Tapewire

Nasdaq · USD

RMNI

Rimini Street, Inc.

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Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 5, 2020 23:02 UTC
Maddock KevinEVP, Global Sales - Recurring
SaleCommon Stock 1,000 $4.43 $4,430.00
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:02 UTC
Maddock KevinEVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 21:30 UTC
Rowe David W.EVP and CMO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,082 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,273

Underlying: Common Stock · 48,082 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 21:30 UTC
Rowe David W.EVP and CMO
SaleCommon Stock 48,082 $4.00 $192,328.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 21:30 UTC
Rowe David W.EVP and CMO
Exercise / conversionCommon Stock 48,082 $1.05 $50,471.68
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC
Rowe David W.EVP and CMO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,355

Underlying: Common Stock · 100 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC
Rowe David W.EVP and CMO
SaleCommon Stock 100 $4.00 $400.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC
Rowe David W.EVP and CMO
Exercise / conversionCommon Stock 100 $1.05 $104.97
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:44 UTC
Rowe David W.EVP and CMO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000367 · doc4_6631.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,455

Underlying: Common Stock · 1,000 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:44 UTC
Rowe David W.EVP and CMO
SaleCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0001638599-20-000367 · doc4_6631.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:44 UTC
Rowe David W.EVP and CMO
Exercise / conversionCommon Stock 1,000 $1.05 $1,049.70
Disclosure

SEC source: 0001638599-20-000367 · doc4_6631.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC
Maddock KevinEVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · derivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC
Maddock KevinEVP, Global Sales - Recurring
SaleCommon Stock 2,000 $3.78 $7,560.00
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC
Maddock KevinEVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.78 $3,780.00
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC
Maddock KevinEVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:45 UTC
Rowe David W.SVP and CMO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 818 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000360 · doc4_6627.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,455

Underlying: Common Stock · 818 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:45 UTC
Rowe David W.SVP and CMO
SaleCommon Stock 818 $4.00 $3,272.00
Disclosure

SEC source: 0001638599-20-000360 · doc4_6627.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:45 UTC
Rowe David W.SVP and CMO
Exercise / conversionCommon Stock 818 $1.05 $858.65
Disclosure

SEC source: 0001638599-20-000360 · doc4_6627.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 27,051 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · derivative · entry 12

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,051 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 27,051 $4.00 $108,163.42
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 8

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.925 to $4.14, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 27,051 $0.85 $22,974.41
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 7

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,037 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · derivative · entry 11

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,051

Underlying: Common Stock · 21,037 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 21,037 $4.09 $86,009.77
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 6

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.23, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 21,037 $0.85 $17,866.72
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 5

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,481 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · derivative · entry 10

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,481 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $0.849313 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,297 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · derivative · entry 9

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,088

Underlying: Common Stock · 21,297 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 2,481 $4.02 $9,969.90
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 4

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.98 to $4.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 2,481 $0.85 $2,107.11
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $0.849313 but due to space limitations could not be entered above.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 21,297 $4.02 $85,581.99
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.98 to $4.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:11 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 21,297 $0.85 $18,087.54
Disclosure

SEC source: 0001638599-20-000281 · doc4_6586.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 01:05 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,655 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000267 · doc4_6578.xml · derivative · entry 6

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,368

Underlying: Common Stock · 11,655 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 01:05 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 11,655 $4.10 $47,794.82
Disclosure

SEC source: 0001638599-20-000267 · doc4_6578.xml · nonDerivative · entry 4

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.18, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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March 06, 2020 Filed Mar 10, 2020 01:05 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 11,655 $0.85 $9,898.59
Disclosure

SEC source: 0001638599-20-000267 · doc4_6578.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

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March 05, 2020 Filed Mar 10, 2020 01:05 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,705 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000267 · doc4_6578.xml · derivative · entry 5

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,023

Underlying: Common Stock · 9,705 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

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March 05, 2020 Filed Mar 10, 2020 01:05 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 9,705 $4.18 $40,580.49
Disclosure

SEC source: 0001638599-20-000267 · doc4_6578.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.07 to $4.23, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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March 05, 2020 Filed Mar 10, 2020 01:05 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 9,705 $0.85 $8,242.46
Disclosure

SEC source: 0001638599-20-000267 · doc4_6578.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

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March 04, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,887 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · derivative · entry 9

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,841

Underlying: Common Stock · 18,887 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The full exercise price is $0.849313 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 18,887 $4.34 $82,052.68
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · nonDerivative · entry 6

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.28 to $4.42, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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March 04, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 18,887 $0.85 $16,040.73
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · nonDerivative · entry 5

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The full exercise price is $0.849313 but due to space limitations could not be entered above.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,129 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · derivative · entry 8

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,728

Underlying: Common Stock · 16,129 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The full exercise price is $0.849313 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 16,129 $4.37 $70,449.86
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · nonDerivative · entry 4

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.48, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 16,129 $0.85 $13,698.36
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The full exercise price is $0.849313 but due to space limitations could not be entered above.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,408 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · derivative · entry 7

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,385

Underlying: Common Stock · 25,408 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 25,408 $4.51 $114,595.16
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.44 to $4.70, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:29 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 25,408 $0.85 $21,579.01
Disclosure

SEC source: 0001638599-20-000251 · doc4_6573.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The full exercise price is $0.849304 but due to space limitations could not be entered above.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:50 UTC
Mbugua StanleyGVP & Chief Accounting Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000225 · doc4_6551.xml · derivative · entry 2

Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 25, 2021, February 25, 2022 and February 25, 2023, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 25, 2021, February 25, 2022 and February 25, 2023, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:51 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000226 · doc4_6552.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,600

Underlying: Common Stock · 1,300 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:51 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,300 $5.09 $6,617.00
Disclosure

SEC source: 0001638599-20-000226 · doc4_6552.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:51 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,300 $1.19 $1,552.85
Disclosure

SEC source: 0001638599-20-000226 · doc4_6552.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:57 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 3,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.