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Construction Partners, Inc.

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3830
SEC CIK
0001718227
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292

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2020 Filed Apr 29, 2020 21:57 UTC
Palmer Royce AlanEVP, Chief Financial Officer
SaleClass A Common Stock 6,318 $18.64 $117,767.52
Disclosure

SEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 5

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F5 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $18.50 to $18.94. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 21:57 UTC
Palmer Royce AlanEVP, Chief Financial Officer
SaleClass A Common Stock 13,356 $18.63 $248,822.28
Disclosure

SEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 4

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,818

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F4 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $18.57 to $18.88. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 21:57 UTC
Palmer Royce AlanEVP, Chief Financial Officer
SaleClass A Common Stock 46,164 $18.06 $833,721.84
Disclosure

SEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 3

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,174

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $17.56 to $18.56. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:57 UTC
Palmer Royce AlanEVP, Chief Financial Officer
SaleClass A Common Stock 14,162 $17.55 $248,543.10
Disclosure

SEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 2

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,338

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $17.50 to $17.71. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:57 UTC
Palmer Royce AlanEVP, Chief Financial Officer
GiftClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000030 · wf-form4_158819745170481.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,500

Read SEC document
April 02, 2020 Filed Apr 3, 2020 20:13 UTC
Palmer Royce AlanEVP, Chief Financial Officer
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000026 · wf-form4_158594479041301.xml · derivative · entry 2

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,209

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 20:13 UTC
Palmer Royce AlanEVP, Chief Financial Officer
Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-20-000026 · wf-form4_158594479041301.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2020 Filed Jan 22, 2020 22:42 UTC
Andrews Todd KeithChief Accounting Officer
SaleClass A Common Stock 72,159 $17.13 $1,236,062.02
Disclosure

SEC source: 0001718227-20-000006 · wf-form4_157973292031569.xml · nonDerivative · entry 1

Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · kind: These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $17.00 to $17.30. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:51 UTC
Palmer Royce AlanEVP, Chief Financial Officer
GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000089 · wf-form4_157488429377455.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
November 15, 2019 Filed Nov 18, 2019 17:03 UTC
Harper John LSenior Vice President
ConversionClass B Common Stock · Derivative 102,682 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000087 · wf-form4_157411457439318.xml · derivative · entry 2

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 102,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 17:03 UTC
Harper John LSenior Vice President
ConversionClass A Common Stock 102,682 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000087 · wf-form4_157411457439318.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:01 UTC
Palmer Royce AlanEVP, Chief Financial Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000086 · wf-form4_157411448057203.xml · derivative · entry 2

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,209

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:01 UTC
Palmer Royce AlanEVP, Chief Financial Officer
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000086 · wf-form4_157411448057203.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 17:31 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 126,223 $13.47 $1,699,744.16
Disclosure

SEC source: 0000899243-19-025825 · doc4.xml · nonDerivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 2,267,807

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. The sales reported herein were sales to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 750,000 shares of Class A Common Stock.

F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 17:31 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 231,838 $13.47 $3,121,976.88
Disclosure

SEC source: 0000899243-19-025825 · doc4.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 4,165,362

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. The sales reported herein were sales to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 750,000 shares of Class A Common Stock.

F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 17:31 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 391,939 $13.47 $5,277,928.96
Disclosure

SEC source: 0000899243-19-025825 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 7,041,831

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock. The sales reported herein were sales to the underwriters pursuant to the underwriters' exercise of their option to purchase up to an additional 750,000 shares of Class A Common Stock.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:41 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 841,486 $13.47 $11,331,618.77
Disclosure

SEC source: 0000899243-19-023999 · doc4.xml · nonDerivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 2,394,030

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock.

F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:41 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 1,545,589 $13.47 $20,813,210.59
Disclosure

SEC source: 0000899243-19-023999 · doc4.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 4,397,200

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock.

F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:41 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
SaleClass A Common Stock 2,612,925 $13.47 $35,186,170.64
Disclosure

SEC source: 0000899243-19-023999 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 7,433,770

F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") takes into account the $0.7838 per share amount of underwriting discounts for these sales to the underwriters of the public offering of Class A Common Stock.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F5 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 13:32 UTC
Smith Fred Julius IIISenior Vice President
PurchaseClass B Common Stock · Derivative 40,000 $16.00 $640,000.00
Disclosure

SEC source: 0001718227-19-000078 · wf-form4_156777675189352.xml · derivative · entry 1

Smith Fred Julius III · CIK 0001739258 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,441

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · price: The reported transaction represents a privately negotiated purchase of Class B Common Stock from another holder of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated purchase of Class B Common Stock from another holder of Class B Common Stock.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 13:30 UTC
Palmer Royce AlanEVP, Chief Financial Officer
SaleClass B Common Stock · Derivative 40,000 $16.00 $640,000.00
Disclosure

SEC source: 0001718227-19-000077 · wf-form4_156777663705808.xml · derivative · entry 2

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,209

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · price: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 20:12 UTC
Smith Fred Julius IIISenior Vice President
Exercise / conversionClass B Common Stock · Derivative 74,592 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000073 · wf-form4_156719591241485.xml · derivative · entry 3

Smith Fred Julius III · CIK 0001739258 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,441

Underlying: Class A Common Stock · 74,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock, $0.001 par value, of the Issuer ("Class A common stock") (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2 · kind: The reporting person exercised the Option immediately following the effectiveness of the Option Amendment.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock, $0.001 par value, of the Issuer ("Class A common stock") (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock, $0.001 par value, of the Issuer ("Class A common stock") (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 20:12 UTC
Smith Fred Julius IIISenior Vice President
Exercise / conversionStock Option (right to buy) · Derivative 74,592 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001718227-19-000073 · wf-form4_156719591241485.xml · derivative · entry 2

Smith Fred Julius III · CIK 0001739258 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 74,592 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The reporting person exercised the Option immediately following the effectiveness of the Option Amendment.

F2 · kind: The reporting person exercised the Option immediately following the effectiveness of the Option Amendment.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 20:12 UTC
Smith Fred Julius IIISenior Vice President
GrantStock Option (right to buy) · Derivative 74,592 Not disclosed Strike: $0.04 Not disclosed
Disclosure

SEC source: 0001718227-19-000073 · wf-form4_156719591241485.xml · derivative · entry 1

Smith Fred Julius III · CIK 0001739258 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,592

Underlying: Class B Common Stock · 74,592 shares

Expires 2019-12-31

F1 · date: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement.

F1 · kind: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement.

F1 · price: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement.

F1 · derivative.exercise_date: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement.

F1 · derivative.expiration_date: On August 30, 2019, Construction Partners, Inc. (the "Issuer") and the reporting person entered into an amendment to a preexisting non-plan option agreement (the "Option Agreement"). The Option Agreement had previously provided that the option held by the reporting person (the "Option") to purchase shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") was exercisable only upon a "Change of Control" of the Issuer, as defined in the Option Agreement. As a result of the amendment, the option became immediately exercisable and will expire upon the earliest to occur of (i) December 31, 2019, (ii) a termination of the reporting person's services to the Issuer or (iii) a "Change of Control" of the Company, as defined in the Option Agreement.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 20:14 UTC
Palmer Royce AlanEVP, Chief Financial Officer
GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000074 · wf-form4_156719603677479.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
August 23, 2019 Filed Aug 23, 2019 16:51 UTC GrantClass A Common Stock 25,191 $13.97 $351,918.27
Disclosure

SEC source: 0001718227-19-000068 · wf-form4_156659348745624.xml · nonDerivative · entry 1

Skelly Noreen E · CIK 0001621670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,191

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001, of Construction Partners, Inc. granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 20:18 UTC
Palmer Royce AlanEVP, Chief Financial Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000066 · wf-form4_156581390158659.xml · derivative · entry 2

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,209

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 20:18 UTC
Palmer Royce AlanEVP, Chief Financial Officer
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000066 · wf-form4_156581390158659.xml · nonDerivative · entry 1

Palmer Royce Alan · CIK 0001739312 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 26, 2019 14:57 UTC
Harper John LSenior Vice President
ConversionClass B Common Stock · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000058 · wf-form4_156416741984138.xml · derivative · entry 4

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,682

Underlying: Class A Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
July 26, 2019 Filed Jul 26, 2019 14:57 UTC
Harper John LSenior Vice President
ConversionClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000058 · wf-form4_156416741984138.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 14:30 UTC
Smith Fred Julius IIISenior Vice President
PurchaseClass B Common Stock · Derivative 140,389 $0.19 $27,347.78
Disclosure

SEC source: 0001718227-19-000048 · wf-form4_156104103556181.xml · derivative · entry 1

Smith Fred Julius III · CIK 0001739258 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,849

Underlying: Class A Common Stock · 140,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · shares: The reported transaction represents a privately negotiated purchase of shares of Class B Common Stock by the reporting person from an entity owned by an immediate family member of the reporting person.

F2 · price: The reported transaction represents a privately negotiated purchase of shares of Class B Common Stock by the reporting person from an entity owned by an immediate family member of the reporting person.

F1 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F1 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated purchase of shares of Class B Common Stock by the reporting person from an entity owned by an immediate family member of the reporting person.

Read SEC document
June 05, 2019 Filed Jun 5, 2019 21:33 UTC
Andrews Todd KeithChief Accounting Officer
ConversionClass B Common Stock · Derivative 76,159 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000045 · wf-form4_155977040587010.xml · derivative · entry 2

Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 76,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
June 05, 2019 Filed Jun 5, 2019 21:33 UTC
Andrews Todd KeithChief Accounting Officer
ConversionClass A Common Stock 76,159 $0.00 $0.00
Disclosure

SEC source: 0001718227-19-000045 · wf-form4_155977040587010.xml · nonDerivative · entry 1

Andrews Todd Keith · CIK 0001761266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A common stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 17:45 UTC
Flowers Robert P.Senior Vice President
SaleClass B Common Stock · Derivative 13,750 $12.00 $165,000.00
Disclosure

SEC source: 0001718227-19-000043 · wf-form4_155968469323841.xml · derivative · entry 2

Flowers Robert P. · CIK 0001739620 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,490

Underlying: Class A Common Stock · 13,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · shares: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock.

F2 · price: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F1 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.001 per share ("Class B Common Stock"), of Construction Partners, Inc. (the "Issuer") is convertible into one share of Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A Common Stock are entitled to one vote per share, and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.

F2 · derivative.underlying_shares: The reported transaction represents a privately negotiated sale of Class B Common Stock to another holder of Class B Common Stock.

Read SEC document
May 24, 2019 Filed May 29, 2019 20:49 UTC
Fleming Ned N IIIDirector · 10% owner
GrantClass A Common Stock 55,287 $13.28 $734,211.36
Disclosure

SEC source: 0001718227-19-000041 · wf-form4_155916292957295.xml · nonDerivative · entry 1

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,575

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 13:41 UTC GrantClass A Common Stock 38,192 $12.65 $483,128.80
Disclosure

SEC source: 0001718227-19-000039 · wf-form4_155794207810818.xml · nonDerivative · entry 1

McKay Michael H · CIK 0001739309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,192

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
Matteson Mark RDirector · 10% owner
GrantClass A Common Stock 38,192 $12.65 $483,128.80
Disclosure

SEC source: 0001718227-19-000036 · wf-form4_155794177762998.xml · nonDerivative · entry 1

Matteson Mark R · CIK 0001739134 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,192

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:40 UTC
Fleming Ned N IIIDirector · 10% owner
GrantClass A Common Stock 59,288 $12.65 $749,993.20
Disclosure

SEC source: 0001718227-19-000038 · wf-form4_155794200788470.xml · nonDerivative · entry 1

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,288

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:38 UTC
Jennings CraigDirector · 10% owner
GrantClass A Common Stock 38,192 $12.65 $483,128.80
Disclosure

SEC source: 0001718227-19-000037 · wf-form4_155794191667739.xml · nonDerivative · entry 1

Jennings Craig · CIK 0001739383 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,192

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:34 UTC GrantClass A Common Stock 38,192 $12.65 $483,128.80
Disclosure

SEC source: 0001718227-19-000035 · wf-form4_155794167073028.xml · nonDerivative · entry 1

Shaffer Stefan L · CIK 0001739260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,192

F1 · shares: Represents restricted shares of Class A common stock, par value $0.001, of Construction Partners, Inc. granted under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest as to two-thirds of the shares on January 1, 2021 and as to the remaining one-third of the shares on January 1, 2022.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 17:48 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass B Common Stock · Derivative 3,235,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · derivative · entry 6

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 2,661,970

Underlying: Class A Common Stock · 3,235,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 17:48 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass B Common Stock · Derivative 5,942,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · derivative · entry 5

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 4,889,339

Underlying: Class A Common Stock · 5,942,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

Read SEC document
April 18, 2019 Filed Apr 18, 2019 17:48 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass B Common Stock · Derivative 10,046,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · derivative · entry 4

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 8,265,763

Underlying: Class A Common Stock · 10,046,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.exercise_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F1 · derivative.expiration_date: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 18, 2019 Filed Apr 18, 2019 17:48 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass A Common Stock 3,235,516 $0.00 $0.00
Disclosure

SEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · nonDerivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 3,235,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund", and together with SunTx Expansion Fund and SunTx Fulcrum Fund, the "SunTx Funds"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.

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April 18, 2019 Filed Apr 18, 2019 17:48 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass A Common Stock 5,942,789 $0.00 $0.00
Disclosure

SEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 5,942,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").

Read SEC document
April 18, 2019 Filed Apr 18, 2019 17:48 UTC
SunTx Capital Management Corp.Director · 10% owner
SUNTX CAPITAL PARTNERS L PDirector · 10% owner
SunTx CPI Expansion Fund LPDirector · 10% owner
SunTx Fulcrum Fund Prime, L.P.Director · 10% owner
Fleming Ned N IIIDirector · 10% owner
Jennings CraigDirector · 10% owner
Matteson Mark RDirector · 10% owner
ConversionClass A Common Stock 10,046,695 $0.00 $0.00
Disclosure

SEC source: 0001739424-19-000002 · wf-form4_155562409420035.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund, L.P.

Disclosed balance after: 10,046,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As permitted by the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), the reporting person has elected to convert the reported number of shares of Class B Common Stock, par value $0.001 per share, of the Issuer ("Class B Common Stock") on a one-for-one basis into shares of Class A Common Stock, par value $0.001 per share, of the Issuer ("Class A Common Stock"). Holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. Holders of Class A Common Stock are entitled to one vote per share, and holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire and are convertible on a cashless basis into shares of Class A Common Stock at any time upon the election of the holder thereof.

F2 · ownership.nature: These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").

F3 · ownership.nature: The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP (defined in footnote 4), SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by the SunTx Funds (defined in footnote 5). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 15, 2019 Filed Dec 3, 2019 15:04 UTC
Flowers Robert P.Senior Vice President
SaleClass A Common Stock 1,500 $11.80 $17,700.00
Disclosure

SEC source: 0001718227-19-000091 · wf-form4_157540342815967.xml · nonDerivative · entry 1

Flowers Robert P. · CIK 0001739620 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:03 UTC
Fleming Ned N IIIDirector · 10% owner
PurchaseClass A Common Stock 4,000 $8.47 $33,895.20
Disclosure

SEC source: 0001707712-18-000004 · wf-form4_154584019883401.xml · nonDerivative · entry 1

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,000

Read SEC document
December 21, 2018 Filed Dec 26, 2018 14:34 UTC
Matteson Mark RDirector · 10% owner
PurchaseClass A Common Stock 1,000 $8.42 $8,418.50
Disclosure

SEC source: 0001739134-18-000002 · wf-form4_154583483031885.xml · nonDerivative · entry 1

Matteson Mark R · CIK 0001739134 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
December 19, 2018 Filed Jan 10, 2019 09:03 UTC
Harper John LSenior Vice President
PurchaseClass A Common Stock 11,000 $8.93 $98,230.00
Disclosure

SEC source: 0001739438-19-000003 · wf-form4_154712901199448.xml · nonDerivative · entry 1

Harper John L · CIK 0001739438 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee

Disclosed balance after: 20,000

F1 · ownership.nature: The reporting person serves as trustee of an irrevocable trust for the benefit of a family member, in which capacity the reporting person holds sole voting and investment control over securities held therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.