Tapewire

Nasdaq · USD

RMNI

Rimini Street, Inc.

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Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 18, 2020 21:57 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3,500 $5.09 $17,815.00
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:57 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 3,500 $1.19 $4,180.75
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:00 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionRestricted Stock Unit · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000186 · doc4_6529.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 13, 2019, the reporting person was granted 1,692 Restricted Stock Units, 100% of which vested on February 13, 2020.

F2 · derivative.expiration_date: On February 13, 2019, the reporting person was granted 1,692 Restricted Stock Units, 100% of which vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:00 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Tax withholdingCommon Stock 715 $4.80 $3,431.36
Disclosure

SEC source: 0001638599-20-000186 · doc4_6529.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,007

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:00 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionCommon Stock 1,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000186 · doc4_6529.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionRestricted Stock Unit · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On February 13, 2019, the reporting person was granted 1,692 Restricted Stock Units, 100% of which vested on February 13, 2020.

F5 · derivative.expiration_date: On February 13, 2019, the reporting person was granted 1,692 Restricted Stock Units, 100% of which vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC
Maddock KevinSVP, Global Sales - Recurring
Tax withholdingCommon Stock 715 $4.80 $3,431.36
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 17:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,628 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000141 · doc4_6506.xml · derivative · entry 2

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 23,255 Restricted Stock Units which vested 50% of which vested on February 6, 2019 and 50% of which vested on February 6, 2020.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 23,255 Restricted Stock Units which vested 50% of which vested on February 6, 2019 and 50% of which vested on February 6, 2020.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 17:54 UTC Exercise / conversionCommon Stock 11,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000141 · doc4_6506.xml · nonDerivative · entry 1

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,628 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000140 · doc4_6505.xml · derivative · entry 2

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 23,255 Restricted Stock Units which vested 50% of which vested on February 6, 2019 and 50% of which vested on February 6, 2020.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 23,255 Restricted Stock Units which vested 50% of which vested on February 6, 2019 and 50% of which vested on February 6, 2020.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:53 UTC Exercise / conversionCommon Stock 11,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000140 · doc4_6505.xml · nonDerivative · entry 1

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:52 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 1,631 $5.00 $8,155.00
Disclosure

SEC source: 0001638599-20-000139 · doc4_6504.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,045,316

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:52 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 14,476 $5.01 $72,527.66
Disclosure

SEC source: 0001638599-20-000139 · doc4_6504.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,046,947

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.07, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 22:46 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3 $5.09 $15.27
Disclosure

SEC source: 0001638599-20-000134 · doc4_6502.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,243

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 04, 2020 Filed Feb 13, 2021 00:31 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001419 · form5.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,045,316

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:46 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000134 · doc4_6502.xml · derivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Common Stock · 3,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:46 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3,500 $5.09 $17,815.00
Disclosure

SEC source: 0001638599-20-000134 · doc4_6502.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:46 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 3,500 $1.19 $4,180.75
Disclosure

SEC source: 0001638599-20-000134 · doc4_6502.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
January 30, 2020 Filed Feb 13, 2021 00:31 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001419 · form5.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,045,316

Read SEC document
January 27, 2020 Filed Jan 27, 2020 21:48 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000097 · doc4_6485.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900

Underlying: Common Stock · 3,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 27, 2020 Filed Jan 27, 2020 21:48 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3,500 $5.18 $18,114.95
Disclosure

SEC source: 0001638599-20-000097 · doc4_6485.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.21, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 27, 2020 Filed Jan 27, 2020 21:48 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 3,500 $1.19 $4,180.75
Disclosure

SEC source: 0001638599-20-000097 · doc4_6485.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 21:52 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 300 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001638599-20-000101 · doc4_6486.xml · derivative · entry 6

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,534

Underlying: Common Stock · 300 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 21:52 UTC SaleCommon Stock 300 $5.38 $1,614.00
Disclosure

SEC source: 0001638599-20-000101 · doc4_6486.xml · nonDerivative · entry 4

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 21:52 UTC Exercise / conversionCommon Stock 300 $1.16 $346.68
Disclosure

SEC source: 0001638599-20-000101 · doc4_6486.xml · nonDerivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:50 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 30,000 $5.26 $157,794.00
Disclosure

SEC source: 0001638599-20-000099 · doc4_6487.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,161,423

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.34, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:52 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,510 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001638599-20-000101 · doc4_6486.xml · derivative · entry 5

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,834

Underlying: Common Stock · 32,510 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:52 UTC SaleCommon Stock 32,510 $5.33 $173,275.05
Disclosure

SEC source: 0001638599-20-000101 · doc4_6486.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.35, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:52 UTC Exercise / conversionCommon Stock 32,510 $1.16 $37,568.56
Disclosure

SEC source: 0001638599-20-000101 · doc4_6486.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:48 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000097 · doc4_6485.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,400

Underlying: Common Stock · 3,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:48 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3,500 $5.09 $17,815.00
Disclosure

SEC source: 0001638599-20-000097 · doc4_6485.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:48 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 3,500 $1.19 $4,180.75
Disclosure

SEC source: 0001638599-20-000097 · doc4_6485.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · derivative · entry 8

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

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January 08, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 2,000 $3.96 $7,920.00
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.97 $3,969.00
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.96 to $3.97, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 2,000 $4.00 $8,000.00
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:26 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000060 · doc4_6466.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 06, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · derivative · entry 11

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 06, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 2,000 $3.95 $7,903.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 8

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.95 to $3.9525, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 06, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.96 $3,960.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 06, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · derivative · entry 10

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 2,000 $3.95 $7,900.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.94 $3,940.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000047 · doc4_6442.xml · derivative · entry 2

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.