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RLI

RLI CORP

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3813
SEC CIK
0000084246
Parsed reports
748

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2021 Filed May 4, 2021 21:23 UTC
Diefenthaler Aaron PaulVP, CIO, Treasurer
Exercise / conversionCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015300 · form4.xml · nonDerivative · entry 2

Diefenthaler Aaron Paul · CIK 0001540227 · VP, CIO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,073.3421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Shares acquired on the vesting of restricted stock units.

F2 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
May 03, 2021 Filed May 4, 2021 21:23 UTC
Diefenthaler Aaron PaulVP, CIO, Treasurer
OtherCommon Stock 21.0572 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015300 · form4.xml · nonDerivative · entry 1

Diefenthaler Aaron Paul · CIK 0001540227 · VP, CIO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,773.3421

F1 · kind: Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units.

F2 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
April 30, 2021 Filed May 3, 2021 21:11 UTC OtherCommon Stock 224.296 $111.46 $25,000.03
Disclosure

SEC source: 0001127602-21-014978 · form4.xml · nonDerivative · entry 1

Roberts Debbie Sharell · CIK 0001750705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directors' Trust

Disclosed balance after: 4,533.732

F1 · kind: Securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:10 UTC OtherCommon Stock 224.296 $111.46 $25,000.03
Disclosure

SEC source: 0001127602-21-014976 · form4.xml · nonDerivative · entry 1

Fleming Susan S. · CIK 0001179676 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directors' Trust

Disclosed balance after: 2,733.767

F1 · kind: Securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:07 UTC OtherCommon Stock 117.755 $111.46 $13,124.97
Disclosure

SEC source: 0001127602-21-014972 · form4.xml · nonDerivative · entry 1

BUTLER CALVIN JR · CIK 0001601193 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Directors' Trust

Disclosed balance after: 8,682.482

F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

F2 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
March 19, 2021 Filed May 10, 2021 20:23 UTC
MICHAEL JONATHAN EDirector · Chairman & CEO
GiftCommon Stock 8,535 $112.16 $957,285.60
Disclosure

SEC source: 0001127602-21-016052 · form4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,349.1296

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:28 UTC Exercise / conversionStock Option · Derivative 6,600 $0.00 Strike: $56.71 $0.00
Disclosure

SEC source: 0001127602-21-010750 · form4.xml · derivative · entry 7

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 6,600 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:28 UTC Exercise / conversionStock Option · Derivative 7,200 $0.00 Strike: $64.09 $0.00
Disclosure

SEC source: 0001127602-21-010750 · form4.xml · derivative · entry 6

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 7,200 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:28 UTC Tax withholdingCommon Stock 4,702 $117.25 $551,309.50
Disclosure

SEC source: 0001127602-21-010750 · form4.xml · nonDerivative · entry 4

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,942

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:28 UTC Exercise / conversionCommon Stock 6,600 $56.71 $374,286.00
Disclosure

SEC source: 0001127602-21-010750 · form4.xml · nonDerivative · entry 3

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:28 UTC Tax withholdingCommon Stock 5,382 $117.25 $631,039.50
Disclosure

SEC source: 0001127602-21-010750 · form4.xml · nonDerivative · entry 2

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,044

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:28 UTC Exercise / conversionCommon Stock 7,200 $64.09 $461,448.00
Disclosure

SEC source: 0001127602-21-010750 · form4.xml · nonDerivative · entry 1

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:15 UTC
Kliethermes Craig WDirector · President & COO
Exercise / conversionStock Option · Derivative 24,000 $0.00 Strike: $64.09 $0.00
Disclosure

SEC source: 0001127602-21-010749 · form4.xml · derivative · entry 5

Kliethermes Craig W · CIK 0001388737 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 24,000 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:15 UTC
Kliethermes Craig WDirector · President & COO
Tax withholdingCommon Stock 17,940 $117.25 $2,103,465.00
Disclosure

SEC source: 0001127602-21-010749 · form4.xml · nonDerivative · entry 2

Kliethermes Craig W · CIK 0001388737 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,762.14

F1 · ownership.direct: Ownership reflects dividend reinvestment.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:15 UTC
Kliethermes Craig WDirector · President & COO
Exercise / conversionCommon Stock 24,000 $64.09 $1,538,160.00
Disclosure

SEC source: 0001127602-21-010749 · form4.xml · nonDerivative · entry 1

Kliethermes Craig W · CIK 0001388737 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,702.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership reflects dividend reinvestment.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 18:20 UTC
Kliethermes Craig WDirector · President & COO
Exercise / conversionStock Option · Derivative 8,400 $0.00 Strike: $56.71 $0.00
Disclosure

SEC source: 0001127602-21-010350 · form4.xml · derivative · entry 5

Kliethermes Craig W · CIK 0001388737 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 8,400 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 18:20 UTC
Kliethermes Craig WDirector · President & COO
Tax withholdingCommon Stock 6,048 $114.04 $689,713.92
Disclosure

SEC source: 0001127602-21-010350 · form4.xml · nonDerivative · entry 2

Kliethermes Craig W · CIK 0001388737 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,702.14

F1 · ownership.direct: Ownership reflects dividend reinvestment.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 18:20 UTC
Kliethermes Craig WDirector · President & COO
Exercise / conversionCommon Stock 8,400 $56.71 $476,364.00
Disclosure

SEC source: 0001127602-21-010350 · form4.xml · nonDerivative · entry 1

Kliethermes Craig W · CIK 0001388737 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,750.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership reflects dividend reinvestment.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 18:19 UTC
Klobnak Jennifer LSr. VP, Operations - RLI Ins.
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $47.61 $0.00
Disclosure

SEC source: 0001127602-21-010349 · form4.xml · derivative · entry 4

Klobnak Jennifer L · CIK 0001666279 · Sr. VP, Operations - RLI Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Exercise price reflects prior adjustments as a result of special dividends.

F4 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 18:19 UTC
Klobnak Jennifer LSr. VP, Operations - RLI Ins.
Tax withholdingCommon Stock 10,134 $114.04 $1,155,681.36
Disclosure

SEC source: 0001127602-21-010349 · form4.xml · nonDerivative · entry 2

Klobnak Jennifer L · CIK 0001666279 · Sr. VP, Operations - RLI Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,848.165

F1 · ownership.direct: Balance reflects dividend reinvestment.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 18:19 UTC
Klobnak Jennifer LSr. VP, Operations - RLI Ins.
Exercise / conversionCommon Stock 15,000 $47.61 $714,150.00
Disclosure

SEC source: 0001127602-21-010349 · form4.xml · nonDerivative · entry 1

Klobnak Jennifer L · CIK 0001666279 · Sr. VP, Operations - RLI Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,982.165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Balance reflects dividend reinvestment.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 20:47 UTC GrantStock Option · Derivative 5,000 $0.00 Strike: $97.64 $0.00
Disclosure

SEC source: 0001127602-21-003454 · form4.xml · derivative · entry 3

Bryant Todd Wayne · CIK 0001455764 · VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-01

F2 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 20:45 UTC
FICK JEFFREY DSVP, Chief Legal Officer
GrantStock Option · Derivative 4,166 $0.00 Strike: $97.64 $0.00
Disclosure

SEC source: 0001127602-21-003451 · form4.xml · derivative · entry 3

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 4,166 shares

Expires 2029-02-01

F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 20:42 UTC
MICHAEL JONATHAN EDirector · Chairman & CEO
GrantStock Option · Derivative 13,334 $0.00 Strike: $97.64 $0.00
Disclosure

SEC source: 0001127602-21-003450 · form4.xml · derivative · entry 6

MICHAEL JONATHAN E · CIK 0001192701 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,334 shares

Expires 2029-02-01

F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:39 UTC OtherCommon Stock 129.159 $96.78 $12,500.01
Disclosure

SEC source: 0001127602-21-003239 · form4.xml · nonDerivative · entry 1

BAILY JOHN THOMAS · CIK 0001230667 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directors' Trust

Disclosed balance after: 43,004.365

F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

F2 · ownership.direct: Ownership reflects dividend reinvestment.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:37 UTC OtherCommon Stock 271.234 $96.78 $26,250.03
Disclosure

SEC source: 0001127602-21-003236 · form4.xml · nonDerivative · entry 1

BUTLER CALVIN JR · CIK 0001601193 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Directors' Trust

Disclosed balance after: 8,546.439

F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

F2 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:36 UTC OtherCommon Stock 258.318 $96.78 $25,000.02
Disclosure

SEC source: 0001127602-21-003233 · form4.xml · nonDerivative · entry 1

Fleming Susan S. · CIK 0001179676 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directors' Trust

Disclosed balance after: 2,504.112

F1 · kind: Securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:34 UTC OtherCommon Stock 258.318 $96.78 $25,000.02
Disclosure

SEC source: 0001127602-21-003230 · form4.xml · nonDerivative · entry 1

Roberts Debbie Sharell · CIK 0001750705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directors' Trust

Disclosed balance after: 4,300.234

F1 · kind: Securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:52 UTC SaleCommon Stock 1,380 $101.61 $140,221.80
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 5

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,246.2418

F3 · kind: Sale of shares re payment of tax liability on quarterly deferred compensation distribution.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:52 UTC OtherCommon Stock 3,287.523 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 4

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,626.2418

F2 · kind: Quarterly distribution from the RLI Corp. Executive Deferred Compensation Plan to Michael J. Stone.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:52 UTC OtherCommon Stock 3,287.523 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 3

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: Quarterly distribution from the RLI Corp. Executive Deferred Compensation Plan to Michael J. Stone.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
December 21, 2020 Filed Jan 29, 2021 21:59 UTC
MICHAEL JONATHAN EDirector · Chairman & CEO
GiftCommon Stock 9,390 $103.37 $970,644.30
Disclosure

SEC source: 0001127602-21-002996 · form5.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,884.6436

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
December 11, 2020 Filed Jan 6, 2021 16:52 UTC OtherCommon Stock 968.55 $100.88 $97,707.32
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 7

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,338.7188

F4 · kind: Share distribution from the M. J .Stone Grantor Retained Annuity Trust to M. J. Stone.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
December 11, 2020 Filed Jan 6, 2021 16:52 UTC OtherCommon Stock 968.55 $100.88 $97,707.32
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 6

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11

Disclosed balance after: 0

F4 · kind: Share distribution from the M. J .Stone Grantor Retained Annuity Trust to M. J. Stone.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
December 09, 2020 Filed Jan 6, 2021 16:52 UTC GiftCommon Stock 19,869 $100.76 $2,002,000.44
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 2

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11

Disclosed balance after: 968.55

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Exercise / conversionStock Option · Derivative 3,600 $0.00 Strike: $56.71 $0.00
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · derivative · entry 8

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 3,600 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $64.09 $0.00
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · derivative · entry 7

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 4,000 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Exercise / conversionStock Option · Derivative 2,700 $0.00 Strike: $47.61 $0.00
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · derivative · entry 6

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Exercise price reflects prior adjustments as a result of special dividends.

F4 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Tax withholdingCommon Stock 7,707 $105.02 $809,389.14
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · nonDerivative · entry 4

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,722.6429

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Exercise / conversionCommon Stock 3,600 $56.71 $204,156.00
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · nonDerivative · entry 3

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,429.6429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Exercise / conversionCommon Stock 4,000 $64.09 $256,360.00
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · nonDerivative · entry 2

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,829.6429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:03 UTC
FICK JEFFREY DSVP, Chief Legal Officer
Exercise / conversionCommon Stock 2,700 $47.61 $128,547.00
Disclosure

SEC source: 0001127602-20-029420 · form4.xml · nonDerivative · entry 1

FICK JEFFREY D · CIK 0001194572 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,829.6429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
November 11, 2020 Filed Jan 6, 2021 16:52 UTC GiftCommon Stock 2,000 $100.37 $200,740.00
Disclosure

SEC source: 0001127602-21-000909 · form4.xml · nonDerivative · entry 1

STONE MICHAEL J · CIK 0001192707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,370.1688

F1 · ownership.direct: Ownership reflects dividend reinvestment

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 9,000 $0.00 Strike: $58.73 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 31

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 9,000 shares

Expires 2025-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 9,000 $0.00 Strike: $58.01 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 30

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 9,000 shares

Expires 2025-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 9,000 $0.00 Strike: $56.71 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 29

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 9,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 5,250 $0.00 Strike: $59.77 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 28

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 5,250 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 7,000 $0.00 Strike: $54.81 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 27

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 7,000 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 7,000 $0.00 Strike: $68.66 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 26

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 7,000 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:08 UTC
MICHAEL JONATHAN EDirector · President & CEO
Exercise / conversionStock Option · Derivative 7,000 $0.00 Strike: $64.09 $0.00
Disclosure

SEC source: 0001127602-20-028736 · form4.xml · derivative · entry 25

MICHAEL JONATHAN E · CIK 0001192701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 7,000 shares

Expires 2024-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.