Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2018 Filed May 10, 2018 23:22 UTC |
Shay Thomas C.Director · SVP and CIO
|
GrantRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000534 · doc4_5406.xml · derivative · entry 2 Shay Thomas C. · CIK 0001717513 · Director · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:21 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
GrantRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000533 · doc4_5405.xml · derivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date. Read SEC document |
| May 07, 2018 Filed May 9, 2018 01:45 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,014 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,589 Underlying: Common Stock · 1,014 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2018 Filed May 9, 2018 01:45 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 1,014 | $7.78 | $7,888.92 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $8.15, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 07, 2018 Filed May 9, 2018 01:45 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 1,014 | $1.16 | $1,172.18 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 04, 2018 Filed May 9, 2018 01:45 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,900 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,603 Underlying: Common Stock · 3,900 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 04, 2018 Filed May 9, 2018 01:45 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 3,900 | $7.77 | $30,303.00 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.22 to $7.92, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 04, 2018 Filed May 9, 2018 01:45 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 3,900 | $1.16 | $4,508.40 |
DisclosureSEC source: 0001638599-18-000478 · doc4_5385.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:40 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,191 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000434 · doc4_5362.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,503 Underlying: Common Stock · 9,191 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:40 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 9,191 | $8.00 | $73,528.00 |
DisclosureSEC source: 0001638599-18-000434 · doc4_5362.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.83 to $8.16, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:40 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 9,191 | $1.16 | $10,624.80 |
DisclosureSEC source: 0001638599-18-000434 · doc4_5362.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 01:05 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,779 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,694 Underlying: Common Stock · 1,779 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 01:05 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 1,779 | $8.09 | $14,397.45 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.04 to $8.18, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 01:05 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 1,779 | $1.16 | $2,056.52 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 06, 2018 Filed Apr 11, 2018 01:05 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,326 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,473 Underlying: Common Stock · 16,326 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 06, 2018 Filed Apr 11, 2018 01:05 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 16,326 | $8.16 | $133,187.51 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.45, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| April 06, 2018 Filed Apr 11, 2018 01:05 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 16,326 | $1.16 | $18,872.86 |
DisclosureSEC source: 0001638599-18-000432 · doc4_5360.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,704 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · derivative · entry 16 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,799 Underlying: Common Stock · 2,704 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 2 | $8.50 | $17.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 15 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 101 | $8.49 | $857.49 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 14 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 101 | $8.48 | $856.48 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 13 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.47 | $847.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 12 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 300 | $8.47 | $2,539.50 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 11 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.45 | $845.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 10 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 400 | $8.35 | $3,340.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.34 | $834.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 900 | $8.33 | $7,497.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 200 | $8.33 | $1,665.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.29 | $829.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.29 | $828.50 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,504 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.08 | $808.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $8.04 | $804.00 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,704 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 05, 2018 Filed Apr 10, 2018 00:48 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 2,704 | $1.16 | $3,125.82 |
DisclosureSEC source: 0001638599-18-000430 · doc4_5358.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 21, 2018 Filed Mar 24, 2018 00:31 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,723 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001638599-18-000357 · doc4_5325.xml · derivative · entry 4 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,723 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 21, 2018 Filed Mar 24, 2018 00:31 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,766 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001638599-18-000357 · doc4_5325.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,766 shares Expires 2018-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 21, 2018 Filed Mar 24, 2018 00:31 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 1,723 | $0.70 | $1,206.10 |
DisclosureSEC source: 0001638599-18-000357 · doc4_5325.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2018 Filed Mar 24, 2018 00:31 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 1,766 | $0.43 | $759.38 |
DisclosureSEC source: 0001638599-18-000357 · doc4_5325.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 01:37 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 652 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-18-000336 · doc4_5318.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,277 Underlying: Common Stock · 652 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 01:37 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionCommon Stock | 652 | $4.59 | $2,995.61 |
DisclosureSEC source: 0001638599-18-000336 · doc4_5318.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 01:52 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-000323 · doc4_5313.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,503 Underlying: Common Stock · 20,000 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 01:52 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 20,000 | $7.82 | $156,358.00 |
DisclosureSEC source: 0001638599-18-000323 · doc4_5313.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 01:52 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 20,000 | $1.16 | $23,112.00 |
DisclosureSEC source: 0001638599-18-000323 · doc4_5313.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:04 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 217 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-18-000198 · doc4_5245.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,929 Underlying: Common Stock · 217 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:04 UTC |
Winslow Daniel B.SVP & General Counsel
|
Exercise / conversionCommon Stock | 217 | $4.59 | $997.01 |
DisclosureSEC source: 0001638599-18-000198 · doc4_5245.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:36 UTC |
Lyskawa NancySVP - Global Client Onboarding
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GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000182 · doc4_5237.xml · derivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 14:09 UTC |
Fleiss AndrewDirector
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GrantRestricted Stock Unit · Derivative | 23,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000174 · doc4_5233.xml · derivative · entry 2 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,255 Underlying: Common Stock · 23,255 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 50% of the Restricted Stock Units awarded will vest on February 6, 2019, with the remaining 50% vesting on February 6, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through each such date. F2 · derivative.expiration_date: 50% of the Restricted Stock Units awarded will vest on February 6, 2019, with the remaining 50% vesting on February 6, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:15 UTC |
Murray Robin P.Director
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GrantRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000176 · doc4_5234.xml · derivative · entry 9 Murray Robin P. · CIK 0001717449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Underlying: Common Stock · 11,627 shares Expires not disclosed F9 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F11 · shares: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is managing member of the general partner of AS 2007, AS 2008 and AS 2009 and is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds"). By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. Mr. Murray disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F10 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F10 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:34 UTC |
Rowe David W.SVP & CMO
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GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000180 · doc4_5236.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · SVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest 100% on February 6, 2019, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:07 UTC |
Bonchristiano AntonioDirector
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GrantRestricted Stock Unit · Derivative | 23,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000172 · doc4_5232.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,255 Underlying: Common Stock · 23,255 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 50% of the Restricted Stock Units awarded will vest on February 6, 2019, with the remaining 50% vesting on February 6, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through each such date. F2 · derivative.expiration_date: 50% of the Restricted Stock Units awarded will vest on February 6, 2019, with the remaining 50% vesting on February 6, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through each such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:04 UTC |
CAPELLI STEVEN MDirector
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GrantRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000170 · doc4_5231.xml · derivative · entry 2 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Underlying: Common Stock · 11,627 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 6, 2019, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.