ROKU

SEC source: 0001716837-21-000068 · edgar.xml · derivative · entry 18

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 45,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000068 · edgar.xml · derivative · entry 17

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,333

Underlying: Class B Common Stock · 45,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 14

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,100

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.07 to $352.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,800

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.80 to $350.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 27,441

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.77 to $349.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 31,474

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.76 to $348.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 42,690

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.76 to $347.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 54,527

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.75 to $346.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 57,817

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.73 to $345.72 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 59,458

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.72 to $344.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 63,394

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.71 to $343.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 66,010

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.71 to $342.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 68,611

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.66 to $341.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 70,000

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001716837-21-000068 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000061 · edgar.xml · nonDerivative · entry 5

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

SEC source: 0001716837-21-000061 · edgar.xml · nonDerivative · entry 4

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

F2 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-21-000055 · edgar.xml · derivative · entry 15

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000055 · edgar.xml · derivative · entry 14

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000055 · edgar.xml · derivative · entry 13

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Class B Common Stock · 1,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-21-000055 · edgar.xml · derivative · entry 12

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000055 · edgar.xml · derivative · entry 11

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000055 · edgar.xml · derivative · entry 10

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,833

Underlying: Class B Common Stock · 1,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-21-000055 · edgar.xml · nonDerivative · entry 6

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,287

SEC source: 0001716837-21-000055 · edgar.xml · nonDerivative · entry 5

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000055 · edgar.xml · nonDerivative · entry 4

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,287

SEC source: 0001716837-21-000055 · edgar.xml · nonDerivative · entry 3

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000061 · edgar.xml · derivative · entry 7

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.

F4 · derivative.expiration_date: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.

SEC source: 0001716837-21-000061 · edgar.xml · derivative · entry 6

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 307 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.

SEC source: 0001716837-21-000061 · edgar.xml · nonDerivative · entry 3

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000061 · edgar.xml · nonDerivative · entry 2

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

SEC source: 0001716837-21-000061 · edgar.xml · nonDerivative · entry 1

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 16

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 15

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,700 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 14

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class B Common Stock · 3,700 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 13

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 12

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,000 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 11

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,020

Underlying: Class B Common Stock · 15,000 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 10

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 9

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,633 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 8

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,633 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 7

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,181

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.98 to $335.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 6

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,069

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.86 to $335.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 5

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,859

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.70 to $334.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 4

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,015

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.56 to $333.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-21-000060 · edgar.xml · nonDerivative · entry 1

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.