Last 12 months
Inside the activity.
0 purchase rows · 180 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 21 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 12 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 21 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 23 |
| Jun 2026 | 0 | 24 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2018 Filed Jul 11, 2018 20:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $2.94 Strike: $2.94 | $29,400.00 |
DisclosureSEC source: 0001716837-18-000052 · edgar.xml · derivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,216 Underlying: Class B Common Stock · 10,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Options were 25% vested on 1/2/15 then 1/48th monthly thereafter over a total of 4 years. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 10,000 | $48.00 | $480,000.00 |
DisclosureSEC source: 0001716837-18-000052 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F3 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated November 20, 2017. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 10,000 | $2.94 | $29,400.00 |
DisclosureSEC source: 0001716837-18-000052 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated November 20, 2017. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 6,000 | $2.94 Strike: $2.94 | $17,640.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · derivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · kind: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · derivative.exercise_date: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 6,000 | $2.94 Strike: $2.94 | $17,640.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · derivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 6,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · derivative.exercise_date: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $2.94 Strike: $2.94 | $17,640.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · derivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,040 Underlying: Class B Common Stock · 6,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F6 · derivative.exercise_date: Option vested 25% as of 12/31/14 then vests 1/36th per month thereafter. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 30,000 | $2.94 Strike: $2.94 | $88,200.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · derivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · kind: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · derivative.exercise_date: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 30,000 | $2.94 Strike: $2.94 | $88,200.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · derivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · derivative.exercise_date: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $2.94 Strike: $2.94 | $88,200.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,216 Underlying: Class B Common Stock · 30,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Options were 1/4 vested on 1/2/15 then 1/48th monthly thereafter over a total of 4 years. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 6,000 | $42.20 | $253,200.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F3 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated November 20, 2017. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.72 to $43.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 6,000 | $2.94 | $17,640.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated November 20, 2017. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 30,000 | $42.20 | $1,266,000.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F3 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated November 20, 2017. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.72 to $43.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 4, 2018 00:29 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 30,000 | $2.94 | $88,200.00 |
DisclosureSEC source: 0001716837-18-000051 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated November 20, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
ConversionClass B Common Stock · Derivative | 15,187 | $2.94 Strike: $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 10 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,187 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted November 8, 2013 and vests monthly beginning 12/1/13 through full vest date 11/1/2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
Exercise / conversionClass B Common Stock · Derivative | 15,187 | $2.94 Strike: $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,187 Underlying: Class A Common Stock · 15,187 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted November 8, 2013 and vests monthly beginning 12/1/13 through full vest date 11/1/2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,187 | $2.94 Strike: $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 15,187 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted November 8, 2013 and vests monthly beginning 12/1/13 through full vest date 11/1/2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
ConversionClass B Common Stock · Derivative | 9,813 | $5.64 Strike: $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,813 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
Exercise / conversionClass B Common Stock · Derivative | 9,813 | $5.64 Strike: $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 Underlying: Class A Common Stock · 9,813 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,813 | $5.64 Strike: $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,520 Underlying: Class B Common Stock · 9,813 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
SaleClass A Common Stock | 15,187 | $41.74 | $633,905.38 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
ConversionClass A Common Stock | 15,187 | $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
SaleClass A Common Stock | 9,813 | $41.74 | $409,594.62 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC |
Rosenberg Scott A.GM, Sr VP Platform Busines
|
ConversionClass A Common Stock | 9,813 | $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| June 29, 2018 Filed Feb 14, 2019 23:55 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
GiftClass B Common Stock · Derivative | 247,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 20,474,838 Underlying: Class A Common Stock · 247,740 shares Expires not disclosed F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · balance_after: Shares held of record by Anthony J. Wood, Trustee of the Wood Revocable Trust. Read SEC document |
| June 29, 2018 Filed Feb 14, 2019 23:55 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
GiftClass B Common Stock · Derivative | 247,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 247,740 shares Expires not disclosed F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 56,524 | $2.76 Strike: $2.76 | $156,006.24 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 12 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 56,524 shares Expires 2022-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 56,524 | $2.76 Strike: $2.76 | $156,006.24 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 11 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,524 Underlying: Class A Common Stock · 56,524 shares Expires 2022-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · shares: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56,524 | $2.76 Strike: $2.76 | $156,006.24 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 10 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,577 Underlying: Class B Common Stock · 56,524 shares Expires 2022-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Granted October 30, 2012, first vest 25% on 9/13/2013 then monthly thereafter. Fully vested as of 9/1/2016. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 6,994 | $5.64 Strike: $5.64 | $39,446.16 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 9 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,994 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 6,994 | $5.64 Strike: $5.64 | $39,446.16 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 8 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 Underlying: Class A Common Stock · 6,994 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · shares: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,994 | $5.64 Strike: $5.64 | $39,446.16 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 7 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,157 Underlying: Class B Common Stock · 6,994 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted December 20, 2016; 1/48 of the Option vests in equal monthly installments from 5/17/16 vest commencement date. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 23,754 | $5.64 Strike: $5.64 | $133,972.56 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 6 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,754 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 23,754 | $5.64 Strike: $5.64 | $133,972.56 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 5 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,754 Underlying: Class A Common Stock · 23,754 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · shares: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 23,754 | $5.64 Strike: $5.64 | $133,972.56 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · derivative · entry 4 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,501 Underlying: Class B Common Stock · 23,754 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted November 8, 2016; 1/48 of the Option vests in equal monthly installments from 5/17/16 vest commencement date. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 87,272 | $42.42 | $3,702,200.42 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · nonDerivative · entry 3 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.16 to $44.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 56,524 | $2.76 | $156,006.24 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · nonDerivative · entry 2 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:44 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 30,748 | $5.64 | $173,418.72 |
DisclosureSEC source: 0001716837-18-000047 · edgar.xml · nonDerivative · entry 1 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 56,574 | $2.76 Strike: $2.76 | $156,144.24 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · derivative · entry 10 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 56,574 shares Expires 2022-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F4 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 56,574 | $2.76 Strike: $2.76 | $156,144.24 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · derivative · entry 9 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,574 Underlying: Class A Common Stock · 56,574 shares Expires 2022-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F4 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56,574 | $2.76 Strike: $2.76 | $156,144.24 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · derivative · entry 8 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,527 Underlying: Class B Common Stock · 56,574 shares Expires 2022-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F5 · derivative.exercise_date: Granted October 30, 2012, first vest 25% on 9/13/2013 then monthly thereafter. Fully vested as of 9/1/2016. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 6,944 | $5.64 Strike: $5.64 | $39,164.16 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · derivative · entry 7 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,944 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F4 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 6,944 | $5.64 Strike: $5.64 | $39,164.16 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · derivative · entry 6 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944 Underlying: Class A Common Stock · 6,944 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5) F4 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,944 | $5.64 Strike: $5.64 | $39,164.16 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · derivative · entry 5 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,207 Underlying: Class B Common Stock · 6,944 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F1 · derivative.exercise_date: Granted December 20, 2016; 1/48 of the Option vests in equal monthly installments from 5/17/16 vest commencement date. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 56,574 | $42.42 | $2,399,948.28 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · nonDerivative · entry 4 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.16 to $44.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 56,574 | $2.76 | $156,144.24 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · nonDerivative · entry 3 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 6,944 | $42.42 | $294,574.20 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · nonDerivative · entry 2 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.16 to $44.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Oct 30, 2018 00:08 UTC Amendment |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 6,944 | $5.64 | $39,164.16 |
DisclosureSEC source: 0001716837-18-000083 · edgar.xml · nonDerivative · entry 1 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017. F7 · shares: This amendment is filed to correct the allocation of shares to the Options exercised, Converted from Class B to Class A, and sold as reported on Mr. Smith's previous Form 4 filed on 6/25/2018. One transaction was reported as involving 6,994 shares and another was reported as involving 56,524 shares. The correct share amounts for the transactions were 6,944 and 56,572, respectively. The ending shares balance as of 6/25/2018 has also been corrected to reflect 8,207 and 240,527, respectively. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 22:06 UTC |
Wood Anthony J.Director · CEO and Chairman BOD
|
ConversionClass B Common Stock · Derivative | 1,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-18-000044 · edgar.xml · derivative · entry 13 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,740 Underlying: Class A Common Stock · 1,404 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3) F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 22:06 UTC |
Wood Anthony J.Director · CEO and Chairman BOD
|
SaleClass A Common Stock | 1,404 | $43.97 | $61,735.56 |
DisclosureSEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 F8 · shares: Additional shares sold to cover taxes. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.9201 to $44.3289 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 22:06 UTC |
Wood Anthony J.Director · CEO and Chairman BOD
|
ConversionClass A Common Stock | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-18-000044 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.