RMNI

SEC source: 0001638599-21-000265 · doc4_7115.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 1,329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 23, 2022, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 23, 2022, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date.

SEC source: 0001638599-21-000265 · doc4_7115.xml · derivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on February 23, 2022, February 23, 2023 and February 23, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on February 23, 2022, February 23, 2023 and February 23, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through each such date.

SEC source: 0001638599-21-000242 · doc4_7103.xml · derivative · entry 8

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980

Underlying: Common Stock · 7,941 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $4.845283 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000242 · doc4_7103.xml · derivative · entry 7

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,059 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $4.845471 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000242 · doc4_7103.xml · nonDerivative · entry 4

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.88 to $8.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000242 · doc4_7103.xml · nonDerivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $4.845283 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000242 · doc4_7103.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.88 to $8.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000242 · doc4_7103.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $4.845471 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000214 · doc4_7084.xml · derivative · entry 9

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,059

Underlying: Common Stock · 10,000 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $4.845471 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000214 · doc4_7084.xml · nonDerivative · entry 6

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.08 to $8.30, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000214 · doc4_7084.xml · nonDerivative · entry 5

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $4.845471 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000214 · doc4_7084.xml · derivative · entry 8

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,059

Underlying: Common Stock · 3,901 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $4.845471 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000214 · doc4_7084.xml · derivative · entry 7

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,099 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000214 · doc4_7084.xml · nonDerivative · entry 4

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.15 to $8.45, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000214 · doc4_7084.xml · nonDerivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $4.845471 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000214 · doc4_7084.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.11 to $8.45, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000214 · doc4_7084.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000164 · doc4_7063.xml · derivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,099

Underlying: Common Stock · 10,000 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000164 · doc4_7063.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.50, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000164 · doc4_7063.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F2 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000130 · doc4_7049.xml · derivative · entry 6

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,099

Underlying: Common Stock · 10,000 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000130 · doc4_7049.xml · nonDerivative · entry 4

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.33 to $8.75, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000130 · doc4_7049.xml · nonDerivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F2 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000132 · doc4_7050.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Underlying: Common Stock · 15,961 shares

Expires 2024-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The full exercise price is $4.84532 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000132 · doc4_7050.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,963

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000132 · doc4_7050.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The full exercise price is $4.84532 but due to space limitations could not be entered above.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000132 · doc4_7050.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,320 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $4.845399 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000132 · doc4_7050.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,963

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000132 · doc4_7050.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,713

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000132 · doc4_7050.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $4.845399 but due to space limitations could not be entered above.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000130 · doc4_7049.xml · derivative · entry 5

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,099

Underlying: Common Stock · 10,000 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000130 · doc4_7049.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.91 to $8.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000130 · doc4_7049.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F2 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000127 · doc4_7036.xml · derivative · entry 9

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099

Underlying: Common Stock · 10,000 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000127 · doc4_7036.xml · nonDerivative · entry 6

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.13, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000127 · doc4_7036.xml · nonDerivative · entry 5

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000127 · doc4_7036.xml · derivative · entry 8

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,099

Underlying: Common Stock · 8,313 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000127 · doc4_7036.xml · derivative · entry 7

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,687 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000127 · doc4_7036.xml · nonDerivative · entry 4

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.08, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000127 · doc4_7036.xml · nonDerivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The full exercise price is $4.594581 but due to space limitations could not be entered above.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000127 · doc4_7036.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.08, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000127 · doc4_7036.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000115 · doc4_7031.xml · derivative · entry 6

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

Underlying: Common Stock · 10,000 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000115 · doc4_7031.xml · nonDerivative · entry 4

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,363

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.89, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000115 · doc4_7031.xml · nonDerivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above.

F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000120 · doc4_7033.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,853

Underlying: Common Stock · 15,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-21-000120 · doc4_7033.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,813

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000120 · doc4_7033.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000124 · doc4_7034.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,713

F1 · kind: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-21-000115 · doc4_7031.xml · derivative · entry 5

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,687

Underlying: Common Stock · 10,000 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above.

F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.