 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 00:23 UTC |
RIGGS RORY BDirector
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000014 · wk-form4_1708647785.xml · derivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,000 Underlying: Class A Ordinary Shares · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 00:23 UTC |
RIGGS RORY BDirector
|
ConversionClass A Ordinary Shares | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-24-000014 · wk-form4_1708647785.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. Read SEC document |
| January 04, 2024 Filed Jan 4, 2024 22:16 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 35,702 | $27.55 | $983,504.42 |
DisclosureSEC source: 0001802768-24-000002 · wk-form4_1704406578.xml · nonDerivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,099 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.79 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 22:16 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 199,098 | $27.79 | $5,532,276.40 |
DisclosureSEC source: 0001802768-24-000002 · wk-form4_1704406578.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,801 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.48 to $28.26 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:16 UTC |
RIGGS RORY BDirector
|
SaleClass A Ordinary Shares | 235,200 | $28.52 | $6,707,080.80 |
DisclosureSEC source: 0001802768-24-000002 · wk-form4_1704406578.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,899 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.97 to $28.79 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 29, 2023 Filed Dec 29, 2023 22:14 UTC |
Fernandez Henry ADirector
|
GrantClass A Ordinary Shares | 1,353 | $27.71 | $37,492.98 |
DisclosureSEC source: 0001802768-23-000036 · wk-form4_1703888031.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,728 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| December 29, 2023 Filed Dec 29, 2023 22:11 UTC |
Bassler Bonnie LDirector
|
GrantClass A Ordinary Shares | 1,353 | $27.71 | $37,492.98 |
DisclosureSEC source: 0001802768-23-000035 · wk-form4_1703887896.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,522 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:31 UTC |
Avara Management Ltd10% owner
Giuliani Mario GermanoDirector · 10% owner
|
SaleClass A Ordinary Shares | 65,803 | $28.04 | $1,845,405.65 |
DisclosureSEC source: 0001140361-24-000455 · form4.xml · nonDerivative · entry 1 Avara Management Ltd · CIK 0001814934 · 10% owner Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,477,520 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.105 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:29 UTC |
Avara Management Ltd10% owner
Giuliani Mario GermanoDirector · 10% owner
|
SaleClass A Ordinary Shares | 209,863 | $28.20 | $5,918,934.08 |
DisclosureSEC source: 0001140361-23-060204 · form4.xml · nonDerivative · entry 2 Avara Management Ltd · CIK 0001814934 · 10% owner Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,543,323 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.47 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 21:29 UTC |
Avara Management Ltd10% owner
Giuliani Mario GermanoDirector · 10% owner
|
SaleClass A Ordinary Shares | 41,729 | $28.01 | $1,168,754.18 |
DisclosureSEC source: 0001140361-23-060204 · form4.xml · nonDerivative · entry 1 Avara Management Ltd · CIK 0001814934 · 10% owner Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,753,186 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:30 UTC |
Avara Management Ltd10% owner
Giuliani Mario GermanoDirector · 10% owner
|
SaleClass A Ordinary Shares | 10,229 | $28.01 | $286,498.95 |
DisclosureSEC source: 0001140361-23-058427 · form4.xml · nonDerivative · entry 1 Avara Management Ltd · CIK 0001814934 · 10% owner Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,794,915 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.03 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F3 · ownership.nature: The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:31 UTC |
Avara Management Ltd10% owner
Giuliani Mario GermanoDirector · 10% owner
|
SaleClass A Ordinary Shares | 364,441 | $28.91 | $10,534,276.44 |
DisclosureSEC source: 0001140361-23-057897 · form4.xml · nonDerivative · entry 2 Avara Management Ltd · CIK 0001814934 · 10% owner Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,805,144 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.44 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F4 · ownership.nature: The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:31 UTC |
Avara Management Ltd10% owner
Giuliani Mario GermanoDirector · 10% owner
|
SaleClass A Ordinary Shares | 307,935 | $28.95 | $8,916,011.58 |
DisclosureSEC source: 0001140361-23-057897 · form4.xml · nonDerivative · entry 1 Avara Management Ltd · CIK 0001814934 · 10% owner Giuliani Mario Germano · CIK 0001814882 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,169,585 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.52 to $29.34 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani. F4 · ownership.nature: The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16. Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 22:50 UTC |
Legorreta Pablo G.Director · CEO, Chairman of the Board · 10% owner
|
OtherClass A ordinary shares | 383,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-016404 · dp202859_4-legorreta.xml · nonDerivative · entry 2 Legorreta Pablo G. · CIK 0001507678 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,795 F1 · kind: Represents the transfer by the Reporting Person of Class A ordinary shares for no consideration to RP Management Equity Incentive Plan Trust. F2 · balance_after: Reflects the exempt transfer pursuant to Rule 16a-13 of Class A ordinary shares from the GST-Exempt Legorreta 2012 Family Trust. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 19:35 UTC |
Lloyd George W.EVP, Investments & CLO
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001802768-23-000032 · wk-form4_1700008499.xml · derivative · entry 8 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: No plan indicated Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 162,680 Underlying: Class A Ordinary Shares · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,096 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 19:35 UTC |
Lloyd George W.EVP, Investments & CLO
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001802768-23-000032 · wk-form4_1700008499.xml · derivative · entry 7 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: No plan indicated Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 245,299 Underlying: Class A Ordinary Shares · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,096 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 19:35 UTC |
Lloyd George W.EVP, Investments & CLO
|
ConversionClass A Ordinary Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-23-000032 · wk-form4_1700008499.xml · nonDerivative · entry 2 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: No plan indicated Ownership: Indirect · By GWL 2014 G, LLC Disclosed balance after: 220,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,096 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 19:35 UTC |
Lloyd George W.EVP, Investments & CLO
|
ConversionClass A Ordinary Shares | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-23-000032 · wk-form4_1700008499.xml · nonDerivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: No plan indicated Ownership: Indirect · By GWL 2020 G, LLC Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F1 · price: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · balance_after: The Reporting Person has agreed to retain and not sell Class A Ordinary Shares and RPI US LP Interests convertible into Class A Ordinary Shares representing approximately 4,573,096 Class A Ordinary Shares before February 2025 pursuant to an agreement by and between the Reporting Person and RP Management, LLC. This restriction is waivable under certain circumstances. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 22:17 UTC |
RIGGS RORY BDirector
|
ConversionLP interests in RPI US Partners 2019, LP · Derivative | 47,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001802768-23-000030 · wk-form4_1700000224.xml · derivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Ordinary Shares · 47,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. F2 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F2 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 22:17 UTC |
RIGGS RORY BDirector
|
ConversionClass A Ordinary Shares | 475,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001802768-23-000030 · wk-form4_1700000224.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 490,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with the exchange. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:25 UTC |
Fernandez Henry ADirector
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GrantClass A Ordinary Shares | 1,384 | $27.08 | $37,475.26 |
DisclosureSEC source: 0001209191-23-051475 · doc4.xml · nonDerivative · entry 1 Fernandez Henry A · CIK 0001416750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,375 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:23 UTC |
Bassler Bonnie LDirector
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GrantClass A Ordinary Shares | 1,384 | $27.08 | $37,475.26 |
DisclosureSEC source: 0001209191-23-051471 · doc4.xml · nonDerivative · entry 1 Bassler Bonnie L · CIK 0001683607 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,169 F1 · price: Reflects Class A Ordinary Shares issued to the reporting person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 21:00 UTC |
Coyne Terrance P.EVP & CFO
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SaleClass A Ordinary Shares | 37,500 | $30.75 | $1,153,091.25 |
DisclosureSEC source: 0001209191-23-045463 · doc4.xml · nonDerivative · entry 2 Coyne Terrance P. · CIK 0001814876 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Indirect · By TPC RP 2021, LLC Disclosed balance after: 790,000 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $31.07 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 21:00 UTC |
Coyne Terrance P.EVP & CFO
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SaleClass A Ordinary Shares | 37,500 | $30.72 | $1,151,936.25 |
DisclosureSEC source: 0001209191-23-045463 · doc4.xml · nonDerivative · entry 1 Coyne Terrance P. · CIK 0001814876 · EVP & CFO 10b5-1 filing: Plan reported Ownership: Indirect · By TPC RP 2021, LLC Disclosed balance after: 827,500 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.49 to $31.41 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 08, 2023 Filed Aug 8, 2023 17:36 UTC |
Lloyd George W.EVP, Investments & CLO
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GiftLP interests in RPI US Partners 2019, LP · Derivative | 5,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045063 · doc4.xml · derivative · entry 1 Lloyd George W. · CIK 0001814899 · EVP, Investments & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 55,550 shares Expires not disclosed F1 · derivative.exercise_price: No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange. F2 · kind: The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold. F3 · derivative.exercise_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. F3 · derivative.expiration_date: Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.