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Nasdaq · USD

RMNI

Rimini Street, Inc.

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5475
SEC CIK
0001635282
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699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2022 Filed Jun 2, 2022 23:07 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000115 · wf-form4_165421125346158.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F13 · derivative.exercise_date: On June 1, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

F13 · derivative.expiration_date: On June 1, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 23:07 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionCommon Stock 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000115 · wf-form4_165421125346158.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Fred Wang and the Reporting Person, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:18 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000121 · wf-form4_165421549066743.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:18 UTC Exercise / conversionCommon Stock 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000121 · wf-form4_165421549066743.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,307 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000123 · wf-form4_165421657658396.xml · derivative · entry 2

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,307

Underlying: Common Stock · 15,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: On October 1, 2021, the Reporting Person was awarded 30,614 Restricted Stock Units, 50% of which vested on May 31, 2022, the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. The remainder shall vest and settle into shares of the Issuer's common stock upon the earlier to occur of the two-year anniversary of the grant date or the day before the date of the Issuer's second Annual Meeting of Stockholders occurring after the grant date (subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors through the vesting date).

F2 · derivative.expiration_date: On October 1, 2021, the Reporting Person was awarded 30,614 Restricted Stock Units, 50% of which vested on May 31, 2022, the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. The remainder shall vest and settle into shares of the Issuer's common stock upon the earlier to occur of the two-year anniversary of the grant date or the day before the date of the Issuer's second Annual Meeting of Stockholders occurring after the grant date (subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors through the vesting date).

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:36 UTC Exercise / conversionCommon Stock 15,307 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000123 · wf-form4_165421657658396.xml · nonDerivative · entry 1

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 19:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000117 · wf-form4_165421370497825.xml · derivative · entry 3

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 19:48 UTC Exercise / conversionCommon Stock 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000117 · wf-form4_165421370497825.xml · nonDerivative · entry 1

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000119 · wf-form4_165421472957915.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 27,565 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:05 UTC Exercise / conversionCommon Stock 27,565 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000119 · wf-form4_165421472957915.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 17:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-067985 · tm2217667-1_4seq1.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · shares: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.exercise_date: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.expiration_date: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 17:46 UTC Exercise / conversionCommon Stock 27,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-067985 · tm2217667-1_4seq1.xml · nonDerivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 121,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On June 1, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,565 Restricted Stock Units which vested 100% on May 31, 2022 or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds.

F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

Read SEC document
May 09, 2022 Filed May 11, 2022 23:25 UTC
Lyskawa NancyEVP - Global Client Onboarding
SaleCommon Stock 2,445 $5.73 $14,003.98
Disclosure

SEC source: 0001635282-22-000099 · wf-form4_165231150255862.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,161

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 09, 2022 Filed May 11, 2022 23:47 UTC
Rowe David W.EVP, Global Transformation
SaleCommon Stock 2,916 $5.73 $16,701.68
Disclosure

SEC source: 0001635282-22-000103 · wf-form4_165231285122916.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,956

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 09, 2022 Filed May 12, 2022 00:27 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
SaleCommon Stock 2,183 $5.73 $12,503.35
Disclosure

SEC source: 0001635282-22-000109 · wf-form4_165231525586976.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,690

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 09, 2022 Filed May 12, 2022 00:16 UTC
Slepko BrianEVP, Global Service Delivery
SaleCommon Stock 2,965 $5.73 $16,982.33
Disclosure

SEC source: 0001635282-22-000107 · wf-form4_165231455840737.xml · nonDerivative · entry 2

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,712

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 09, 2022 Filed May 11, 2022 23:58 UTC
Salaets StevenCIO, EVP Glob. Shared Services
SaleCommon Stock 2,062 $5.73 $11,810.31
Disclosure

SEC source: 0001635282-22-000105 · wf-form4_165231351882270.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,798

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 09, 2022 Filed May 11, 2022 23:35 UTC
Maddock KevinEVP, Global Sales - Recurring
SaleCommon Stock 2,976 $5.73 $17,045.34
Disclosure

SEC source: 0001635282-22-000101 · wf-form4_165231211906215.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,436

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 09, 2022 Filed May 11, 2022 23:13 UTC SaleCommon Stock 3,040 $5.73 $17,411.90
Disclosure

SEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,371

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:25 UTC
Lyskawa NancyEVP - Global Client Onboarding
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000099 · wf-form4_165231150255862.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:25 UTC
Lyskawa NancyEVP - Global Client Onboarding
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000099 · wf-form4_165231150255862.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:47 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000103 · wf-form4_165231285122916.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:47 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000103 · wf-form4_165231285122916.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2022 Filed May 12, 2022 00:27 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000109 · wf-form4_165231525586976.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 12, 2022 00:27 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000109 · wf-form4_165231525586976.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2022 Filed May 12, 2022 00:16 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000107 · wf-form4_165231455840737.xml · derivative · entry 3

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 12, 2022 00:16 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000107 · wf-form4_165231455840737.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:58 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000105 · wf-form4_165231351882270.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:58 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000105 · wf-form4_165231351882270.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:35 UTC
Maddock KevinEVP, Global Sales - Recurring
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000101 · wf-form4_165231211906215.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:35 UTC
Maddock KevinEVP, Global Sales - Recurring
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000101 · wf-form4_165231211906215.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:13 UTC Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 22:20 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000071 · wf-form4_164945639529382.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 6, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on April 6, 2022. The remaining two-thirds will vest ratably on April 6, 2023 and April 6, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On April 6, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on April 6, 2022. The remaining two-thirds will vest ratably on April 6, 2023 and April 6, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 22:20 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 3,321 $6.02 $19,992.42
Disclosure

SEC source: 0001635282-22-000071 · wf-form4_164945639529382.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,455

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 22:20 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000071 · wf-form4_164945639529382.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:15 UTC
Salaets StevenCIO, EVP Glob. Shared Services
SaleCommon Stock 10,630 $5.96 $63,368.62
Disclosure

SEC source: 0001635282-22-000069 · wf-form4_164703693740910.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,526

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $5.97, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:12 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
SaleCommon Stock 2,415 $6.00 $14,490.00
Disclosure

SEC source: 0001635282-22-000068 · wf-form4_164703667435474.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 11,416,509

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 22:51 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 211,132 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001635282-22-000065 · wf-form4_164686625665021.xml · derivative · entry 2

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 211,132 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 22:51 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionCommon Stock 211,132 $1.19 $252,218.29
Disclosure

SEC source: 0001635282-22-000065 · wf-form4_164686625665021.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Feb 3, 2023 23:32 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000004 · wf-form5_167546711334169.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 11,296,509

Read SEC document
February 23, 2022 Filed Mar 5, 2022 01:09 UTC
Lyskawa NancyEVP - Global Client Onboarding
Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000053 · wf-form4_164644254958159.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 01:09 UTC
Lyskawa NancyEVP - Global Client Onboarding
SaleCommon Stock 2,850 $4.36 $12,426.00
Disclosure

SEC source: 0001635282-22-000053 · wf-form4_164644254958159.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,272

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 01:09 UTC
Lyskawa NancyEVP - Global Client Onboarding
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000053 · wf-form4_164644254958159.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 01:41 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000059 · wf-form4_164644447802189.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 01:41 UTC
Rowe David W.EVP, Global Transformation
SaleCommon Stock 3,415 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000059 · wf-form4_164644447802189.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,538

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 01:41 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000059 · wf-form4_164644447802189.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 02:01 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000063 · wf-form4_164644570296963.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 02:01 UTC
Salaets StevenCIO, EVP Glob. Shared Services
SaleCommon Stock 3,415 $4.36 $14,889.40
Disclosure

SEC source: 0001635282-22-000063 · wf-form4_164644570296963.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,156

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 02:01 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000063 · wf-form4_164644570296963.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.