Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2020 Filed Apr 29, 2020 21:57 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
SaleClass A Common Stock | 6,318 | $18.64 | $117,767.52 |
DisclosureSEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 5 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F5 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $18.50 to $18.94. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 21:57 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
SaleClass A Common Stock | 13,356 | $18.63 | $248,822.28 |
DisclosureSEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 4 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,818 F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F4 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $18.57 to $18.88. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 21:57 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
SaleClass A Common Stock | 46,164 | $18.06 | $833,721.84 |
DisclosureSEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 3 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,174 F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $17.56 to $18.56. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 21:57 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
SaleClass A Common Stock | 14,162 | $17.55 | $248,543.10 |
DisclosureSEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 2 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,338 F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $17.50 to $17.71. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 21:57 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
GiftClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,500 Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 20:13 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000026 · wf-form4_158594479041301.xml · derivative · entry 2 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,209 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 20:13 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-20-000026 · wf-form4_158594479041301.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 22, 2020 22:42 UTC |
Andrews Todd KeithChief Accounting Officer
|
SaleClass A Common Stock | 72,159 | $17.13 | $1,236,062.02 |
DisclosureSEC source: 0001718227-20-000006 · wf-form4_157973292031569.xml · nonDerivative · entry 1 Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $17.00 to $17.30. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:51 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000089 · wf-form4_157488429377455.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:03 UTC |
Harper John LSenior Vice President
|
ConversionClass B Common Stock · Derivative | 102,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000087 · wf-form4_157411457439318.xml · derivative · entry 2 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 102,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:03 UTC |
Harper John LSenior Vice President
|
ConversionClass A Common Stock | 102,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000087 · wf-form4_157411457439318.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:01 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000086 · wf-form4_157411448057203.xml · derivative · entry 2 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,209 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:01 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000086 · wf-form4_157411448057203.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 17:31 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 126,223 | $13.47 | $1,699,744.16 |
DisclosureSEC source: 0000899243-19-025825 · doc4.xml · nonDerivative · entry 3 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 2,267,807 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. The sales reported herein were sales to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 750,000 shares of Class A Common Stock. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 17:31 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 231,838 | $13.47 | $3,121,976.88 |
DisclosureSEC source: 0000899243-19-025825 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 4,165,362 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. The sales reported herein were sales to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 750,000 shares of Class A Common Stock. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 17:31 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 391,939 | $13.47 | $5,277,928.96 |
DisclosureSEC source: 0000899243-19-025825 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 7,041,831 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. The sales reported herein were sales to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 750,000 shares of Class A Common Stock. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 20, 2019 Filed Sep 20, 2019 16:41 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 841,486 | $13.47 | $11,331,618.77 |
DisclosureSEC source: 0000899243-19-023999 · doc4.xml · nonDerivative · entry 3 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 2,394,030 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 20, 2019 Filed Sep 20, 2019 16:41 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 1,545,589 | $13.47 | $20,813,210.59 |
DisclosureSEC source: 0000899243-19-023999 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 4,397,200 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 20, 2019 Filed Sep 20, 2019 16:41 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
SaleClass A Common Stock | 2,612,925 | $13.47 | $35,186,170.64 |
DisclosureSEC source: 0000899243-19-023999 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 7,433,770 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 13:32 UTC |
Smith Fred Julius IIISenior Vice President
|
PurchaseClass B Common Stock · Derivative | 40,000 | $16.00 | $640,000.00 |
DisclosureSEC source: 0001718227-19-000078 · wf-form4_156777675189352.xml · derivative · entry 1 Smith Fred Julius III · CIK 0001739258 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,441 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · price: The reported transaction represents a privately negotiated purchase of Class B Common Stock from another holder of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated purchase of Class B Common Stock from another holder of Class B Common Stock. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 13:30 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
SaleClass B Common Stock · Derivative | 40,000 | $16.00 | $640,000.00 |
DisclosureSEC source: 0001718227-19-000077 · wf-form4_156777663705808.xml · derivative · entry 2 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,209 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · price: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 20:12 UTC |
Smith Fred Julius IIISenior Vice President
|
Exercise / conversionClass B Common Stock · Derivative | 74,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000073 · wf-form4_156719591241485.xml · derivative · entry 3 Smith Fred Julius III · CIK 0001739258 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,441 Underlying: Class A Common Stock · 74,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock, $0.001 par value, of the Issuer ("Class A common stock") (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · kind: The reporting person exercised the Option immediately following the effectiveness of the Option Amendment. F3 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock, $0.001 par value, of the Issuer ("Class A common stock") (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock, $0.001 par value, of the Issuer ("Class A common stock") (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 20:12 UTC |
Smith Fred Julius IIISenior Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 74,592 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001718227-19-000073 · wf-form4_156719591241485.xml · derivative · entry 2 Smith Fred Julius III · CIK 0001739258 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 74,592 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person exercised the Option immediately following the effectiveness of the Option Amendment. F2 · kind: The reporting person exercised the Option immediately following the effectiveness of the Option Amendment. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 20:12 UTC |
Smith Fred Julius IIISenior Vice President
|
GrantStock Option (right to buy) · Derivative | 74,592 | Not disclosed Strike: $0.04 | Not disclosed |
DisclosureSEC source: 0001718227-19-000073 · wf-form4_156719591241485.xml · derivative · entry 1 Smith Fred Julius III · CIK 0001739258 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,592 Underlying: Class B Common Stock · 74,592 shares Expires 2019-12-31 F1 · date: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement. F1 · kind: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement. F1 · price: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement. F1 · derivative.exercise_date: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement. F1 · derivative.expiration_date: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 20:14 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000074 · wf-form4_156719603677479.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| August 23, 2019 Filed Aug 23, 2019 16:51 UTC |
Skelly Noreen EDirector
|
GrantClass A Common Stock | 25,191 | $13.97 | $351,918.27 |
DisclosureSEC source: 0001718227-19-000068 · wf-form4_156659348745624.xml · nonDerivative · entry 1 Skelly Noreen E · CIK 0001621670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,191 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001, of Construction Partners, Inc. granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 20:18 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000066 · wf-form4_156581390158659.xml · derivative · entry 2 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,209 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 20:18 UTC |
Palmer Royce AlanEVP, Chief Financial Officer
|
ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000066 · wf-form4_156581390158659.xml · nonDerivative · entry 1 Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 14:57 UTC |
Harper John LSenior Vice President
|
ConversionClass B Common Stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000058 · wf-form4_156416741984138.xml · derivative · entry 4 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,682 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| July 26, 2019 Filed Jul 26, 2019 14:57 UTC |
Harper John LSenior Vice President
|
ConversionClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000058 · wf-form4_156416741984138.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 14:30 UTC |
Smith Fred Julius IIISenior Vice President
|
PurchaseClass B Common Stock · Derivative | 140,389 | $0.19 | $27,347.78 |
DisclosureSEC source: 0001718227-19-000048 · wf-form4_156104103556181.xml · derivative · entry 1 Smith Fred Julius III · CIK 0001739258 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,849 Underlying: Class A Common Stock · 140,389 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · shares: The reported transaction represents a privately negotiated purchase of shares of Class B Common Stock by the reporting person from an entity owned by an immediate family member of the reporting person. F2 · price: The reported transaction represents a privately negotiated purchase of shares of Class B Common Stock by the reporting person from an entity owned by an immediate family member of the reporting person. F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated purchase of shares of Class B Common Stock by the reporting person from an entity owned by an immediate family member of the reporting person. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 21:33 UTC |
Andrews Todd KeithChief Accounting Officer
|
ConversionClass B Common Stock · Derivative | 76,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000045 · wf-form4_155977040587010.xml · derivative · entry 2 Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 76,159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 21:33 UTC |
Andrews Todd KeithChief Accounting Officer
|
ConversionClass A Common Stock | 76,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001718227-19-000045 · wf-form4_155977040587010.xml · nonDerivative · entry 1 Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 17:45 UTC |
Flowers Robert P.Senior Vice President
|
SaleClass B Common Stock · Derivative | 13,750 | $12.00 | $165,000.00 |
DisclosureSEC source: 0001718227-19-000043 · wf-form4_155968469323841.xml · derivative · entry 2 Flowers Robert P. · CIK 0001739620 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,490 Underlying: Class A Common Stock · 13,750 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · shares: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock. F2 · price: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:49 UTC |
Fleming Ned N IIIDirector · 10% owner
|
GrantClass A Common Stock | 55,287 | $13.28 | $734,211.36 |
DisclosureSEC source: 0001718227-19-000041 · wf-form4_155916292957295.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,575 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| May 13, 2019 Filed May 15, 2019 13:41 UTC |
McKay Michael HDirector
|
GrantClass A Common Stock | 38,192 | $12.65 | $483,128.80 |
DisclosureSEC source: 0001718227-19-000039 · wf-form4_155794207810818.xml · nonDerivative · entry 1 McKay Michael H · CIK 0001739309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,192 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:36 UTC |
Matteson Mark RDirector · 10% owner
|
GrantClass A Common Stock | 38,192 | $12.65 | $483,128.80 |
DisclosureSEC source: 0001718227-19-000036 · wf-form4_155794177762998.xml · nonDerivative · entry 1 Matteson Mark R · CIK 0001739134 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,192 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:40 UTC |
Fleming Ned N IIIDirector · 10% owner
|
GrantClass A Common Stock | 59,288 | $12.65 | $749,993.20 |
DisclosureSEC source: 0001718227-19-000038 · wf-form4_155794200788470.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,288 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:38 UTC |
Jennings CraigDirector · 10% owner
|
GrantClass A Common Stock | 38,192 | $12.65 | $483,128.80 |
DisclosureSEC source: 0001718227-19-000037 · wf-form4_155794191667739.xml · nonDerivative · entry 1 Jennings Craig · CIK 0001739383 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,192 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:34 UTC |
Shaffer Stefan LDirector
|
GrantClass A Common Stock | 38,192 | $12.65 | $483,128.80 |
DisclosureSEC source: 0001718227-19-000035 · wf-form4_155794167073028.xml · nonDerivative · entry 1 Shaffer Stefan L · CIK 0001739260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,192 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001, of Construction Partners, Inc. granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 17:48 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 3,235,516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · derivative · entry 6 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 2,661,970 Underlying: Class A Common Stock · 3,235,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 17:48 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 5,942,789 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · derivative · entry 5 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 4,889,339 Underlying: Class A Common Stock · 5,942,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 17:48 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 10,046,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · derivative · entry 4 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 8,265,763 Underlying: Class A Common Stock · 10,046,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 17:48 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass A Common Stock | 3,235,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · nonDerivative · entry 3 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 3,235,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 17:48 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass A Common Stock | 5,942,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 5,942,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 17:48 UTC |
SunTx Capital Management Corp.Director · 10% owner
SunTX CPI Expansion Fund GP, L.P.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
SunTx Fulcrum Dutch Investors Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
|
ConversionClass A Common Stock | 10,046,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 10,046,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 15, 2019 Filed Dec 3, 2019 15:04 UTC |
Flowers Robert P.Senior Vice President
|
SaleClass A Common Stock | 1,500 | $11.80 | $17,700.00 |
DisclosureSEC source: 0001718227-19-000091 · wf-form4_157540342815967.xml · nonDerivative · entry 1 Flowers Robert P. · CIK 0001739620 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:03 UTC |
Fleming Ned N IIIDirector · 10% owner
|
PurchaseClass A Common Stock | 4,000 | $8.47 | $33,895.20 |
DisclosureSEC source: 0001707712-18-000004 · wf-form4_154584019883401.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:34 UTC |
Matteson Mark RDirector · 10% owner
|
PurchaseClass A Common Stock | 1,000 | $8.42 | $8,418.50 |
DisclosureSEC source: 0001739134-18-000002 · wf-form4_154583483031885.xml · nonDerivative · entry 1 Matteson Mark R · CIK 0001739134 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 19, 2018 Filed Jan 10, 2019 09:03 UTC |
Harper John LSenior Vice President
|
PurchaseClass A Common Stock | 11,000 | $8.93 | $98,230.00 |
DisclosureSEC source: 0001739438-19-000003 · wf-form4_154712901199448.xml · nonDerivative · entry 1 Harper John L · CIK 0001739438 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee Disclosed balance after: 20,000 F1 · ownership.nature: The reporting person serves as trustee of an irrevocable trust for the benefit of a family member, in which capacity the reporting person holds sole voting and investment control over securities held therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.