Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2025 Filed Feb 4, 2025 00:17 UTC |
DEJORIA JOHN PAUL10% owner
|
OtherCommon Stock par value $0.0001 | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001104659-25-008750 · tm255129-1_4seq1.xml · nonDerivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,248,412 F1 · security: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F1 · kind: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F1 · price: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F2 · balance_after: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. F2 · ownership.direct: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. F2 · ownership.nature: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. Read SEC document |
| May 16, 2024 Filed May 20, 2024 18:47 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 38,889 | $90.00 Strike: $0.90 | $3,500,010.00 |
DisclosureSEC source: 0001104659-24-063340 · tm2414801-1_4seq1.xml · derivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 164,446 Underlying: Common Stock · 3,888,900 shares Expires not disclosed F1 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F1 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F2 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F2 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F3 · balance_after: The Reporting Person beneficially owns a total of 164,446 shares of Series B Preferred Stock, consisting of (i) 44,445 shares directly held by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee, (ii) 44,445 shares directly held by the John Paul DeJoria Family Trust, a trust of which the Reporting Person is the settlor and trustee, and (iii) 75,556 shares directly held by the Reporting Person. F3 · ownership.nature: The Reporting Person beneficially owns a total of 164,446 shares of Series B Preferred Stock, consisting of (i) 44,445 shares directly held by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee, (ii) 44,445 shares directly held by the John Paul DeJoria Family Trust, a trust of which the Reporting Person is the settlor and trustee, and (iii) 75,556 shares directly held by the Reporting Person. Read SEC document |
| May 19, 2023 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 5,556 | $90.00 Strike: $0.90 | $500,040.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 13 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,556 Underlying: Common Stock · 555,556 shares Expires not disclosed F13 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F13 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F16 · ownership.nature: These shares are held directly by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee. Read SEC document |
| May 19, 2023 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 22,222 | $90.00 Strike: $0.90 | $1,999,980.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 12 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 22,222 Underlying: Common Stock · 2,222,222 shares Expires not disclosed F13 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F13 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F15 · ownership.nature: These shares are held directly by the Family Trust. Read SEC document |
| May 16, 2023 Filed Aug 9, 2023 18:06 UTC | GrantCommon Stock par value $0.0001 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001942800-23-000001 · primary_doc.xml · nonDerivative · entry 4 Toczydlowski Joseph Robert · CIK 0001942800 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Read SEC document |
|
| May 16, 2023 Filed Aug 9, 2023 18:06 UTC | GrantCommon Stock par value $0.0001 | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001942800-23-000001 · primary_doc.xml · nonDerivative · entry 3 Toczydlowski Joseph Robert · CIK 0001942800 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
|
| May 16, 2023 Filed Aug 9, 2023 18:06 UTC | GrantCommon Stock par value $0.0001 | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001942800-23-000001 · primary_doc.xml · nonDerivative · entry 2 Toczydlowski Joseph Robert · CIK 0001942800 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
|
| May 16, 2023 Filed Aug 9, 2023 18:06 UTC | GrantCommon Stock par value $0.0001 | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001942800-23-000001 · primary_doc.xml · nonDerivative · entry 1 Toczydlowski Joseph Robert · CIK 0001942800 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Read SEC document |
|
| October 05, 2022 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 75,556 | $90.00 Strike: $0.90 | $6,800,040.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 11 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,556 Underlying: Common Stock · 7,555,600 shares Expires not disclosed F13 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F13 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 13:32 UTC | GrantStock Option · Derivative | 250,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001942800-22-000002 · primary_doc.xml · derivative · entry 1 Toczydlowski Joseph Robert · CIK 0001942800 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2027-08-16 Read SEC document |
|
| May 07, 2021 Filed Mar 17, 2022 18:58 UTC |
PELULLO PETER SDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock, par value $0.0001 | 600,000 | $1.04 | $621,000.00 |
DisclosureSEC source: 0001214659-22-004034 · marketforms-55813.xml · nonDerivative · entry 1 PELULLO PETER S · CIK 0001571665 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,392,858 F1 · security: Owned by Peter S. Pelullo. Read SEC document |
| March 18, 2021 Filed Mar 17, 2022 18:58 UTC |
PELULLO PETER SDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock, par value $0.0001 | 500,000 | $0.87 | $435,000.00 |
DisclosureSEC source: 0001214659-22-004034 · marketforms-55813.xml · nonDerivative · entry 2 PELULLO PETER S · CIK 0001571665 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792,858 F1 · security: Owned by Peter S. Pelullo. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 19:01 UTC |
McPherson Scott AlanChief Financial Officer
|
Exercise / conversionPERFORMANCE RIGHTS · Derivative | 400,000 | $1.15 Strike: $1.15 | $460,000.00 |
DisclosureSEC source: 0001611486-21-000004 · primary_doc.xml · derivative · entry 2 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON · 400,000 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance right represents a contingent right to receive one share of Rego Common Stock. The performance rights vest upon the Commercial Launch of Rego's Digital Wallet Platform: Mazoola. Mazoola launched 02/08/2021. F1 · date: Each performance right represents a contingent right to receive one share of Rego Common Stock. The performance rights vest upon the Commercial Launch of Rego's Digital Wallet Platform: Mazoola. Mazoola launched 02/08/2021. F1 · price: Each performance right represents a contingent right to receive one share of Rego Common Stock. The performance rights vest upon the Commercial Launch of Rego's Digital Wallet Platform: Mazoola. Mazoola launched 02/08/2021. F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Rego Common Stock. The performance rights vest upon the Commercial Launch of Rego's Digital Wallet Platform: Mazoola. Mazoola launched 02/08/2021. F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of Rego Common Stock. The performance rights vest upon the Commercial Launch of Rego's Digital Wallet Platform: Mazoola. Mazoola launched 02/08/2021. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 19:01 UTC |
McPherson Scott AlanChief Financial Officer
|
Exercise / conversionCOMMON STOCK | 400,000 | $1.15 | $460,000.00 |
DisclosureSEC source: 0001611486-21-000004 · primary_doc.xml · nonDerivative · entry 1 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Mar 17, 2022 18:58 UTC |
PELULLO PETER SDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock, par value $0.0001 | 500,000 | $1.18 | $590,000.00 |
DisclosureSEC source: 0001214659-22-004034 · marketforms-55813.xml · nonDerivative · entry 3 PELULLO PETER S · CIK 0001571665 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,292,858 F1 · security: Owned by Peter S. Pelullo. Read SEC document |
| January 15, 2021 Filed Feb 2, 2021 18:36 UTC |
McPherson Scott AlanChief Financial Officer
|
GrantOPTIONS · Derivative | 50,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001611486-21-000003 · primary_doc.xml · derivative · entry 2 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,000 Underlying: OPTIONS · 50,000 shares Expires 2026-01-15 Read SEC document |
| January 15, 2021 Filed Feb 2, 2021 18:36 UTC |
McPherson Scott AlanChief Financial Officer
|
GrantPERFORMANCE RIGHTS · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001611486-21-000003 · primary_doc.xml · derivative · entry 1 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: COMMON · 150,000 shares Expires 2021-01-15 F1 · security: Each performance right represents a contingent right to receive one share of Rego Payment Architectures, Inc.'s (the "Company") Common Stock. The performance rights vest upon the commercial launch of the Company's Digital Wallet Platform: Mazoola. F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Rego Payment Architectures, Inc.'s (the "Company") Common Stock. The performance rights vest upon the commercial launch of the Company's Digital Wallet Platform: Mazoola. F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of Rego Payment Architectures, Inc.'s (the "Company") Common Stock. The performance rights vest upon the commercial launch of the Company's Digital Wallet Platform: Mazoola. Read SEC document |
| October 27, 2020 Filed Dec 8, 2020 20:19 UTC |
McPherson Scott AlanChief Financial Officer
|
GrantPERFORMANCE RIGHTS · Derivative | 250,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001611486-20-000002 · primary_doc.xml · derivative · entry 1 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: COMMON · 250,000 shares Expires not disclosed F1 · security: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF REGO PAYMENT ARCHITECTURES, INC. COMMON STOCK. THE PERFORMANCE RIGHTS VEST UPON LAUNCHING THE BETA TEST AND COMMERCIAL LAUNCH OF REGO'S DIGITAL WALLET PLATFORM F1 · derivative.exercise_date: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF REGO PAYMENT ARCHITECTURES, INC. COMMON STOCK. THE PERFORMANCE RIGHTS VEST UPON LAUNCHING THE BETA TEST AND COMMERCIAL LAUNCH OF REGO'S DIGITAL WALLET PLATFORM F1 · derivative.expiration_date: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF REGO PAYMENT ARCHITECTURES, INC. COMMON STOCK. THE PERFORMANCE RIGHTS VEST UPON LAUNCHING THE BETA TEST AND COMMERCIAL LAUNCH OF REGO'S DIGITAL WALLET PLATFORM Read SEC document |
| September 11, 2020 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseStock Options · Derivative | 100,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 10 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-09-11 F12 · price: These stock options were granted to the Reporting Person as consideration for extending the maturity date of the 4% Convertible Notes he held to October 31, 2023. F11 · derivative.exercise_date: These stock options are immediately exercisable and fully vested. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:05 UTC | GrantOptions · Derivative | 500,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001214659-20-007391 · marketforms-49507.xml · derivative · entry 2 McPherson Scott Alan · CIK 0001611486 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Options · 500,000 shares Expires 2023-08-18 Read SEC document |
|
| August 18, 2020 Filed Aug 20, 2020 20:05 UTC | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007391 · marketforms-49507.xml · nonDerivative · entry 1 McPherson Scott Alan · CIK 0001611486 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
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| August 07, 2020 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 55,556 | $50,000.00 Strike: $90.00 | $2,777,800,000.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 9 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556 Underlying: Common Stock · 55,556 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. Read SEC document |
| May 01, 2020 Filed Sep 10, 2020 20:00 UTC |
PELULLO PETER SDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock par value $0.0001 | 1,540,000 | $0.15 | $231,000.00 |
DisclosureSEC source: 0001214659-20-007765 · marketforms-49658.xml · nonDerivative · entry 2 PELULLO PETER S · CIK 0001571665 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,811,125 F2 · security: Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner) Read SEC document |
| June 17, 2019 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseStock Options · Derivative | 100,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 8 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2021-06-17 F10 · price: These stock options were granted to the Reporting Person for non-cash consideration having an indeterminant value. F9 · derivative.exercise_date: These stock options were immediately exercisable and fully vested and have since expired. Read SEC document |
| August 10, 2018 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 114,094 | $102,684.93 Strike: $90.00 | $11,715,734,403.42 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 7 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,141 Underlying: Common Stock · 114,094 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. Read SEC document |
| July 23, 2018 Filed Aug 16, 2018 09:53 UTC |
Knight David A.Director · Chairman and CEO
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001449374-18-000020 · edgar.xml · derivative · entry 1 Knight David A. · CIK 0001712618 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-07-23 F1 · derivative.exercise_date: Option is exercisable in three equal installments on July 23, 2018, July 23, 2019 and July 23, 2020. Read SEC document |
| July 23, 2018 Filed Aug 16, 2018 14:01 UTC |
McPherson Scott AlanChief Financial Officer
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001449374-18-000024 · edgar.xml · derivative · entry 2 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-07-23 F1 · derivative.exercise_date: Option is exercisable in three equal installments on July 23, 2018, July 23, 2019 and July 23, 2020. Read SEC document |
| June 15, 2018 Filed Aug 27, 2018 20:35 UTC |
PELULLO PETER S10% owner
|
SaleCommon Stock par value $0.0001 | 50,000 | $0.15 | $7,500.00 |
DisclosureSEC source: 0001214659-18-005730 · marketforms-42781.xml · nonDerivative · entry 2 PELULLO PETER S · CIK 0001571665 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,351,125 F2 · security: Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner) Read SEC document |
| April 12, 2018 Filed Aug 16, 2018 10:12 UTC |
Cimadamore ErnestDirector · Secretary
|
GrantStock Option · Derivative | 750,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001449374-18-000026 · edgar.xml · derivative · entry 1 Cimadamore Ernest · CIK 0001508746 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2023-04-12 Read SEC document |
| April 12, 2018 Filed Aug 16, 2018 14:01 UTC |
McPherson Scott AlanChief Financial Officer
|
GrantStock Option · Derivative | 750,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001449374-18-000024 · edgar.xml · derivative · entry 1 McPherson Scott Alan · CIK 0001611486 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2023-04-12 Read SEC document |
| April 12, 2018 Filed Aug 16, 2018 13:57 UTC |
HANNAHS GERALDDirector
|
GrantStock Option · Derivative | 750,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001449374-18-000022 · edgar.xml · derivative · entry 1 HANNAHS GERALD · CIK 0001555199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2023-04-12 Read SEC document |
| April 12, 2018 Filed Aug 27, 2018 20:35 UTC |
PELULLO PETER S10% owner
|
GrantStock Option · Derivative | 750,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001214659-18-005730 · marketforms-42781.xml · derivative · entry 3 PELULLO PETER S · CIK 0001571665 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2023-04-12 Read SEC document |
| April 12, 2018 Filed Sep 10, 2020 20:00 UTC |
PELULLO PETER SDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 750,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001214659-20-007765 · marketforms-49658.xml · derivative · entry 3 PELULLO PETER S · CIK 0001571665 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2023-04-12 F2 · security: Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner) Read SEC document |
| April 12, 2018 Filed Mar 17, 2022 18:58 UTC |
PELULLO PETER SDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 750,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001214659-22-004034 · marketforms-55813.xml · derivative · entry 6 PELULLO PETER S · CIK 0001571665 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2023-04-12 F2 · security: Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner) Read SEC document |
| March 06, 2018 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseWarrants · Derivative | 20,540 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 6 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,540 Underlying: Common Stock · 20,540 shares Expires 2020-03-06 F4 · price: These warrants were granted to the Reporting Person for non-cash consideration having an indeterminant value. F3 · derivative.exercise_date: These warrants were immediately exercisable and fully vested and have since expired. Read SEC document |
| November 07, 2017 Filed Nov 16, 2017 12:23 UTC Amendment |
Knight David A.President and CEO
|
GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001712618-17-000010 · edgar.xml · derivative · entry 4 Knight David A. · CIK 0001712618 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2018-10-25 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock Read SEC document |
| November 07, 2017 Filed Nov 16, 2017 12:23 UTC Amendment |
Knight David A.President and CEO
|
Tax withholdingCommon Stock | 154,093 | $0.15 | $23,113.95 |
DisclosureSEC source: 0001712618-17-000010 · edgar.xml · nonDerivative · entry 2 Knight David A. · CIK 0001712618 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,907 Read SEC document |
| November 07, 2017 Filed Nov 16, 2017 12:23 UTC Amendment |
Knight David A.President and CEO
|
GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001712618-17-000010 · edgar.xml · nonDerivative · entry 1 Knight David A. · CIK 0001712618 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Read SEC document |
| November 07, 2017 Filed Nov 16, 2017 14:19 UTC |
REGO PAYMENT ARCHITECTURES, INC.President and CEO
|
GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001712618-17-000007 · edgar.xml · derivative · entry 4 REGO PAYMENT ARCHITECTURES, INC. · CIK 0001437283 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2018-10-25 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock Read SEC document |
| November 07, 2017 Filed Nov 16, 2017 14:19 UTC |
REGO PAYMENT ARCHITECTURES, INC.President and CEO
|
Tax withholdingCommon Stock | 154,093 | $0.15 | $23,113.95 |
DisclosureSEC source: 0001712618-17-000007 · edgar.xml · nonDerivative · entry 2 REGO PAYMENT ARCHITECTURES, INC. · CIK 0001437283 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,907 Read SEC document |
| November 07, 2017 Filed Nov 16, 2017 14:19 UTC |
REGO PAYMENT ARCHITECTURES, INC.President and CEO
|
GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001712618-17-000007 · edgar.xml · nonDerivative · entry 1 REGO PAYMENT ARCHITECTURES, INC. · CIK 0001437283 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Read SEC document |
| November 03, 2017 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 111,111 | $100,000.00 Strike: $90.00 | $11,111,100,000.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 5 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,111 Underlying: Common Stock · 111,111 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. F8 · ownership.nature: These 4% Convertible Notes are held directly by the Family Trust. Read SEC document |
| November 03, 2017 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 555,556 | $500,000.00 Strike: $90.00 | $277,778,000,000.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 4 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,556 Underlying: Common Stock · 555,556 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. F8 · ownership.nature: These 4% Convertible Notes are held directly by the Family Trust. Read SEC document |
| October 25, 2017 Filed Nov 16, 2017 12:23 UTC Amendment |
Knight David A.President and CEO
|
GrantStock Option · Derivative | 3,000,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001712618-17-000010 · edgar.xml · derivative · entry 3 Knight David A. · CIK 0001712618 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2022-10-25 F1 · derivative.exercise_date: Vests in three equal installments on October 25, 2018, October 25, 2019 and October 25, 2020. Read SEC document |
| October 25, 2017 Filed Nov 16, 2017 14:19 UTC |
REGO PAYMENT ARCHITECTURES, INC.President and CEO
|
GrantStock Option · Derivative | 3,000,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001712618-17-000007 · edgar.xml · derivative · entry 3 REGO PAYMENT ARCHITECTURES, INC. · CIK 0001437283 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2022-10-25 F1 · derivative.exercise_date: Vests in three equal installments on October 25, 2018, October 25, 2019 and October 25, 2020. Read SEC document |
| July 11, 2017 Filed Jul 25, 2017 16:50 UTC |
Knight David A.President and COO
|
GrantStock Option · Derivative | 2,000,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001449374-17-000031 · edgar.xml · derivative · entry 1 Knight David A. · CIK 0001712618 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2020-07-10 F1 · derivative.exercise_date: Option vests as follows: 1,000,000 shares on July 1, 2018, 500,000 shares on July 1, 2019 and 500,000 shares on July 1, 2020. Read SEC document |
| March 01, 2017 Filed Mar 16, 2017 20:57 UTC |
PELULLO PETER S10% owner
|
GiftCommon Stock par value $0.0001 | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-002024 · marketforms-38375.xml · nonDerivative · entry 3 PELULLO PETER S · CIK 0001571665 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,401,125 F2 · security: Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner) Read SEC document |
| January 05, 2017 Filed Mar 16, 2017 20:57 UTC |
PELULLO PETER S10% owner
|
SaleCommon Stock par value $0.0001 | 50,000 | $0.28 | $14,000.00 |
DisclosureSEC source: 0001214659-17-002024 · marketforms-38375.xml · nonDerivative · entry 2 PELULLO PETER S · CIK 0001571665 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,526,125 F2 · security: Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner) Read SEC document |
| June 09, 2016 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseWarrants · Derivative | 10,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 3 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2018-06-09 F4 · price: These warrants were granted to the Reporting Person for non-cash consideration having an indeterminant value. F3 · derivative.exercise_date: These warrants were immediately exercisable and fully vested and have since expired. Read SEC document |
| April 29, 2016 Filed May 26, 2023 20:45 UTC |
DEJORIA JOHN PAUL10% owner
|
PurchaseWarrants · Derivative | 10,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 2 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2018-04-29 F4 · price: These warrants were granted to the Reporting Person for non-cash consideration having an indeterminant value. F3 · derivative.exercise_date: These warrants were immediately exercisable and fully vested and have since expired. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.