ROKU

SEC source: 0001062993-24-012333 · form4.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Class A Common Stock · 3,652 shares

Expires 2034-06-05

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

SEC source: 0001062993-24-012333 · form4.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

SEC source: 0001062993-24-012331 · form4.xml · derivative · entry 3

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Class A Common Stock · 3,652 shares

Expires 2034-06-05

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

SEC source: 0001062993-24-012331 · form4.xml · derivative · entry 2

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

SEC source: 0001062993-24-012330 · form4.xml · derivative · entry 3

Blackburn Jeffrey M · CIK 0001374831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Class A Common Stock · 3,652 shares

Expires 2034-06-05

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

SEC source: 0001062993-24-012330 · form4.xml · derivative · entry 2

Blackburn Jeffrey M · CIK 0001374831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,794

SEC source: 0001062993-24-012011 · form4.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,036

F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

SEC source: 0001062993-24-012006 · form4.xml · nonDerivative · entry 3

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,430

F2 · shares: Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,632

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

SEC source: 0001062993-24-012002 · form4.xml · nonDerivative · entry 3

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,654

F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

SEC source: 0001062993-24-012011 · form4.xml · derivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,289

Underlying: Class A Common Stock · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.

F6 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.

SEC source: 0001062993-24-012011 · form4.xml · derivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,950

Underlying: Class A Common Stock · 4,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

SEC source: 0001062993-24-012011 · form4.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,605

Underlying: Class A Common Stock · 2,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

SEC source: 0001062993-24-012011 · form4.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,358

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012011 · form4.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012006 · form4.xml · derivative · entry 7

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,607

Underlying: Class A Common Stock · 2,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F7 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

SEC source: 0001062993-24-012006 · form4.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,169

Underlying: Class A Common Stock · 2,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

SEC source: 0001062993-24-012006 · form4.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

SEC source: 0001062993-24-012006 · form4.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.

SEC source: 0001062993-24-012006 · form4.xml · nonDerivative · entry 2

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,338

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012006 · form4.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 9

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,450

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F8 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,486

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F7 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 890

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,244

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,840

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012005 · form4.xml · derivative · entry 3

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,714

Underlying: Class A Common Stock · 17,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

SEC source: 0001062993-24-012005 · form4.xml · nonDerivative · entry 2

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,517

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012005 · form4.xml · nonDerivative · entry 1

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012004 · form4.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,187

Underlying: Class A Common Stock · 4,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

SEC source: 0001062993-24-012004 · form4.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,035

Underlying: Class A Common Stock · 4,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

SEC source: 0001062993-24-012004 · form4.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,165

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012004 · form4.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012003 · form4.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,248

Underlying: Class A Common Stock · 7,248 shares

Expires 2034-06-02

F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

SEC source: 0001062993-24-012003 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776

Underlying: Class A Common Stock · 776 shares

Expires 2034-06-02

F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

SEC source: 0001062993-24-012003 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,499

Underlying: Class A Common Stock · 8,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

SEC source: 0001062993-24-012003 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,040

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012003 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-012002 · form4.xml · derivative · entry 6

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,589

Underlying: Class A Common Stock · 2,589 shares

Expires 2034-06-02

F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.

SEC source: 0001062993-24-012002 · form4.xml · derivative · entry 5

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,398

Underlying: Class A Common · 29,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

SEC source: 0001062993-24-012002 · form4.xml · nonDerivative · entry 2

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,835

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

SEC source: 0001062993-24-012002 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-009819 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,983

Underlying: Class A Common Stock · 6,983 shares

Expires 2034-05-06

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

SEC source: 0001062993-24-009368 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,162

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

SEC source: 0001062993-24-009366 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761

Underlying: Class A Common Stock · 761 shares

Expires 2034-04-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

SEC source: 0001062993-24-009367 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,537

Underlying: Class A Common Stock · 2,537 shares

Expires 2034-04-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.

SEC source: 0001062993-24-007954 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,368

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.