Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2022 Filed Jun 2, 2022 23:07 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000115 · wf-form4_165421125346158.xml · derivative · entry 11 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F13 · derivative.exercise_date: On June 1, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. F13 · derivative.expiration_date: On June 1, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:07 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionCommon Stock | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000115 · wf-form4_165421125346158.xml · nonDerivative · entry 10 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Fred Wang and the Reporting Person, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:18 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000121 · wf-form4_165421549066743.xml · derivative · entry 3 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:18 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionCommon Stock | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000121 · wf-form4_165421549066743.xml · nonDerivative · entry 1 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:36 UTC |
MCCALLUM KATRINKADirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000123 · wf-form4_165421657658396.xml · derivative · entry 2 MCCALLUM KATRINKA · CIK 0001201242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,307 Underlying: Common Stock · 15,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.exercise_date: On October 1, 2021, the Reporting Person was awarded 30,614 Restricted Stock Units, 50% of which vested on May 31, 2022, the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. The remainder shall vest and settle into shares of the Issuer's common stock upon the earlier to occur of the two-year anniversary of the grant date or the day before the date of the Issuer's second Annual Meeting of Stockholders occurring after the grant date (subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors through the vesting date). F2 · derivative.expiration_date: On October 1, 2021, the Reporting Person was awarded 30,614 Restricted Stock Units, 50% of which vested on May 31, 2022, the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. The remainder shall vest and settle into shares of the Issuer's common stock upon the earlier to occur of the two-year anniversary of the grant date or the day before the date of the Issuer's second Annual Meeting of Stockholders occurring after the grant date (subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors through the vesting date). Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:36 UTC |
MCCALLUM KATRINKADirector
|
Exercise / conversionCommon Stock | 15,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000123 · wf-form4_165421657658396.xml · nonDerivative · entry 1 MCCALLUM KATRINKA · CIK 0001201242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 19:48 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000117 · wf-form4_165421370497825.xml · derivative · entry 3 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 19:48 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionCommon Stock | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000117 · wf-form4_165421370497825.xml · nonDerivative · entry 1 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:05 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000119 · wf-form4_165421472957915.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 00:05 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionCommon Stock | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000119 · wf-form4_165421472957915.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 17:46 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-067985 · tm2217667-1_4seq1.xml · derivative · entry 11 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 27,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · shares: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.exercise_date: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.expiration_date: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 17:46 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionCommon Stock | 27,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-067985 · tm2217667-1_4seq1.xml · nonDerivative · entry 10 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:25 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
SaleCommon Stock | 2,445 | $5.73 | $14,003.98 |
DisclosureSEC source: 0001635282-22-000099 · wf-form4_165231150255862.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,161 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:47 UTC |
Rowe David W.EVP, Global Transformation
|
SaleCommon Stock | 2,916 | $5.73 | $16,701.68 |
DisclosureSEC source: 0001635282-22-000103 · wf-form4_165231285122916.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP, Global Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,956 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 09, 2022 Filed May 12, 2022 00:27 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
|
SaleCommon Stock | 2,183 | $5.73 | $12,503.35 |
DisclosureSEC source: 0001635282-22-000109 · wf-form4_165231525586976.xml · nonDerivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,690 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 09, 2022 Filed May 12, 2022 00:16 UTC |
Slepko BrianEVP, Global Service Delivery
|
SaleCommon Stock | 2,965 | $5.73 | $16,982.33 |
DisclosureSEC source: 0001635282-22-000107 · wf-form4_165231455840737.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,712 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:58 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
SaleCommon Stock | 2,062 | $5.73 | $11,810.31 |
DisclosureSEC source: 0001635282-22-000105 · wf-form4_165231351882270.xml · nonDerivative · entry 2 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,798 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:35 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 2,976 | $5.73 | $17,045.34 |
DisclosureSEC source: 0001635282-22-000101 · wf-form4_165231211906215.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,436 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:13 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 3,040 | $5.73 | $17,411.90 |
DisclosureSEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,371 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:25 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000099 · wf-form4_165231150255862.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:25 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000099 · wf-form4_165231150255862.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:47 UTC |
Rowe David W.EVP, Global Transformation
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000103 · wf-form4_165231285122916.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · EVP, Global Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:47 UTC |
Rowe David W.EVP, Global Transformation
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000103 · wf-form4_165231285122916.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP, Global Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2022 Filed May 12, 2022 00:27 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000109 · wf-form4_165231525586976.xml · derivative · entry 4 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 12, 2022 00:27 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000109 · wf-form4_165231525586976.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2022 Filed May 12, 2022 00:16 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000107 · wf-form4_165231455840737.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 12, 2022 00:16 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000107 · wf-form4_165231455840737.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:58 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000105 · wf-form4_165231351882270.xml · derivative · entry 3 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:58 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000105 · wf-form4_165231351882270.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:35 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000101 · wf-form4_165231211906215.xml · derivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:35 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000101 · wf-form4_165231211906215.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:13 UTC |
Grady SebastianPresident
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| May 07, 2022 Filed May 11, 2022 23:13 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:20 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000071 · wf-form4_164945639529382.xml · derivative · entry 3 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On April 6, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on April 6, 2022. The remaining two-thirds will vest ratably on April 6, 2023 and April 6, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On April 6, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on April 6, 2022. The remaining two-thirds will vest ratably on April 6, 2023 and April 6, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:20 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
SaleCommon Stock | 3,321 | $6.02 | $19,992.42 |
DisclosureSEC source: 0001635282-22-000071 · wf-form4_164945639529382.xml · nonDerivative · entry 2 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,455 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:20 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000071 · wf-form4_164945639529382.xml · nonDerivative · entry 1 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:15 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
SaleCommon Stock | 10,630 | $5.96 | $63,368.62 |
DisclosureSEC source: 0001635282-22-000069 · wf-form4_164703693740910.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,526 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $5.97, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:12 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
|
SaleCommon Stock | 2,415 | $6.00 | $14,490.00 |
DisclosureSEC source: 0001635282-22-000068 · wf-form4_164703667435474.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 11,416,509 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 22:51 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 211,132 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001635282-22-000065 · wf-form4_164686625665021.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 211,132 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 22:51 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 211,132 | $1.19 | $252,218.29 |
DisclosureSEC source: 0001635282-22-000065 · wf-form4_164686625665021.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2022 Filed Feb 3, 2023 23:32 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-23-000004 · wf-form5_167546711334169.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 11,296,509 Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 01:09 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000053 · wf-form4_164644254958159.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 01:09 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
SaleCommon Stock | 2,850 | $4.36 | $12,426.00 |
DisclosureSEC source: 0001635282-22-000053 · wf-form4_164644254958159.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,272 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 01:09 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000053 · wf-form4_164644254958159.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 01:41 UTC |
Rowe David W.EVP, Global Transformation
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000059 · wf-form4_164644447802189.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · EVP, Global Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 01:41 UTC |
Rowe David W.EVP, Global Transformation
|
SaleCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000059 · wf-form4_164644447802189.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP, Global Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,538 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 01:41 UTC |
Rowe David W.EVP, Global Transformation
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000059 · wf-form4_164644447802189.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP, Global Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 02:01 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000063 · wf-form4_164644570296963.xml · derivative · entry 3 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 02:01 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
SaleCommon Stock | 3,415 | $4.36 | $14,889.40 |
DisclosureSEC source: 0001635282-22-000063 · wf-form4_164644570296963.xml · nonDerivative · entry 2 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,156 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| February 23, 2022 Filed Mar 5, 2022 02:01 UTC |
Salaets StevenCIO, EVP Glob. Shared Services
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000063 · wf-form4_164644570296963.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.