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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 19, 2024 23:49 UTC
Collier CharlesPresident, Roku Media
SaleClass A Common Stock 3,625 $71.60 $259,550.00
Disclosure

SEC source: 0001062993-24-019378 · form4.xml · nonDerivative · entry 4

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,790

F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.37 to $71.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 23:49 UTC
Collier CharlesPresident, Roku Media
SaleClass A Common Stock 7,146 $70.91 $506,722.86
Disclosure

SEC source: 0001062993-24-019378 · form4.xml · nonDerivative · entry 3

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,415

F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.35 to $71.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
SaleClass A Common Stock 1,694 $71.28 $120,748.32
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · nonDerivative · entry 3

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,537

F2 · shares: Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 1,740 $72.66 $126,428.40
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · nonDerivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,264

Read SEC document
November 18, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 2,325 $71.59 $166,446.75
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · nonDerivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,004

F2 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.37 to $71.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 4,628 $70.91 $328,171.48
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,329

F2 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.35 to $71.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,185 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019380 · form4.xml · derivative · entry 5

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,557

Underlying: Class A Common Stock · 4,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

F5 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,726 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019380 · form4.xml · derivative · entry 4

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,262

Underlying: Class A Common Stock · 17,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC Tax withholdingClass A Common Stock 8,623 $68.87 $593,866.01
Disclosure

SEC source: 0001062993-24-019380 · form4.xml · nonDerivative · entry 2

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,555

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC Exercise / conversionClass A Common Stock 21,911 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019380 · form4.xml · nonDerivative · entry 1

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionRestricted Stock Unit · Derivative 6,789 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019379 · form4.xml · derivative · entry 5

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,688

Underlying: Class A Common Stock · 6,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionRestricted Stock Unit · Derivative 4,910 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019379 · form4.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,368

Underlying: Class A Common Stock · 4,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionRestricted Stock Unit · Derivative 4,758 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019379 · form4.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,518

Underlying: Class A Common Stock · 4,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Tax withholdingClass A Common Stock 8,161 $68.87 $562,048.07
Disclosure

SEC source: 0001062993-24-019379 · form4.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,335

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:50 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionClass A Common Stock 16,457 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019379 · form4.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:49 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionRestricted Stock Unit · Derivative 29,340 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019378 · form4.xml · derivative · entry 7

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,718

Underlying: Class A Common · 29,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F6 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:49 UTC
Collier CharlesPresident, Roku Media
Tax withholdingClass A Common Stock 14,979 $68.87 $1,031,603.73
Disclosure

SEC source: 0001062993-24-019378 · form4.xml · nonDerivative · entry 2

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,561

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:49 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionClass A Common Stock 29,340 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019378 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:48 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019377 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,944

Underlying: Class A Common Stock · 8,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:48 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Tax withholdingClass A Common Stock 3,257 $68.87 $224,309.59
Disclosure

SEC source: 0001062993-24-019377 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,040

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:48 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass A Common Stock 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019377 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Exercise / conversionRestricted Stock Unit · Derivative 4,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · derivative · entry 8

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,156

Underlying: Class A Common Stock · 4,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

F8 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Exercise / conversionRestricted Stock Unit · Derivative 1,534 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · derivative · entry 7

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,605

Underlying: Class A Common Stock · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

F7 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Exercise / conversionRestricted Stock Unit · Derivative 2,623 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,361

Underlying: Class A Common Stock · 2,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,085

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Exercise / conversionRestricted Stock Unit · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,497

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2024.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Tax withholdingClass A Common Stock 6,969 $68.87 $479,955.03
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · nonDerivative · entry 2

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,231

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Fuchsberg GilbertPresident, Subscriptions
Exercise / conversionClass A Common Stock 12,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019376 · form4.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · President, Subscriptions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Pentland Adele LouiseSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 20,945 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019375 · form4.xml · derivative · entry 3

Pentland Adele Louise · CIK 0001643724 · SVP General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,617

Underlying: Class A Common Stock · 20,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2024.

F3 · derivative.expiration_date: This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Pentland Adele LouiseSVP General Counsel, Secretary
Tax withholdingClass A Common Stock 8,242 $68.87 $567,626.54
Disclosure

SEC source: 0001062993-24-019375 · form4.xml · nonDerivative · entry 2

Pentland Adele Louise · CIK 0001643724 · SVP General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,738

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:47 UTC
Pentland Adele LouiseSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 20,945 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019375 · form4.xml · nonDerivative · entry 1

Pentland Adele Louise · CIK 0001643724 · SVP General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 171 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 13

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516

Underlying: Class A Common Stock · 171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F13 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

F13 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,202 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 12

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Class A Common Stock · 1,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F12 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

F12 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.

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November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 13,378 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 11

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F11 · derivative.exercise_date: This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.

F11 · derivative.expiration_date: This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 10

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,795

Underlying: Class A Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F10 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F10 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 9

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,989

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F9 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F9 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 593

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F8 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 749

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F7 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 360

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F6 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Tax withholdingClass A Common Stock 8,967 $68.87 $617,557.29
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,957

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

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November 15, 2024 Filed Nov 19, 2024 23:46 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionClass A Common Stock 18,081 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019374 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 17,053,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 25,000 $75.00 $1,875,000.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 26,538

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 51,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 26,538 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 26,538

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 26,538 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V-B

Disclosed balance after: 18,760

Read SEC document
November 04, 2024 Filed Nov 5, 2024 22:15 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,233 $0.00 Strike: $67.18 $0.00
Disclosure

SEC source: 0001062993-24-018347 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,233

Underlying: Class A Common Stock · 2,233 shares

Expires 2034-11-03

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.

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November 04, 2024 Filed Nov 5, 2024 22:15 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 558 $0.00 Strike: $67.18 $0.00
Disclosure

SEC source: 0001062993-24-018346 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558

Underlying: Class A Common Stock · 558 shares

Expires 2034-11-03

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 22:13 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 210 $63.36 $13,305.60
Disclosure

SEC source: 0001062993-24-018267 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,843

F1 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:19 UTC SaleClass A Common Stock 1,000 $76.25 $76,250.00
Disclosure

SEC source: 0001062993-24-017724 · form4.xml · nonDerivative · entry 1

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,267

F1 · shares: Shares sold pursuant to Mr. Jedda's 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.