Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2020 Filed Aug 6, 2020 23:36 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000703 · doc4_6807.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:36 UTC |
Grady SebastianPresident
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000702 · doc4_6806.xml · derivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 23:31 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000719 · doc4_6819.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:00 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,611 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000690 · doc4_6805.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,674 Underlying: Common Stock · 21,611 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:00 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 21,611 | $5.36 | $115,776.61 |
DisclosureSEC source: 0001638599-20-000690 · doc4_6805.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.325 to $5.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:00 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 21,611 | $1.16 | $24,973.67 |
DisclosureSEC source: 0001638599-20-000690 · doc4_6805.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,537 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,105 Underlying: Common Stock · 10,537 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 10,537 | $5.32 | $56,063.16 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.34, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 10,537 | $1.16 | $12,176.56 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 105,038 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,642 Underlying: Common Stock · 105,038 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 105,038 | $5.35 | $561,753.73 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.54, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 105,038 | $1.16 | $121,381.91 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 230,383 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,860 Underlying: Common Stock · 230,383 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 230,383 | $5.61 | $1,293,162.82 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.52 to $5.715, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 21:37 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 230,383 | $1.16 | $266,230.59 |
DisclosureSEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 80,750 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,063 Underlying: Common Stock · 80,750 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 80,750 | $5.64 | $455,131.23 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.51 to $5.69, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 80,750 | $1.16 | $93,314.70 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 42,064 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,813 Underlying: Common Stock · 42,064 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 42,064 | $5.52 | $232,332.09 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.44 to $5.64, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 42,064 | $1.16 | $48,609.16 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 27, 2020 Filed Jul 30, 2020 00:06 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 1,834 | $5.49 | $10,075.26 |
DisclosureSEC source: 0001638599-20-000684 · doc4_6802.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 to $5.52, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 21:01 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 5,000 | $5.27 | $26,336.00 |
DisclosureSEC source: 0001638599-20-000678 · doc4_6799.xml · nonDerivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,197 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.16 to $5.325, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 69,964 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,877 Underlying: Common Stock · 69,964 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 69,964 | $5.44 | $380,366.28 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.56, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:26 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 69,964 | $1.16 | $80,850.40 |
DisclosureSEC source: 0001638599-20-000680 · doc4_6801.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 22:52 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,792 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000676 · doc4_6798.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,841 Underlying: Common Stock · 5,792 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 22:52 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 5,792 | $5.32 | $30,813.44 |
DisclosureSEC source: 0001638599-20-000676 · doc4_6798.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 22:52 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 5,792 | $1.16 | $6,693.24 |
DisclosureSEC source: 0001638599-20-000676 · doc4_6798.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 22, 2020 Filed Jul 22, 2020 21:49 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 2,744 | $5.28 | $14,488.32 |
DisclosureSEC source: 0001638599-20-000674 · doc4_6797.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,840 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.29, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 21:01 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 5,000 | $5.23 | $26,126.00 |
DisclosureSEC source: 0001638599-20-000678 · doc4_6799.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,197 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.17 to $5.28, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 21:49 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 31,301 | $5.29 | $165,676.19 |
DisclosureSEC source: 0001638599-20-000674 · doc4_6797.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,584 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.32, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 22:52 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,144 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000676 · doc4_6798.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,633 Underlying: Common Stock · 1,144 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 22:52 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 1,144 | $5.32 | $6,087.11 |
DisclosureSEC source: 0001638599-20-000676 · doc4_6798.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.33, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 22:52 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 1,144 | $1.16 | $1,322.01 |
DisclosureSEC source: 0001638599-20-000676 · doc4_6798.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 20, 2020 Filed Jul 20, 2020 22:54 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 5,000 | $5.20 | $25,980.50 |
DisclosureSEC source: 0001638599-20-000672 · doc4_6796.xml · nonDerivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,197 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.16 to $5.19, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 21:49 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 15,735 | $5.23 | $82,229.54 |
DisclosureSEC source: 0001638599-20-000674 · doc4_6797.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,885 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.1712 to $5.28, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 17, 2020 Filed Jul 17, 2020 21:50 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,779 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001638599-20-000665 · doc4_6792.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,777 Underlying: Common Stock · 29,779 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 17, 2020 Filed Jul 17, 2020 21:50 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 29,779 | $5.32 | $158,492.77 |
DisclosureSEC source: 0001638599-20-000665 · doc4_6792.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.33, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 17, 2020 Filed Jul 17, 2020 21:50 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 29,779 | $1.12 | $33,221.45 |
DisclosureSEC source: 0001638599-20-000665 · doc4_6792.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 22:54 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 5,000 | $5.25 | $26,248.00 |
DisclosureSEC source: 0001638599-20-000672 · doc4_6796.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,197 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.17 to $5.28, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 22:54 UTC Amendment |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,779 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000671 · doc4a_6794.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,777 Underlying: Common Stock · 29,779 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 22:54 UTC Amendment |
Grady SebastianPresident
|
SaleCommon Stock | 29,779 | $5.32 | $158,492.77 |
DisclosureSEC source: 0001638599-20-000671 · doc4a_6794.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.33, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 22:54 UTC Amendment |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 29,779 | $1.16 | $34,412.61 |
DisclosureSEC source: 0001638599-20-000671 · doc4a_6794.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 21:50 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 293 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001638599-20-000665 · doc4_6792.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,556 Underlying: Common Stock · 293 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 21:50 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 293 | $5.32 | $1,559.26 |
DisclosureSEC source: 0001638599-20-000665 · doc4_6792.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.33, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 21:50 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 293 | $1.12 | $326.87 |
DisclosureSEC source: 0001638599-20-000665 · doc4_6792.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:54 UTC Amendment |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 293 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000671 · doc4a_6794.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,556 Underlying: Common Stock · 293 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:54 UTC Amendment |
Grady SebastianPresident
|
SaleCommon Stock | 293 | $5.32 | $1,559.26 |
DisclosureSEC source: 0001638599-20-000671 · doc4a_6794.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.33, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:54 UTC Amendment |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 293 | $1.16 | $338.59 |
DisclosureSEC source: 0001638599-20-000671 · doc4a_6794.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.