RMBS

SEC source: 0001209191-23-023222 · doc4.xml · nonDerivative · entry 1

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,653

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 3, 2024 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-023221 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,526

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 3, 2024 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-021370 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,653

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.35 to $45.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-020180 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,153

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.01 to $44.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-018388 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,653

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $41.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-016754 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,139

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.51 to $45.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-016743 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,153

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.53 to $45.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-015301 · doc4.xml · nonDerivative · entry 1

Lynch Desmond · CIK 0001941085 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,700

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-23-009042 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,180

F1 · ownership.nature: Shares held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee.

SEC source: 0001209191-23-008620 · doc4.xml · nonDerivative · entry 1

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.51 to $45.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-007389 · doc4.xml · nonDerivative · entry 2

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,532

F2 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 3, 2023 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-007389 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,380

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-23-007387 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,644

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-23-007382 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,653

F2 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 3, 2023 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-007382 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,153

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-23-006468 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,224

F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2024 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-006468 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,309

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes an exempt transaction of 1,064 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan.

SEC source: 0001209191-23-006467 · doc4.xml · nonDerivative · entry 2

Lynch Desmond · CIK 0001941085 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,056

F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2024 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-006467 · doc4.xml · nonDerivative · entry 1

Lynch Desmond · CIK 0001941085 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,779

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes an exempt transaction of 407 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan.

SEC source: 0001209191-23-006334 · doc4.xml · nonDerivative · entry 2

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,509

F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2024 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-006334 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,871

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-23-006331 · doc4.xml · nonDerivative · entry 2

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,569

F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2024 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-23-006331 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,015

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-058036 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,886

F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $37.78 to $38.06. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-057918 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,738

F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $38.28 to $38.355. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-057244 · doc4.xml · derivative · entry 3

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 15,000 shares

Expires 2029-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option award vests as to 25% of the granted shares on November 1, 2020, and the remaining shares vest monthly thereafter until fully vested on November 1, 2023.

SEC source: 0001209191-22-057244 · doc4.xml · nonDerivative · entry 2

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,873

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $38.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-057244 · doc4.xml · nonDerivative · entry 1

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-057242 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,015

F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $38.49 to $38.675. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-055680 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,180

F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $34.2459 to $34.26. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee.

SEC source: 0001209191-22-048662 · doc4.xml · nonDerivative · entry 1

Lynch Desmond · CIK 0001941085 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,245

F1 · shares: Shares are represented by RSUs which vest in four equal annual installments beginning on September 1, 2023 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS stock.

SEC source: 0001209191-22-028228 · doc4.xml · nonDerivative · entry 2

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,747

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 11, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.38 to $25.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.

SEC source: 0001209191-22-027926 · doc4.xml · nonDerivative · entry 3

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,421

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 11, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.06 to $26.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.

SEC source: 0001209191-22-027926 · doc4.xml · nonDerivative · entry 2

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,421

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 11, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.31 to $26.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.

SEC source: 0001209191-22-027204 · doc4.xml · nonDerivative · entry 1

LAUB STEVEN · CIK 0001224180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,108

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 2, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-025733 · doc4.xml · derivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,172

Underlying: Common Stock · 8,313 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

SEC source: 0001209191-22-025733 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,807

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.23 to $25.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-025733 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-024827 · doc4.xml · derivative · entry 7

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

Underlying: Common Stock · 704 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.

SEC source: 0001209191-22-024827 · doc4.xml · derivative · entry 6

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,485

Underlying: Common Stock · 1,421 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

SEC source: 0001209191-22-024827 · doc4.xml · nonDerivative · entry 5

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,807

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $25.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-024827 · doc4.xml · nonDerivative · entry 4

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,182

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $25.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-024827 · doc4.xml · nonDerivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-024827 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,182

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $25.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-024827 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-024217 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,182

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.66 to $26.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-022824 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,682

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.226 to $31.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-022162 · doc4.xml · nonDerivative · entry 1

ROGGE KAREN M · CIK 0001275868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,711

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-022164 · doc4.xml · nonDerivative · entry 1

Rao Meera · CIK 0001480603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,873

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-022168 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,033

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.