Last 12 months
Inside the activity.
0 purchase rows · 180 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 21 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 12 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 21 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 23 |
| Jun 2026 | 0 | 24 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 1,497 | $43.94 | $65,778.93 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 9 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875 F1 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated June 8, 2018. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.42 to $44.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 6,739 | $42.86 | $288,828.15 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 8 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,372 F1 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated June 8, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.39 to $43.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 11,111 | $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 7 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 315 | $42.86 | $13,500.65 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 6 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated June 8, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.39 to $43.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 315 | $5.64 | $1,776.60 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 5 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 2,289 | $42.86 | $98,104.71 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 4 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated June 8, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.39 to $43.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 2,289 | $5.64 | $12,909.96 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 3 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 2,605 | $42.86 | $111,648.22 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 2 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated June 8, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.39 to $43.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:18 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass A Common Stock | 2,605 | $5.64 | $14,692.20 |
DisclosureSEC source: 0001716837-19-000013 · edgar.xml · nonDerivative · entry 1 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
Hastings JeffDirector
|
ConversionClass B Common Stock · Derivative | 4,000 | $8.82 Strike: $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
Hastings JeffDirector
|
Exercise / conversionClass B Common Stock · Derivative | 4,000 | $8.82 Strike: $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Class A Common Stock · 4,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
Hastings JeffDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $8.82 Strike: $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833 Underlying: Class B Common Stock · 4,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
Hastings JeffDirector
|
SaleClass A Common Stock | 4,000 | $40.03 | $160,120.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan dated September 14, 2018. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
Hastings JeffDirector
|
ConversionClass A Common Stock | 4,000 | $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000010 · edgar.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000010 · edgar.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000010 · edgar.xml · derivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,216 Underlying: Class B Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were 1/4 vested on 1/2/15 then 1/36th monthly thereafter over a total of 4 years. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 3,000 | $40.03 | $120,090.00 |
DisclosureSEC source: 0001716837-19-000010 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan dated April 10, 2018. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 3,000 | $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000010 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC |
Hastings JeffDirector
|
ConversionClass B Common Stock · Derivative | 1,000 | $8.82 Strike: $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC |
Hastings JeffDirector
|
Exercise / conversionClass B Common Stock · Derivative | 1,000 | $8.82 Strike: $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 1,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC |
Hastings JeffDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $8.82 Strike: $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,833 Underlying: Class B Common Stock · 1,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC |
Hastings JeffDirector
|
SaleClass A Common Stock | 1,000 | $40.00 | $40,000.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan dated September 14, 2018. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC |
Hastings JeffDirector
|
ConversionClass A Common Stock | 1,000 | $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:48 UTC |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
ConversionClass B Common Stock · Derivative | 25,000 | $8.82 Strike: $8.82 | $220,500.00 |
DisclosureSEC source: 0001716837-19-000007 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:48 UTC |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
Exercise / conversionClass B Common Stock · Derivative | 25,000 | $8.82 Strike: $8.82 | $220,500.00 |
DisclosureSEC source: 0001716837-19-000007 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:48 UTC |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $8.82 Strike: $8.82 | $220,500.00 |
DisclosureSEC source: 0001716837-19-000007 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,666 Underlying: Class B Common Stock · 25,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted August 15, 2017; 1/48 of the Option vests in equal monthly installments from the grant date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:48 UTC |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
SaleClass A Common Stock | 25,000 | $29.82 | $745,500.00 |
DisclosureSEC source: 0001716837-19-000007 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 20, 2017. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:48 UTC |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
ConversionClass A Common Stock | 25,000 | $8.82 | $220,500.00 |
DisclosureSEC source: 0001716837-19-000007 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
ConversionClass B Common Stock · Derivative | 70,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000006 · edgar.xml · derivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 20,404,838 Underlying: Class A Common Stock · 70,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 5,105 | $32.52 | $165,996.22 |
DisclosureSEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,592 F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.39 to $32.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 12,305 | $32.16 | $395,769.41 |
DisclosureSEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,697 F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.39 to $32.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 9,490 | $31.01 | $294,241.25 |
DisclosureSEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,002 F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $31.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 8,100 | $29.89 | $242,082.27 |
DisclosureSEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,492 F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.34 to $30.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
ConversionClass A Common Stock | 70,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000006 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 5,105 | $32.52 | $165,996.22 |
DisclosureSEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.39 to $32.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust. Read SEC document |
| January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 12,305 | $32.16 | $395,769.41 |
DisclosureSEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 41,697 F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.39 to $32.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust. Read SEC document |
| January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 9,490 | $31.01 | $294,241.25 |
DisclosureSEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 54,002 F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $31.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust. Read SEC document |
| January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 8,100 | $29.89 | $242,082.27 |
DisclosureSEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 63,492 F3 · shares: Shares sold pursuant to a 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.34 to $30.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust. Read SEC document |
| January 02, 2019 Filed Feb 6, 2019 00:00 UTC Amendment |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
ConversionClass A Common Stock | 70,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000014 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · ownership.nature: This Amendment is filed to correct the characterization of the Ownership Form and Nature of Indirect Beneficial Ownership of the shares as reported previously on the Form 4 filed on January 4, 2019 (the "Original Filing"). The Original Filing erroneously reported that the 35,000 shares sold and the remaining 36,592 shares were held directly by Mr. Wood rather than indirectly through the Wood Revocable Trust. Read SEC document |
| January 02, 2019 Filed Mar 6, 2019 02:01 UTC Amendment |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
SaleClass A Common Stock | 25,000 | $29.82 | $745,500.00 |
DisclosureSEC source: 0001716837-19-000039 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 20, 2017. F2 · price: This Amendment is filed to correct the Amount of Securities Beneficially Owned Following Reported Trasnactions as reported previously on the Form 4 Filed January 4th 2019 (the "Original Filing"). The Original Filing did not include 1,703 shares the were held by Mr. Rosenberg as a result of an earlier RSU vest. F2 · balance_after: This Amendment is filed to correct the Amount of Securities Beneficially Owned Following Reported Trasnactions as reported previously on the Form 4 Filed January 4th 2019 (the "Original Filing"). The Original Filing did not include 1,703 shares the were held by Mr. Rosenberg as a result of an earlier RSU vest. Read SEC document |
| January 02, 2019 Filed Mar 6, 2019 02:01 UTC Amendment |
Rosenberg Scott A.GM, Sr. VP Platform Business
|
ConversionClass A Common Stock | 25,000 | $8.82 | $220,500.00 |
DisclosureSEC source: 0001716837-19-000039 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This Amendment is filed to correct the Amount of Securities Beneficially Owned Following Reported Trasnactions as reported previously on the Form 4 Filed January 4th 2019 (the "Original Filing"). The Original Filing did not include 1,703 shares the were held by Mr. Rosenberg as a result of an earlier RSU vest. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 11,111 | $5.64 Strike: $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 21 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,111 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 6) F6 · derivative.exercise_date: (footnote 5 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 11,111 | $5.64 Strike: $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 20 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Underlying: Class A Common Stock · 11,111 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 6) F6 · derivative.exercise_date: (footnote 5 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,111 | $5.64 Strike: $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 19 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 11,111 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Granted November 8, 2016, vests monthly over 1 year from vest base date 9/2/18. Fully vested as of 9/2/2019. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 316 | $5.64 Strike: $5.64 | $1,782.24 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 18 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 316 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 6) F6 · derivative.exercise_date: (footnote 5 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 316 | $5.64 Strike: $5.64 | $1,782.24 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 17 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316 Underlying: Class A Common Stock · 316 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 6) F6 · derivative.exercise_date: (footnote 5 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 316 | $5.64 Strike: $5.64 | $1,782.24 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 16 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,366 Underlying: Class B Common Stock · 316 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Granted December 20, 2016, vests monthly over 4 years from vest base date 5/17/2016. Fully vested as of 5/17/2020. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 2,288 | $5.64 Strike: $5.64 | $12,904.32 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 15 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,288 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 6) F6 · derivative.exercise_date: (footnote 5 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:32 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 2,288 | $5.64 Strike: $5.64 | $12,904.32 |
DisclosureSEC source: 0001716837-19-000002 · edgar.xml · derivative · entry 14 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,288 Underlying: Class A Common Stock · 2,288 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 6) F6 · derivative.exercise_date: (footnote 5 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.