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RMD

RESMED INC

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2692
SEC CIK
0000943819
Parsed reports
867

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202504
Jan 202604
Feb 202604
Mar 202603
Apr 202603
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2017 Filed May 5, 2017 15:58 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,365 $27.58 $175,546.70
Disclosure

SEC source: 0001140361-17-018553 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:25 UTC
Sandercock BrettChief Financial Officer
SaleResMed Common Stock 1,250 $68.60 $85,750.00
Disclosure

SEC source: 0001140361-17-018050 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,783

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 23:16 UTC Exercise / conversionResMed Common Stock Options · Derivative 28,403 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-016775 · doc1.xml · derivative · entry 7

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 28,403 shares

Expires 2018-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction approved to exercise options and hold shares acquired through purchase.

F2 · derivative.exercise_date: Options vest in full on (i) the first November 11 following the grant date, or (ii) the first annual shareholder's meeting following grant date.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 23:16 UTC Exercise / conversionResMed Common Stock Options · Derivative 24,390 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-17-016775 · doc1.xml · derivative · entry 6

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 24,390 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction approved to exercise options and hold shares acquired through purchase.

F2 · derivative.exercise_date: Options vest in full on (i) the first November 11 following the grant date, or (ii) the first annual shareholder's meeting following grant date.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 23:16 UTC Exercise / conversionResMed Common Stock 28,403 $27.58 $783,354.74
Disclosure

SEC source: 0001140361-17-016775 · doc1.xml · nonDerivative · entry 2

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction approved to exercise options and hold shares acquired through purchase.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 23:16 UTC Exercise / conversionResMed Common Stock 24,390 $33.70 $821,943.00
Disclosure

SEC source: 0001140361-17-016775 · doc1.xml · nonDerivative · entry 1

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction approved to exercise options and hold shares acquired through purchase.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 18:55 UTC
Hollingshead JamesPresident, Americas
Exercise / conversionResMed Common Stock Options · Derivative 5,264 $0.00 Strike: $43.63 $0.00
Disclosure

SEC source: 0001140361-17-016070 · doc1.xml · derivative · entry 4

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,284

Underlying: ResMed Common Stock · 5,264 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest ? per year.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 18:55 UTC
Hollingshead JamesPresident, Americas
SaleResMed Common Stock 1,875 $68.37 $128,193.75
Disclosure

SEC source: 0001140361-17-016070 · doc1.xml · nonDerivative · entry 3

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,795

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 18:55 UTC
Hollingshead JamesPresident, Americas
SaleResMed Common Stock 5,264 $68.37 $359,899.68
Disclosure

SEC source: 0001140361-17-016070 · doc1.xml · nonDerivative · entry 2

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,670

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 18:55 UTC
Hollingshead JamesPresident, Americas
Exercise / conversionResMed Common Stock 5,264 $43.63 $229,668.32
Disclosure

SEC source: 0001140361-17-016070 · doc1.xml · nonDerivative · entry 1

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 17:14 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-015102 · doc1.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,460

Underlying: ResMed Common Stock · 20,000 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 17:14 UTC SaleResMed Common Stock 20,000 $70.67 $1,413,360.00
Disclosure

SEC source: 0001140361-17-015102 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,557

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 70.42 to 71.14. The price reported above represents the weighted average sales price.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 17:14 UTC Exercise / conversionResMed Common Stock 20,000 $27.58 $551,600.00
Disclosure

SEC source: 0001140361-17-015102 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 23:52 UTC
Sandercock BrettChief Financial Officer
SaleResMed Common Stock 1,250 $71.65 $89,562.50
Disclosure

SEC source: 0001140361-17-014718 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,033

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:58 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,365 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-014690 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,550

Underlying: ResMed Common Stock · 6,365 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:58 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,365 $71.59 $455,644.89
Disclosure

SEC source: 0001140361-17-014690 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.57 to $71.65. The price reported above reflects the weighted average sale price.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:58 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,365 $27.58 $175,546.70
Disclosure

SEC source: 0001140361-17-014690 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:51 UTC Exercise / conversionResmed Stock Option Plan · Derivative 3,915 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-010999 · doc1.xml · derivative · entry 5

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,460

Underlying: ResMed Common Stock · 3,915 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:51 UTC Exercise / conversionResmed Stock Option Plan · Derivative 16,085 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-17-010999 · doc1.xml · derivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 16,085 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:51 UTC SaleResMed Common Stock 20,000 $71.70 $1,434,000.00
Disclosure

SEC source: 0001140361-17-010999 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,557

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 71.48 to 71.97. The price reported above represents the weighted average sales price.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:51 UTC Exercise / conversionResMed Common Stock 3,915 $27.58 $107,975.70
Disclosure

SEC source: 0001140361-17-010999 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:51 UTC Exercise / conversionResMed Common Stock 16,085 $33.70 $542,064.50
Disclosure

SEC source: 0001140361-17-010999 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:02 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,365 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-010699 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,915

Underlying: ResMed Common Stock · 6,365 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:02 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,365 $72.22 $459,680.30
Disclosure

SEC source: 0001140361-17-010699 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:02 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,365 $27.58 $175,546.70
Disclosure

SEC source: 0001140361-17-010699 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 02:57 UTC
Sandercock BrettChief Financial Officer
SaleResMed Common Stock 1,250 $72.48 $90,600.00
Disclosure

SEC source: 0001140361-17-010395 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,283

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:36 UTC Exercise / conversionResMed Common Stock Options · Derivative 28,403 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-009665 · doc1.xml · derivative · entry 3

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Commmon Stock · 28,403 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:36 UTC SaleResMed Common Stock 28,403 $71.77 $2,038,454.91
Disclosure

SEC source: 0001140361-17-009665 · doc1.xml · nonDerivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $71.64 to $71.91. The price reported above reflects the weighted average sale price.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:36 UTC Exercise / conversionResMed Common Stock 28,403 $27.58 $783,354.74
Disclosure

SEC source: 0001140361-17-009665 · doc1.xml · nonDerivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 20:22 UTC SaleResMed Common Stock 15,000 $72.10 $1,081,500.00
Disclosure

SEC source: 0001140361-17-009111 · doc1.xml · nonDerivative · entry 2

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Cabbit Pty Ltd

Disclosed balance after: 298,900

F1 · shares: Trade executed as CDI on Australian Securities Exchange converted at 10:1.

F2 · price: ASX sale price average of A$ 9.38 was converted using the foreign exchange rate on the transaction date of 1 AUD to .76862 USD. Trade was executed in multiple trades ranging in from A$ 9.38 to A$ 9.385 or USD 72.09 to 72.14.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 19:11 UTC SaleResMed Common Stock 10,000 $71.91 $719,100.00
Disclosure

SEC source: 0001140361-17-008291 · doc1.xml · nonDerivative · entry 2

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Cabbit Pty Ltd

Disclosed balance after: 313,900

F1 · shares: Trade executed as CDI on Australian Securities Exchange converted at 10:1.

F2 · price: ASX sale price average of A$ 9.3715 was converted using the foreign exchange rate on the transaction date of 1 AUD to .76743 USD. Trade was executed in multiple trades ranging in from A$ 9.37 to A$ 9.40 or USD 71.90 to 72.13.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:14 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-17-004829 · doc1.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,085

Underlying: ResMed Common Stock · 20,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:14 UTC SaleResMed Common Stock 20,000 $68.32 $1,366,420.00
Disclosure

SEC source: 0001140361-17-004829 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,557

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 67.58 to 68.58. The price reported above represents the weighted average sales price.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:14 UTC Exercise / conversionResMed Common Stock 20,000 $33.70 $674,000.00
Disclosure

SEC source: 0001140361-17-004829 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:22 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,365 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-004529 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,280

Underlying: ResMed Common Stock · 6,365 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:22 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,365 $67.16 $427,473.40
Disclosure

SEC source: 0001140361-17-004529 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 20:22 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,365 $27.58 $175,546.70
Disclosure

SEC source: 0001140361-17-004529 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:22 UTC
Hollingshead JamesPresident, Americas
Exercise / conversionResMed Common Stock Options · Derivative 5,264 $0.00 Strike: $43.63 $0.00
Disclosure

SEC source: 0001140361-17-002310 · doc1.xml · derivative · entry 4

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,548

Underlying: ResMed Common Stock · 5,264 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest ? per year.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:22 UTC
Hollingshead JamesPresident, Americas
SaleResMed Common Stock 1,820 $64.44 $117,280.80
Disclosure

SEC source: 0001140361-17-002310 · doc1.xml · nonDerivative · entry 3

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,670

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:22 UTC
Hollingshead JamesPresident, Americas
SaleResMed Common Stock 5,264 $64.44 $339,212.16
Disclosure

SEC source: 0001140361-17-002310 · doc1.xml · nonDerivative · entry 2

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,490

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:22 UTC
Hollingshead JamesPresident, Americas
Exercise / conversionResMed Common Stock 5,264 $43.63 $229,668.32
Disclosure

SEC source: 0001140361-17-002310 · doc1.xml · nonDerivative · entry 1

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

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January 04, 2017 Filed Jan 5, 2017 22:24 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-17-000783 · doc1.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,085

Underlying: ResMed Common Stock · 20,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

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January 04, 2017 Filed Jan 5, 2017 22:24 UTC SaleResMed Common Stock 20,000 $62.14 $1,242,760.00
Disclosure

SEC source: 0001140361-17-000783 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,557

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 61.72 to 62.30. The price reported above represents the weighted average sales price.

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January 04, 2017 Filed Jan 5, 2017 22:24 UTC Exercise / conversionResMed Common Stock 20,000 $33.70 $674,000.00
Disclosure

SEC source: 0001140361-17-000783 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

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January 03, 2017 Filed Jan 4, 2017 21:01 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,365 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-000356 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,645

Underlying: ResMed Common Stock · 6,365 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

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January 03, 2017 Filed Jan 4, 2017 21:01 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,365 $61.95 $394,311.75
Disclosure

SEC source: 0001140361-17-000356 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:01 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,365 $27.58 $175,546.70
Disclosure

SEC source: 0001140361-17-000356 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 20:27 UTC GiftResMed Common Stock 9,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-090788 · doc1.xml · nonDerivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,557

F4 · kind: Represents a gift of shares to the Greater Houston Community Foundation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F4 · price: Represents a gift of shares to the Greater Houston Community Foundation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

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December 23, 2016 Filed Dec 27, 2016 20:27 UTC GiftResMed Common Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-090788 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,407

F3 · kind: Represents a gift of shares to the University of San Diego. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F3 · price: Represents a gift of shares to the University of San Diego. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

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December 22, 2016 Filed Dec 27, 2016 20:27 UTC GiftResMed Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-090788 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,907

F2 · kind: Represents a gift of shares to Donors Trust, Inc. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F2 · price: Represents a gift of shares to Donors Trust, Inc. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.