Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2018 Filed Feb 8, 2018 19:49 UTC |
SABOL THOMAS BSVP & CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000191 · doc4_5241.xml · derivative · entry 2 SABOL THOMAS B · CIK 0001223192 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:05 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
GrantRestricted Stock Units · Derivative | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-006698 · tv485367_4.xml · derivative · entry 9 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,627 Underlying: Common Stock · 11,627 shares Expires not disclosed F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F10 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F9 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F9 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F11 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of Rimini Street, Inc., who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is managing member of the general partner of AS 2007, AS 2008 and AS 2009 and is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds"). By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F12 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 13:56 UTC |
TAYLOR MARGARETDirector
|
GrantRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000164 · doc4_5228.xml · derivative · entry 2 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Underlying: Common Stock · 11,627 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 14:01 UTC |
ASHBURN TOMDirector
|
GrantRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000168 · doc4_5230.xml · derivative · entry 2 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Underlying: Common Stock · 11,627 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 18:58 UTC |
ACOSTA JACK LDirector
|
GrantRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000166 · doc4_5229.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Underlying: Common Stock · 11,627 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:52 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000195 · doc4_5242.xml · derivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:50 UTC |
Shay Thomas C.Director · SVP and CIO · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000193 · doc4_5243.xml · derivative · entry 2 Shay Thomas C. · CIK 0001717513 · Director · SVP and CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:47 UTC |
Slepko BrianSVP, Global Service Delivery
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000189 · doc4_5240.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:43 UTC |
Grady SebastianPresident
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000185 · doc4_5238.xml · derivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:45 UTC |
Maddock KevinSVP, Global Sales
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000187 · doc4_5239.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:30 UTC |
Winslow Daniel B.SVP & General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000178 · doc4_5235.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Mar 24, 2018 00:31 UTC Amendment |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 65,119 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000358 · doc4a_5293.xml · derivative · entry 3 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,119 Underlying: Common Stock · 65,119 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Mar 24, 2018 00:31 UTC Amendment |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 34,881 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001638599-18-000358 · doc4a_5293.xml · derivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,881 Underlying: Common Stock · 34,881 shares Expires 2023-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 13:08 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 435 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-18-000075 · doc4_5190.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,146 Underlying: Common Stock · 435 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 13:08 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionCommon Stock | 435 | $4.59 | $1,998.61 |
DisclosureSEC source: 0001638599-18-000075 · doc4_5190.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Mar 24, 2018 00:33 UTC |
Symon GregorySVP-Worldwide Field Operations
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $7.59 | $0.00 |
DisclosureSEC source: 0001638599-18-000361 · doc4_5327.xml · derivative · entry 1 Symon Gregory · CIK 0001731308 · SVP-Worldwide Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-01-08 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on January 8, 2019, January 8, 2020 and January 8, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:08 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001638599-17-001275 · doc4_5148.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,678 Underlying: Common Stock · 50,000 shares Expires 2017-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:08 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 50,000 | $0.39 | $19,490.00 |
DisclosureSEC source: 0001638599-17-001275 · doc4_5148.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 01:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001638599-17-001254 · doc4_5138.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,678 Underlying: Common Stock · 200,000 shares Expires 2017-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 01:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 200,000 | $0.39 | $77,960.00 |
DisclosureSEC source: 0001638599-17-001254 · doc4_5138.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 01:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
SaleCommon Stock | 200,000 | $7.00 | $1,400,000.00 |
DisclosureSEC source: 0001638599-17-001254 · doc4_5138.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,142 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:27 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,924 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001638599-17-001247 · doc4_5135.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,924 shares Expires 2017-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:27 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 1,924 | $0.39 | $750.36 |
DisclosureSEC source: 0001638599-17-001247 · doc4_5135.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:42 UTC |
Maddock KevinSVP, Global Sales
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-17-001249 · doc4_5136.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,019 Underlying: Common Stock · 100 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:42 UTC |
Maddock KevinSVP, Global Sales
|
Exercise / conversionCommon Stock | 100 | $1.19 | $119.45 |
DisclosureSEC source: 0001638599-17-001249 · doc4_5136.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 23:17 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.85 Strike: $0.85 | $849.30 |
DisclosureSEC source: 0001638599-17-001239 · doc4_5130.xml · derivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,559 Underlying: Common · 1,000 shares Expires 2020-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 23:17 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 1,000 | $0.85 | $849.30 |
DisclosureSEC source: 0001638599-17-001239 · doc4_5130.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 23:21 UTC |
Rowe David W.SVP & CMO
|
SaleCommon Stock | 2,000 | $7.00 | $14,000.00 |
DisclosureSEC source: 0001638599-17-001241 · doc4_5131.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · SVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 23:21 UTC |
Rowe David W.SVP & CMO
|
SaleCommon Stock | 1,900 | $7.13 | $13,547.00 |
DisclosureSEC source: 0001638599-17-001241 · doc4_5131.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 18:25 UTC |
ASHBURN TOMDirector
|
PurchaseCommon Stock | 500 | $7.50 | $3,750.00 |
DisclosureSEC source: 0001638599-17-001243 · doc4_5132.xml · nonDerivative · entry 1 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:32 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-17-001237 · doc4_5129.xml · derivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,503 Underlying: Common Stock · 100 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:32 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 100 | $1.16 | $115.56 |
DisclosureSEC source: 0001638599-17-001237 · doc4_5129.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 6, 2017 00:40 UTC |
CAPELLI STEVEN MDirector
|
PurchaseCommon Stock | 100 | $7.22 | $722.49 |
DisclosureSEC source: 0001638599-17-001216 · doc4_5121.xml · nonDerivative · entry 1 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Steven Capelli Living Trust Disclosed balance after: 100 Read SEC document |
| November 30, 2017 Filed Dec 2, 2017 01:19 UTC |
Bonchristiano AntonioDirector
|
PurchaseCommon Stock | 500 | $7.74 | $3,871.65 |
DisclosureSEC source: 0001638599-17-001189 · doc4_5103.xml · nonDerivative · entry 1 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 20:19 UTC |
TAYLOR MARGARETDirector
|
PurchaseCommon Stock | 200 | $7.29 | $1,458.00 |
DisclosureSEC source: 0001638599-17-001174 · doc4_5097.xml · nonDerivative · entry 6 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Margaret Taylor Trust Disclosed balance after: 1,000 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 20:19 UTC |
TAYLOR MARGARETDirector
|
PurchaseCommon Stock | 200 | $7.22 | $1,444.00 |
DisclosureSEC source: 0001638599-17-001174 · doc4_5097.xml · nonDerivative · entry 5 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Margaret Taylor Trust Disclosed balance after: 800 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 20:19 UTC |
TAYLOR MARGARETDirector
|
PurchaseCommon Stock | 100 | $7.10 | $710.00 |
DisclosureSEC source: 0001638599-17-001174 · doc4_5097.xml · nonDerivative · entry 4 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Margaret Taylor Trust Disclosed balance after: 600 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 20:19 UTC |
TAYLOR MARGARETDirector
|
PurchaseCommon Stock | 300 | $7.09 | $2,127.00 |
DisclosureSEC source: 0001638599-17-001174 · doc4_5097.xml · nonDerivative · entry 3 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Margaret Taylor Trust Disclosed balance after: 500 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 20:19 UTC |
TAYLOR MARGARETDirector
|
PurchaseCommon Stock | 100 | $7.08 | $708.00 |
DisclosureSEC source: 0001638599-17-001174 · doc4_5097.xml · nonDerivative · entry 2 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Margaret Taylor Trust Disclosed balance after: 200 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 20:19 UTC |
TAYLOR MARGARETDirector
|
PurchaseCommon Stock | 100 | $7.07 | $707.00 |
DisclosureSEC source: 0001638599-17-001174 · doc4_5097.xml · nonDerivative · entry 1 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Margaret Taylor Trust Disclosed balance after: 100 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 19:50 UTC |
Fleiss AndrewDirector
|
PurchaseCommon Stock | 400 | $7.12 | $2,848.00 |
DisclosureSEC source: 0001638599-17-001187 · doc4_5102.xml · nonDerivative · entry 2 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 19:50 UTC |
Fleiss AndrewDirector
|
PurchaseCommon Stock | 100 | $7.13 | $712.80 |
DisclosureSEC source: 0001638599-17-001187 · doc4_5102.xml · nonDerivative · entry 1 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| November 29, 2017 Filed Dec 2, 2017 02:17 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-17-001191 · doc4_5104.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,412 Underlying: Common Stock · 1,000 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2017 Filed Dec 2, 2017 02:17 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionCommon Stock | 1,000 | $4.59 | $4,594.50 |
DisclosureSEC source: 0001638599-17-001191 · doc4_5104.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:55 UTC |
SABOL THOMAS BSVP & CFO
|
PurchaseCommon Stock | 100 | $7.00 | $699.99 |
DisclosureSEC source: 0001638599-17-001169 · doc4_5091.xml · nonDerivative · entry 3 SABOL THOMAS B · CIK 0001223192 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Sabol Living Trust Disclosed balance after: 1,000 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:55 UTC |
SABOL THOMAS BSVP & CFO
|
PurchaseCommon Stock | 700 | $7.00 | $4,900.00 |
DisclosureSEC source: 0001638599-17-001169 · doc4_5091.xml · nonDerivative · entry 2 SABOL THOMAS B · CIK 0001223192 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Sabol Living Trust Disclosed balance after: 900 Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 22:55 UTC |
SABOL THOMAS BSVP & CFO
|
PurchaseCommon Stock | 200 | $7.25 | $1,450.00 |
DisclosureSEC source: 0001638599-17-001169 · doc4_5091.xml · nonDerivative · entry 1 SABOL THOMAS B · CIK 0001223192 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Sabol Living Trust Disclosed balance after: 200 Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:48 UTC |
Winslow Daniel B.SVP & General Counsel
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 125 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001209191-17-060409 · doc4.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,581 Underlying: Common Stock · 125 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:48 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionCommon Stock | 125 | $4.59 | $574.31 |
DisclosureSEC source: 0001209191-17-060409 · doc4.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 11:28 UTC |
Fleiss AndrewDirector
|
GrantEmployee Stock Option (right to buy) · Derivative | 4,209 | $0.00 Strike: $9.71 | $0.00 |
DisclosureSEC source: 0001209191-17-058542 · doc4.xml · derivative · entry 1 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,209 Underlying: Common Stock · 4,209 shares Expires 2027-10-30 F1 · derivative.exercise_date: 100% of the shares subject to the option will vest on October 10, 2018, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.