Last 12 months
Inside the activity.
0 purchase rows · 180 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 21 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 12 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 21 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 23 |
| Jun 2026 | 0 | 24 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2019 Filed Apr 25, 2019 22:55 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 4,000 | $60.00 | $240,000.00 |
DisclosureSEC source: 0001716837-19-000068 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:55 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 4,000 | $2.94 | $11,760.00 |
DisclosureSEC source: 0001716837-19-000068 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 23:03 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000065 · edgar.xml · derivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 23:03 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000065 · edgar.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 23:03 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000065 · edgar.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,216 Underlying: Class B Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options were 1/4 vested on 1/2/15 then 1/36th monthly thereafter over a total of 4 years. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 23:03 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 835 | $58.52 | $48,864.20 |
DisclosureSEC source: 0001716837-19-000065 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.16 to $58.76 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 23:03 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 2,165 | $57.69 | $124,898.85 |
DisclosureSEC source: 0001716837-19-000065 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,835 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $58.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 23:03 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 3,000 | $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000065 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
ConversionClass B Common Stock · Derivative | 1,000 | $4.08 Strike: $4.08 | $4,080.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 15 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
Exercise / conversionClass B Common Stock · Derivative | 1,000 | $4.08 Strike: $4.08 | $4,080.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 14 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $4.08 Strike: $4.08 | $4,080.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 13 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,166 Underlying: Class B Common Stock · 1,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
ConversionClass B Common Stock · Derivative | 3,000 | $4.08 Strike: $4.08 | $12,240.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 12 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
Exercise / conversionClass B Common Stock · Derivative | 3,000 | $4.08 Strike: $4.08 | $12,240.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 11 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $4.08 Strike: $4.08 | $12,240.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 10 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,166 Underlying: Class B Common Stock · 3,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
ConversionClass B Common Stock · Derivative | 2,000 | $4.08 Strike: $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 9 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
Exercise / conversionClass B Common Stock · Derivative | 2,000 | $4.08 Strike: $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 8 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Class A Common Stock · 2,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $4.08 Strike: $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 7 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,166 Underlying: Class B Common Stock · 2,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
SaleClass A Common Stock | 1,000 | $56.20 | $56,200.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 6 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
ConversionClass A Common Stock | 1,000 | $4.08 | $4,080.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
SaleClass A Common Stock | 3,000 | $56.20 | $168,600.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
ConversionClass A Common Stock | 3,000 | $4.08 | $12,240.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
SaleClass A Common Stock | 2,000 | $56.20 | $112,400.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 00:57 UTC |
Hastings JeffDirector
|
ConversionClass A Common Stock | 2,000 | $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed May 24, 2019 23:43 UTC |
Rothrock Ray A.Director
|
OtherClass A Common Stock | 41,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · nonDerivative · entry 3 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,973 F3 · kind: Shares transferred from indirect ownership by FiftySix Investments to direct ownership in Mr. Rothrock's individual account. Read SEC document |
| April 03, 2019 Filed May 24, 2019 23:43 UTC |
Rothrock Ray A.Director
|
OtherClass A Common Stock | 41,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000095 · edgar.xml · nonDerivative · entry 2 Rothrock Ray A. · CIK 0001500899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Shares transferred from indirect ownership by FiftySix Investments to direct ownership in Mr. Rothrock's individual account. F2 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 23:07 UTC |
Hastings JeffDirector
|
ConversionClass B Common Stock · Derivative | 2,000 | $4.08 Strike: $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000060 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 23:07 UTC |
Hastings JeffDirector
|
Exercise / conversionClass B Common Stock · Derivative | 2,000 | $4.08 Strike: $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000060 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Class A Common Stock · 2,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 23:07 UTC |
Hastings JeffDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $4.08 Strike: $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000060 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,166 Underlying: Class B Common Stock · 2,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 23:07 UTC |
Hastings JeffDirector
|
SaleClass A Common Stock | 2,000 | $70.00 | $140,000.00 |
DisclosureSEC source: 0001716837-19-000060 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 23:07 UTC |
Hastings JeffDirector
|
ConversionClass A Common Stock | 2,000 | $4.08 | $8,160.00 |
DisclosureSEC source: 0001716837-19-000060 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · derivative · entry 10 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 20,215,223 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,508 | $0.00 Strike: $69.11 | $0.00 |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · derivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,508 Underlying: Class A Common Stock · 1,508 shares Expires 2029-03-31 F9 · price: This Stock Option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in lieu of a reduction in annual base salary of the Reporting Person of $41,666.67. F8 · derivative.exercise_date: The Stock Option is fully vested. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 19,428 | $69.22 | $1,344,899.41 |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · nonDerivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 F3 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.93 to $69.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 9,672 | $68.68 | $664,235.24 |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 56,020 F3 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.93 to $68.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 3,800 | $67.35 | $255,914.04 |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 65,692 F3 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.89 to $67.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
SaleClass A Common Stock | 2,100 | $66.38 | $139,401.99 |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 69,492 F3 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.87 to $66.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:05 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
ConversionClass A Common Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000057 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 11,111 | $5.64 Strike: $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 21 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,111 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 11,111 | $5.64 Strike: $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 20 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Underlying: Class A Common Stock · 11,111 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,111 | $5.64 Strike: $5.64 | $62,666.04 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 19 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Class B Common Stock · 11,111 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Granted November 8, 2016, vests monthly over 1 year from vest base date 9/2/18. Fully vested as of 9/2/2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 315 | $5.64 Strike: $5.64 | $1,776.60 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 18 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 315 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 315 | $5.64 Strike: $5.64 | $1,776.60 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 17 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 Underlying: Class A Common Stock · 315 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 315 | $5.64 Strike: $5.64 | $1,776.60 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 16 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,420 Underlying: Class B Common Stock · 315 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Granted December 20, 2016, vests monthly over 4 years from vest base date 5/17/2016. Fully vested as of 5/17/2020. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 2,289 | $5.64 Strike: $5.64 | $12,909.96 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 15 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,289 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 2,289 | $5.64 Strike: $5.64 | $12,909.96 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 14 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289 Underlying: Class A Common Stock · 2,289 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,289 | $5.64 Strike: $5.64 | $12,909.96 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 13 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,039 Underlying: Class B Common Stock · 2,289 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Granted November 8, 2016, vests monthly over 4 years from vest base date 5/17/2016. Fully vested as of 5/17/2020. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
ConversionClass B Common Stock · Derivative | 2,605 | $5.64 Strike: $5.64 | $14,692.20 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 12 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,605 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionClass B Common Stock · Derivative | 2,605 | $5.64 Strike: $5.64 | $14,692.20 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 11 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605 Underlying: Class A Common Stock · 2,605 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,605 | $5.64 Strike: $5.64 | $14,692.20 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · derivative · entry 10 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 2,605 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Granted March 23, 2015, vests monthly over 4 years. Fully vested as of 3/23/2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:59 UTC |
Smith ChasGM, Sr. VP Roku TV & Players
|
SaleClass A Common Stock | 500 | $64.35 | $32,174.50 |
DisclosureSEC source: 0001716837-19-000055 · edgar.xml · nonDerivative · entry 9 Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.78 to $65.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.