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Construction Partners, Inc.

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3830
SEC CIK
0001718227
Parsed reports
292

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2022 Filed May 16, 2022 11:29 UTC
Harper John LSenior Vice President
PurchaseClass A Common Stock 15,000 $21.05 $315,750.00
Disclosure

SEC source: 0001718227-22-000055 · wf-form4_165271497437620.xml · nonDerivative · entry 2

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 15,000

F1 · kind: This transaction may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with a previously reported sale transaction. The reporting person voluntarily disgorged any profits realized from such transactions to Construction Partners, Inc. (the "Issuer").

F4 · price: The reported purchase price represents the weighted average purchase price for a number of transactions effected at prices ranging from $20.73 to $21.20, inclusive. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F5 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as co-trustee, and in such capacity shares the power to vote and direct the disposition of such shares.

Read SEC document
May 12, 2022 Filed May 16, 2022 11:29 UTC
Harper John LSenior Vice President
PurchaseClass A Common Stock 15,000 $20.83 $312,450.00
Disclosure

SEC source: 0001718227-22-000055 · wf-form4_165271497437620.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Frances Harper Trust

Disclosed balance after: 15,000

F1 · kind: This transaction may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with a previously reported sale transaction. The reporting person voluntarily disgorged any profits realized from such transactions to Construction Partners, Inc. (the "Issuer").

F2 · price: The reported purchase price represents the weighted average purchase price for a number of transactions effected at prices ranging from $20.49 to $21.39, inclusive. The reporting person has provided to the Issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the Issuer, information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: The reported shares are held by a trust for which the reporting person serves as sole trustee, and in such capacity holds the sole power to vote and direct the disposition of such shares.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 16

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Class A Common Stock · 2,695 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · kind: SunTx Capital Management distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · ownership.direct: Securities held directly by Ned N. Fleming, III.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 469,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 15

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Associates Limited Partnership

Disclosed balance after: 615,472

Underlying: Class A Common Stock · 469,680 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F26 · ownership.nature: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mark R. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 349,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 14

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CJCT Associates Limited Partnership

Disclosed balance after: 441,779

Underlying: Class A Common Stock · 349,680 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F25 · ownership.nature: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Craig Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 1,225,559 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Malachi Holdings Limited Partnership

Disclosed balance after: 1,663,906

Underlying: Class A Common Stock · 1,225,559 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 12

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 415,080

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · kind: SunTx Fulcrum Fund distributed 175,459 of these shares, and SunTx Fulcrum Dutch Fund distributed 124,541 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F23 · balance_after: This amount represents the total shares held by SunTx Partners GP following the distributions reported in this Form 4.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 11

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Management Corp.

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,695 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · kind: SunTx Capital Management distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F21 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Management.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 124,541 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 10

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 553,088

Underlying: Class A Common Stock · 124,541 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F18 · kind: SunTx Fulcrum Dutch Fund distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F19 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 175,459 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 9

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,613,061

Underlying: Class A Common Stock · 175,459 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Fulcrum Fund distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 2,284,919 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 8

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 115,080

Underlying: Class A Common Stock · 2,284,919 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 20:57 UTC
Smith Fred Julius IIIDirector · President and CEO
PurchaseClass B Common Stock · Derivative 50,000 $37.00 $1,850,000.00
Disclosure

SEC source: 0001718227-22-000030 · wf-form4_164219383495158.xml · derivative · entry 2

Smith Fred Julius III · CIK 0001739258 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,941

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B common stock, $0.001 par value ("Class B common stock"), of the Company is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Company's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · kind: The reported transaction represents a privately negotiated purchase of Class B common stock from another holder of Class B common stock.

F2 · derivative.exercise_date: Each share of Class B common stock, $0.001 par value ("Class B common stock"), of the Company is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Company's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · derivative.expiration_date: Each share of Class B common stock, $0.001 par value ("Class B common stock"), of the Company is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Company's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 20:57 UTC
Palmer Royce AlanEVP, Chief Financial Officer
SaleClass B Common Stock · Derivative 50,000 $37.00 $1,850,000.00
Disclosure

SEC source: 0001718227-22-000029 · wf-form4_164219381680165.xml · derivative · entry 2

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,209

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B common stock, $0.001 par value ("Class B common stock"), of the Company is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Company's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · kind: The reported transaction represents a privately negotiated sale of Class B common stock to another holder of Class B common stock.

F2 · derivative.exercise_date: Each share of Class B common stock, $0.001 par value ("Class B common stock"), of the Company is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Company's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · derivative.expiration_date: Each share of Class B common stock, $0.001 par value ("Class B common stock"), of the Company is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Company's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

Read SEC document
January 13, 2022 Filed Jan 11, 2023 16:22 UTC
Harper John LSenior Vice President
PurchaseClass A Common Stock 500 $22.44 $11,217.80
Disclosure

SEC source: 0001718227-23-000005 · wf-form4_167347212923481.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,000

F1 · kind: This transaction may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with a previously reported sale transaction. The reporting person voluntarily disgorged any profits realized from such transactions to Construction Partners, Inc. (the "Issuer").

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January 07, 2022 Filed Jan 10, 2022 16:25 UTC GrantClass A Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000022 · wf-form4_164184990865017.xml · nonDerivative · entry 1

McKay Michael H · CIK 0001739309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,291

F1 · shares: Represents restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") granted to the reporting person under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), of which 11,333 shares will vest on January 1, 2024 and 5,667 shares will vest on January 1, 2025.

F2 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to the reporting person under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025. Also includes 3,099 previously unreported shares of Class A common stock received by the reporting person in a December 2021 pro rata distribution of shares for no consideration from a limited partnership in which the reporting person is a limited partner.

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January 07, 2022 Filed Jan 10, 2022 16:25 UTC GrantClass A Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000021 · wf-form4_164184988149013.xml · nonDerivative · entry 1

Skelly Noreen E · CIK 0001621670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,191

F1 · shares: Represents restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") granted to the reporting person under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), of which 11,333 shares will vest on January 1, 2024 and 5,667 shares will vest on January 1, 2025.

F2 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to the reporting person under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

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January 07, 2022 Filed Jan 11, 2022 01:08 UTC
Fleming Ned N IIIDirector · 10% owner
GrantClass A Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001508 · doc4.xml · nonDerivative · entry 4

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,192

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan").

F6 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to Mark R. Matteson under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F7 · ownership.direct: Securities held directly by Mark R. Matteson.

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January 07, 2022 Filed Jan 11, 2022 01:08 UTC
Fleming Ned N IIIDirector · 10% owner
GrantClass A Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001508 · doc4.xml · nonDerivative · entry 3

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,192

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan").

F4 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to Craig Jennings under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F5 · ownership.direct: Securities held directly by Craig Jennings.

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January 07, 2022 Filed Jan 11, 2022 01:08 UTC
Fleming Ned N IIIDirector · 10% owner
GrantClass A Common Stock 21,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001508 · doc4.xml · nonDerivative · entry 1

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,075

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan").

F2 · balance_after: Includes 42,500 restricted shares of Class A common stock granted to Ned N. Fleming, III under the Incentive Plan, of which 28,333 shares will vest on January 1, 2024, and 14,167 shares will vest on January 1, 2025.

F3 · ownership.direct: Securities held directly by Ned N. Fleming, III.

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January 07, 2022 Filed Jan 10, 2022 21:26 UTC GrantClass A Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000023 · wf-form4_164184996166613.xml · nonDerivative · entry 1

Shaffer Stefan L · CIK 0001739260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,192

F1 · shares: Represents restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") granted to the reporting person under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), of which 11,333 shares will vest on January 1, 2024 and 5,667 shares will vest on January 1, 2025.

F2 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to the reporting person under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

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December 29, 2021 Filed Jan 3, 2022 15:54 UTC
Hoffman Gregory ASenior VP, Finance
GrantClass A Common Stock 3,150 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000008 · wf-form4_164122524503468.xml · nonDerivative · entry 1

Hoffman Gregory A · CIK 0001861699 · Senior VP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,253

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 35,400 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 2,250 shares in one-third increments on September 30, 2022, 2023 and 2024, (ii) 3,150 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iii) 30,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

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December 29, 2021 Filed Jan 3, 2022 10:56 UTC
Armstrong Michael BrettSenior Vice President
GrantClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000013 · wf-form4_164122536653399.xml · nonDerivative · entry 1

Armstrong Michael Brett · CIK 0001739600 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,200

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 46,850 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 2,850 shares in one-third increments on September 30, 2022, 2023 and 2024, (ii) 4,000 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iii) 40,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

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December 29, 2021 Filed Jan 3, 2022 10:55 UTC
Flowers Robert P.Senior Vice President
GrantClass A Common Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000009 · wf-form4_164122527367689.xml · nonDerivative · entry 1

Flowers Robert P. · CIK 0001739620 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,825

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 57,560 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 3,150 shares in one-third increments on September 30, 2022, 2023 and 2024, (ii) 4,410 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iii) 50,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

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December 29, 2021 Filed Jan 3, 2022 15:55 UTC
Smith Fred Julius IIIPresident and CEO
GrantClass A Common Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000011 · wf-form4_164122532926048.xml · nonDerivative · entry 1

Smith Fred Julius III · CIK 0001739258 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,498

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 120,666 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 7,500 shares in one-third increments on January 4, 2022, 2023 and 2024, (ii) 5,500 shares in one-third increments on September 30, 2022, 2023 and 2024, (iii) 7,666 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iv) 100,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

Read SEC document
December 29, 2021 Filed Jan 3, 2022 10:56 UTC
Harper John LSenior Vice President
GrantClass A Common Stock 4,570 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000014 · wf-form4_164122538273521.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,078

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 57,833 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 3,263 shares in one-third increments on September 30, 2022, 2023 and 2024, (ii) 4,570 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iii) 50,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

Read SEC document
December 29, 2021 Filed Jan 3, 2022 21:15 UTC
Fleming Ned N IIIDirector · 10% owner
GrantClass A Common Stock 21,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000129 · doc4.xml · nonDerivative · entry 1

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,825

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted to Ned N. Fleming, III under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), of which 14,167 shares will vest on January 1, 2024 and 7,083 shares will vest on January 1, 2025.

F2 · balance_after: Includes 59,442 restricted shares of Class A common stock granted to Ned N. Fleming, III under the Incentive Plan, of which 38,192 shares will vest on January 1, 2022, 14,167 shares will vest on January 1, 2024, and 7,083 shares will vest on January 1, 2025.

F3 · ownership.direct: Securities held directly by Ned N. Fleming, III.

Read SEC document
December 29, 2021 Filed Jan 3, 2022 15:56 UTC
Brooks Judson RyanSenior Vice President, Legal
GrantClass A Common Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000012 · wf-form4_164122534496219.xml · nonDerivative · entry 1

Brooks Judson Ryan · CIK 0001761609 · Senior Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,462

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 29,963 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 2,063 shares in one-third increments on September 30, 2022, 2023 and 2024, (ii) 2,900 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iii) 25,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

Read SEC document
December 29, 2021 Filed Jan 3, 2022 15:55 UTC
Andrews Todd KeithChief Accounting Officer
GrantClass A Common Stock 2,730 $0.00 $0.00
Disclosure

SEC source: 0001718227-22-000010 · wf-form4_164122530969119.xml · nonDerivative · entry 1

Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,330

F1 · shares: The reported transaction represents a grant of restricted shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Company") with time-based vesting criteria under the Company's 2018 Equity Incentive Plan (the "Equity Incentive Plan"). The shares of Class A common stock subject to the reported award vest in one-fourth installments on September 30, 2022, 2023, 2024 and 2025. Under the terms of the award agreement, the reporting person has sole voting power with respect to the reported shares.

F2 · balance_after: Includes 19,680 restricted shares of Class A common stock with time-based vesting criteria granted under the Equity Incentive Plan that vest as follows: (i) 1,950 shares in one-third increments on September 30, 2022, 2023 and 2024, (ii) 2,730 shares in one-fourth increments on September 30, 2022, 2023, 2024 and 2025, and (iii) 15,000 shares in one-half increments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 17:02 UTC
Harper John LSenior Vice President
SaleClass A Common Stock 700 $28.92 $20,244.00
Disclosure

SEC source: 0001718227-21-000109 · wf-form4_164021050426994.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,508

F1 · balance_after: Includes 53,263 restricted shares of Class A common stock with time-based vesting criteria previously granted to the reporting person under the Construction Partners, Inc. 2018 Equity Incentive Plan. Of such shares, (i) a remaining award of 3,263 shares vests in equal installments on September 30, 2022, 2023 and 2024 and (ii) an award of 50,000 shares vests in one-half installments on September 30, 2024 and 2025. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.

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December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 674 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 16

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital II Management Corp.

Disclosed balance after: 674

Underlying: Class A Common Stock · 674 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F27 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital II Management.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 94,412 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 15

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 677,629

Underlying: Class A Common Stock · 94,412 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F26 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 154,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 14

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,788,520

Underlying: Class A Common Stock · 154,394 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 145,792 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 13

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Associates Limited Partnership

Disclosed balance after: 145,792

Underlying: Class A Common Stock · 145,792 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24 · kind: SunTx Expansion GP distributed 142,986 of these shares, and SunTx Partners GP distributed 2,806 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F25 · ownership.nature: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mark R. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 92,099 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 12

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CJCT Associates Limited Partnership

Disclosed balance after: 92,099

Underlying: Class A Common Stock · 92,099 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · kind: SunTx Expansion GP distributed 90,318 of these shares, and SunTx Partners GP distributed 1,781 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F23 · ownership.nature: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Craig Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 272 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 11

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Boyle Fleming & Co. Inc.

Disclosed balance after: 272

Underlying: Class A Common Stock · 272 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F21 · ownership.nature: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 438,347 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 10

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Malachi Holdings Limited Partnership

Disclosed balance after: 438,347

Underlying: Class A Common Stock · 438,347 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F19 · kind: SunTx Expansion GP distributed 429,452 of these shares, and SunTx Partners GP distributed 8,895 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 542,589 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 9

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 2,399,999

Underlying: Class A Common Stock · 542,589 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F18 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC
SUNTX CAPITAL PARTNERS II LPDirector · 10% owner
OtherClass B Common Stock · Derivative 662,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 8

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund GP, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 662,756 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Expansion GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 674 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 16

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital II Management Corp.

Disclosed balance after: 674

Underlying: Class A Common Stock · 674 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F27 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital II Management.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 94,412 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 15

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 677,629

Underlying: Class A Common Stock · 94,412 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F26 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 154,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 14

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,788,520

Underlying: Class A Common Stock · 154,394 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 145,792 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Associates Limited Partnership

Disclosed balance after: 145,792

Underlying: Class A Common Stock · 145,792 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24 · kind: SunTx Expansion GP distributed 142,986 of these shares, and SunTx Partners GP distributed 2,806 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F25 · ownership.nature: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mark R. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 92,099 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 12

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CJCT Associates Limited Partnership

Disclosed balance after: 92,099

Underlying: Class A Common Stock · 92,099 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · kind: SunTx Expansion GP distributed 90,318 of these shares, and SunTx Partners GP distributed 1,781 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F23 · ownership.nature: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Craig Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 272 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 11

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Boyle Fleming & Co. Inc.

Disclosed balance after: 272

Underlying: Class A Common Stock · 272 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F21 · ownership.nature: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 438,347 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 10

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Malachi Holdings Limited Partnership

Disclosed balance after: 438,347

Underlying: Class A Common Stock · 438,347 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F19 · kind: SunTx Expansion GP distributed 429,452 of these shares, and SunTx Partners GP distributed 8,895 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 542,589 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 9

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 2,399,999

Underlying: Class A Common Stock · 542,589 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F18 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:39 UTC
SunTx Capital Management Corp.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
OtherClass B Common Stock · Derivative 662,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 8

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund GP, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 662,756 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Expansion GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 16:15 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 266,237 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 15

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP

Disclosed balance after: 662,756

Underlying: Class A Common Stock · 662,756 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · kind: SunTx Expansion Fund distributed these shares for no consideration.

F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F21 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP.

F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management").

F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds.

F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 16:15 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 556,072 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 14

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP

Disclosed balance after: 1,228,463

Underlying: Class A Common Stock · 556,072 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · kind: SunTx Expansion Fund distributed these shares for no consideration.

F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management").

F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds.

F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 11, 2021 Filed Nov 16, 2021 16:15 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
OtherClass B Common Stock · Derivative 1,095,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II, LP

Disclosed balance after: 2,496,267

Underlying: Class A Common Stock · 1,095,999 shares

Expires not disclosed

F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · kind: SunTx Expansion Fund distributed these shares for no consideration.

F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners II.

F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management").

F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds.

F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.