Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 4, 2021 00:56 UTC |
Seraphin LucDirector · President and CEO
|
GrantCommon Stock | 73,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007546 · doc4.xml · nonDerivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,006 F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:56 UTC |
Seraphin LucDirector · President and CEO
|
GrantCommon Stock | 15,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007546 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,236 F2 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2021 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:56 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 21,162 | $19.52 | $413,082.24 |
DisclosureSEC source: 0001209191-21-007546 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,849 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:26 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 30,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007129 · doc4.xml · nonDerivative · entry 3 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,449 F4 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:26 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 13,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007129 · doc4.xml · nonDerivative · entry 2 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,712 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2021 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:26 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 14,154 | $19.52 | $276,286.08 |
DisclosureSEC source: 0001209191-21-007129 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,945 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes an exempt transaction of 1,794 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:23 UTC |
Kim JaeSVP, GC & Secretary
|
GrantCommon Stock | 25,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007127 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,272 F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:23 UTC |
Kim JaeSVP, GC & Secretary
|
GrantCommon Stock | 12,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007127 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,658 F2 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2021 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:23 UTC |
Kim JaeSVP, GC & Secretary
|
Tax withholdingCommon Stock | 12,943 | $19.52 | $252,647.36 |
DisclosureSEC source: 0001209191-21-007127 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,701 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:21 UTC |
Jones Keith APrincipal Accounting Officer
|
GrantCommon Stock | 11,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007126 · doc4.xml · nonDerivative · entry 2 Jones Keith A · CIK 0001347943 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,322 F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:21 UTC |
Jones Keith APrincipal Accounting Officer
|
Tax withholdingCommon Stock | 2,358 | $19.52 | $46,028.16 |
DisclosureSEC source: 0001209191-21-007126 · doc4.xml · nonDerivative · entry 1 Jones Keith A · CIK 0001347943 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,555 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes exempt transactions of 276 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:18 UTC | GrantCommon Stock | 38,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007125 · doc4.xml · nonDerivative · entry 1 FAN XIANZHI SEAN · CIK 0001583840 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,894 F1 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
|
| January 04, 2021 Filed Jan 5, 2021 20:58 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 824 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-21-000929 · doc4.xml · derivative · entry 6 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006 Underlying: Common Stock · 824 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:58 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 955 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-21-000929 · doc4.xml · derivative · entry 5 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,906 Underlying: Common Stock · 955 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:58 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 824 | $17.54 | $14,452.96 |
DisclosureSEC source: 0001209191-21-000929 · doc4.xml · nonDerivative · entry 4 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 1, 2020. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:58 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 824 | $12.80 | $10,547.20 |
DisclosureSEC source: 0001209191-21-000929 · doc4.xml · nonDerivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:58 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 955 | $17.54 | $16,750.70 |
DisclosureSEC source: 0001209191-21-000929 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 1, 2020. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:58 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 955 | $12.84 | $12,262.20 |
DisclosureSEC source: 0001209191-21-000929 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 5, 2020 00:41 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,745 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-061871 · doc4.xml · derivative · entry 6 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 Underlying: Common Stock · 2,745 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| December 03, 2020 Filed Dec 5, 2020 00:41 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 3,185 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-061871 · doc4.xml · derivative · entry 5 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,861 Underlying: Common Stock · 3,185 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| December 03, 2020 Filed Dec 5, 2020 00:41 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 2,745 | $16.32 | $44,790.71 |
DisclosureSEC source: 0001209191-20-061871 · doc4.xml · nonDerivative · entry 4 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020. Read SEC document |
| December 03, 2020 Filed Dec 5, 2020 00:41 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,745 | $12.80 | $35,136.00 |
DisclosureSEC source: 0001209191-20-061871 · doc4.xml · nonDerivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 5, 2020 00:41 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 3,185 | $16.32 | $51,978.24 |
DisclosureSEC source: 0001209191-20-061871 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020. Read SEC document |
| December 03, 2020 Filed Dec 5, 2020 00:41 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 3,185 | $12.84 | $40,895.40 |
DisclosureSEC source: 0001209191-20-061871 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,469 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · derivative · entry 9 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 2,469 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 1, 2016, and the remaining shares vested monthly thereafter until fully vested on February 2, 2020. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,175 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · derivative · entry 8 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,779 Underlying: Common Stock · 5,175 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 1, 2018, and the remaining shares vested monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock option · Derivative | 5,175 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · derivative · entry 7 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,276 Underlying: Common Stock · 5,175 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon STock | 2,469 | $16.13 | $39,816.33 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 2,469 | $12.31 | $30,393.39 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 5,175 | $16.13 | $83,487.76 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,175 | $12.84 | $66,447.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 5,175 | $16.13 | $83,487.76 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,175 | $12.80 | $66,240.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,175 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · derivative · entry 6 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,954 Underlying: Common Stock · 5,175 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,175 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,451 Underlying: Common Stock · 5,175 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 5,175 | $16.00 | $82,800.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,175 | $12.84 | $66,447.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 5,175 | $16.00 | $82,800.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,175 | $12.80 | $66,240.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:21 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,469 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-20-057423 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,869 Underlying: Common Stock · 2,469 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:21 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 2,469 | $15.39 | $37,997.91 |
DisclosureSEC source: 0001209191-20-057423 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:21 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 2,469 | $12.31 | $30,393.39 |
DisclosureSEC source: 0001209191-20-057423 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:18 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock option · Derivative | 2,745 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-057422 · doc4.xml · derivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,575 Underlying: Common Stock · 2,745 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:18 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 2,745 | $15.39 | $42,245.55 |
DisclosureSEC source: 0001209191-20-057422 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:18 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,745 | $12.80 | $35,136.00 |
DisclosureSEC source: 0001209191-20-057422 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:40 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 2,425 | $14.00 | $33,950.00 |
DisclosureSEC source: 0001209191-20-050990 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:40 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,425 | $12.84 | $31,137.00 |
DisclosureSEC source: 0001209191-20-050990 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 759 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-049715 · doc4.xml · derivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,471 Underlying: Common Stock · 759 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 759 | $14.15 | $10,740.53 |
DisclosureSEC source: 0001209191-20-049715 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,011 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.03 to $14.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 759 | $12.84 | $9,745.56 |
DisclosureSEC source: 0001209191-20-049715 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.