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Nasdaq · USD

RLAY

Relay Therapeutics, Inc.

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Tapewire entity
4044
SEC CIK
0001812364
Parsed reports
317

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202607
Feb 202600
Mar 202601
Apr 202605
May 202601
Jun 202606
Jul 202606
Aug 202604
Sep 202603
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2024 Filed Jan 18, 2024 21:10 UTC
Adams BrianChief Legal Officer
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001835 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,667

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Includes 303,323 shares underlying RSUs.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:26 UTC
Rahmer PeterSee remarks
SaleCommon Stock 244 $11.51 $2,808.44
Disclosure

SEC source: 0001209191-23-060000 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,628

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 277,346 shares underlying RSUs.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:22 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 294 $11.51 $3,383.94
Disclosure

SEC source: 0001209191-23-059998 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,851

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 118,359 shares underlying RSUs.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:17 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 977 $11.51 $11,245.27
Disclosure

SEC source: 0001209191-23-059996 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,056

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,187 shares of restricted stock units ("RSUs") on December 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 192,827 shares underlying RSUs.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:14 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 294 $11.51 $3,383.94
Disclosure

SEC source: 0001209191-23-059991 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,667

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 103,323 shares underlying RSUs.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 20:21 UTC
Rahmer PeterSee remarks
SaleCommon Stock 1,354 $6.03 $8,164.62
Disclosure

SEC source: 0001209191-23-054027 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,872

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,505 shares of restricted stock units ("RSUs") on October 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 278,338 shares underlying RSUs.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 20:18 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 1,697 $6.03 $10,232.91
Disclosure

SEC source: 0001209191-23-054024 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,145

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,723 shares of restricted stock units ("RSUs") on October 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 119,351 shares underlying RSUs.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 20:14 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 3,451 $6.03 $20,809.53
Disclosure

SEC source: 0001209191-23-054020 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,033

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 9,071 shares of restricted stock units ("RSUs") on October 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 195,014 shares underlying RSUs.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 20:07 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 1,632 $6.03 $9,840.96
Disclosure

SEC source: 0001209191-23-054016 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,961

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,505 shares of restricted stock units ("RSUs") on October 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 104,315 shares underlying RSUs.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:32 UTC
Rahmer PeterSee remarks
SaleCommon Stock 244 $8.38 $2,044.72
Disclosure

SEC source: 0001209191-23-050866 · doc4.xml · nonDerivative · entry 2

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,226

F4 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of RSUs on September 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F5 · balance_after: Prior to the reported transaction, the amount of securities beneficially owned by the reporting person was 318,470, with 284,835 shares underlying RSUs.

F6 · balance_after: Includes 283,843 shares underlying RSUs.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:22 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 294 $8.38 $2,463.72
Disclosure

SEC source: 0001209191-23-050863 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,842

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on September 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 125,074 shares underlying RSUs.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:52 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 648 $8.38 $5,430.24
Disclosure

SEC source: 0001209191-23-050869 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,484

F4 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,188 shares of RSUs on September 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F5 · balance_after: Prior to the reported transaction, the amount of securities beneficially owned by the reporting person was 239,132, with 206,273 shares underlying RSUs.

F6 · balance_after: Includes 204,085 shares underlying RSUs.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:10 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 294 $8.38 $2,463.72
Disclosure

SEC source: 0001209191-23-050857 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,593

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on September 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 109,820 shares underlying RSUs.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:52 UTC
Rahmer PeterSee remarks
SaleCommon Stock 1,352 $11.80 $15,953.60
Disclosure

SEC source: 0001209191-23-043850 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,808

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,506 shares of restricted stock units ("RSUs") on July 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 284,835 shares underlying RSUs.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:50 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 1,693 $11.80 $19,977.40
Disclosure

SEC source: 0001209191-23-043843 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,136

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,724 shares of restricted stock units ("RSUs") on July 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 126,066 shares underlying RSUs.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:48 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 2,683 $11.80 $31,659.40
Disclosure

SEC source: 0001209191-23-043838 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,904

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 9,072 shares of restricted stock units ("RSUs") on July 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 206,273 shares underlying RSUs.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:46 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 1,628 $11.80 $19,210.40
Disclosure

SEC source: 0001209191-23-043834 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,887

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,506 shares of restricted stock units ("RSUs") on July 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 110,812 shares underlying RSUs.

Read SEC document
June 30, 2023 Filed Sep 29, 2023 21:27 UTC
Patel SanjivDirector · President and CEO
GrantCommon Stock 1,662 $10.68 $17,750.16
Disclosure

SEC source: 0001209191-23-050874 · doc4.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,662

F1 · kind: The shares were acquired under the Relay Therapeutics, Inc. 2020 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). The reporting person is voluntarily reporting this transaction.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 30, 2023.

Read SEC document
June 30, 2023 Filed Sep 29, 2023 20:32 UTC
Rahmer PeterSee remarks
GrantCommon Stock 1,662 $10.68 $17,750.16
Disclosure

SEC source: 0001209191-23-050866 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,822

F1 · kind: The shares were acquired under the Relay Therapeutics, Inc. 2020 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). The reporting person is voluntarily reporting this transaction.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 30, 2023.

F3 · balance_after: Includes 290,341 shares underlying restricted stock units ("RSUs").

Read SEC document
June 30, 2023 Filed Sep 29, 2023 20:52 UTC
Bergstrom Donald APresident, R&D
GrantCommon Stock 1,228 $10.68 $13,115.04
Disclosure

SEC source: 0001209191-23-050869 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,815

F1 · kind: The shares were acquired under the Relay Therapeutics, Inc. 2020 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). The reporting person is voluntarily reporting this transaction.

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 30, 2023.

F3 · balance_after: Includes 215,345 shares underlying restricted stock units ("RSUs").

Read SEC document
June 27, 2023 Filed Jun 28, 2023 21:12 UTC
Rahmer PeterSee remarks
SaleCommon Stock 244 $12.12 $2,957.28
Disclosure

SEC source: 0001209191-23-040063 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,160

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 991 shares of restricted stock units ("RSUs") on June 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 290,341 shares underlying RSUs.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 21:08 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 294 $12.12 $3,563.28
Disclosure

SEC source: 0001209191-23-040061 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,829

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 991 shares of restricted stock units ("RSUs") on June 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 131,790 shares underlying RSUs.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 21:06 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 647 $12.12 $7,841.64
Disclosure

SEC source: 0001209191-23-040059 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,587

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,187 shares of restricted stock units ("RSUs") on June 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 215,345 shares underlying RSUs.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 21:02 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 294 $12.12 $3,563.28
Disclosure

SEC source: 0001209191-23-040054 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,515

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 991 shares of restricted stock units ("RSUs") on June 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 116,318 shares underlying RSUs.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:44 UTC
HILL LINDA ADirector
GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033444 · doc4.xml · derivative · entry 1

HILL LINDA A · CIK 0001130483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:39 UTC GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033438 · doc4.xml · derivative · entry 1

Kathiresan Sekar · CIK 0001864112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 18:36 UTC
Rubin JamiDirector
GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033434 · doc4.xml · derivative · entry 1

Rubin Jami · CIK 0001816484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:37 UTC
Murcko MarkDirector
GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033436 · doc4.xml · derivative · entry 1

Murcko Mark · CIK 0001816130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:42 UTC GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033442 · doc4.xml · derivative · entry 1

INGRAM DOUGLAS S · CIK 0001190644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:31 UTC GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033432 · doc4.xml · derivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:27 UTC GrantStock Option (Right to Buy) · Derivative 66,055 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001209191-23-033428 · doc4.xml · derivative · entry 1

Borisy Alexis · CIK 0001319446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,055

Underlying: Common Stock · 66,055 shares

Expires 2033-05-30

F1 · derivative.exercise_date: This option was granted on May 31, 2023 with respect to 66,055 shares of the Issuer's common stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the grant date.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 22:24 UTC
Rahmer PeterSee remarks
GrantCommon Stock 161,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033423 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,404

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Includes 291,332 shares underlying RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:14 UTC GiftCommon Stock 12,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-032515 · doc4.xml · nonDerivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: Reflects the gift of common stock to a charitable foundation.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:33 UTC
Rahmer PeterSee remarks
SaleCommon Stock 739 $11.16 $8,247.24
Disclosure

SEC source: 0001209191-23-026280 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,504

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on April 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 132,564 shares underlying RSUs.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:31 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 863 $11.16 $9,631.08
Disclosure

SEC source: 0001209191-23-026277 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,272

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on April 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 136,049 shares underlying RSUs.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:29 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 1,383 $11.16 $15,434.28
Disclosure

SEC source: 0001209191-23-026275 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,701

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 4,059 shares of restricted stock units ("RSUs") on April 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 222,544 shares underlying RSUs.

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April 28, 2023 Filed May 1, 2023 20:26 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 863 $11.16 $9,631.08
Disclosure

SEC source: 0001209191-23-026271 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,882

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on April 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 120,359 shares underlying RSUs.

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April 28, 2023 Filed Jun 1, 2023 22:21 UTC Amendment
Rahmer PeterSee remarks
SaleCommon Stock 1,657 $11.16 $18,492.12
Disclosure

SEC source: 0001209191-23-033421 · doc4a.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,586

F1 · shares: This amendment is being filed to correct the number of shares sold to cover the reporting person's income tax withholding obligations upon the vesting of 5,504 shares of restricted stock units ("RSUs") on April 27, 2023, which was inadvertently understated in the reporting person's original Form 4. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Due to the error described above, the reporting person's original Form 4 incorrectly reported that the number of shares held by the reporting person was 157,504, including 132,564 shares underlying RSUs. As reported in this amendment, the correct number of shares held by the reporting person is 156,586, including 129,514 shares underlying RSUs.

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April 28, 2023 Filed Jun 1, 2023 22:19 UTC Amendment
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 2,012 $11.16 $22,453.92
Disclosure

SEC source: 0001209191-23-033419 · doc4a.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,123

F1 · shares: This amendment is being filed to correct the number of shares sold to cover the reporting person's income tax withholding obligations upon the vesting of 5,722 shares of restricted stock units ("RSUs") on April 27, 2023, which was inadvertently understated in the reporting person's original Form 4. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Due to the error described above, the reporting person's original Form 4 incorrectly reported that the number of shares held by the reporting person was 149,272, including 136,049 shares underlying RSUs. As reported in this amendment, the correct number of shares held by the reporting person is 148,123, including 132,781 shares underlying RSUs.

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April 28, 2023 Filed Jun 1, 2023 22:17 UTC Amendment
Bergstrom Donald APresident, R&D
SaleCommon Stock 2,850 $11.16 $31,806.00
Disclosure

SEC source: 0001209191-23-033416 · doc4a.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,234

F1 · shares: This amendment is being filed to correct the number of shares sold to cover the reporting person's income tax withholding obligations upon the vesting of 9,071 shares of restricted stock units ("RSUs") on April 27, 2023, which was inadvertently understated in the reporting person's original Form 4. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Due to the error described above, the reporting person's original Form 4 incorrectly reported that the number of shares held by the reporting person was 242,701, including 222,544 shares underlying RSUs. As reported in this amendment, the correct number of shares held by the reporting person is 241,234, including 217,532 shares underlying RSUs.

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April 28, 2023 Filed Jun 1, 2023 22:14 UTC Amendment
Adams BrianChief Legal Officer
SaleCommon Stock 1,936 $11.16 $21,605.76
Disclosure

SEC source: 0001209191-23-033410 · doc4a.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,809

F1 · shares: This amendment is being filed to correct the number of shares sold to cover the reporting person's income tax withholding obligations upon the vesting of 5,504 shares of restricted stock units ("RSUs") on April 27, 2023, which was inadvertently understated in the reporting person's original Form 4. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Due to the error described above, the reporting person's original Form 4 incorrectly reported that the number of shares held by the reporting person was 134,882, including 120,359 shares underlying RSUs. As reported in this amendment, the correct number of shares held by the reporting person is 133,809, including 117,309 shares underlying RSUs.

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March 27, 2023 Filed Mar 28, 2023 20:52 UTC
Rahmer PeterSee remarks
SaleCommon Stock 297 $15.36 $4,561.92
Disclosure

SEC source: 0001209191-23-021423 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,243

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on March 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 135,018 shares underlying RSUs.

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March 27, 2023 Filed Mar 28, 2023 20:50 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 347 $15.36 $5,329.92
Disclosure

SEC source: 0001209191-23-021420 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,135

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on March 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 138,503 shares underlying RSUs.

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March 27, 2023 Filed Mar 28, 2023 20:49 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 763 $15.36 $11,719.68
Disclosure

SEC source: 0001209191-23-021417 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,084

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,187 shares of restricted stock units ("RSUs") on March 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 226,603 shares underlying RSUs.

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March 27, 2023 Filed Mar 28, 2023 20:47 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 347 $15.36 $5,329.92
Disclosure

SEC source: 0001209191-23-021414 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,745

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on March 26, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 122,813 shares underlying RSUs.

Read SEC document
February 09, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · derivative · entry 11

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,779

Underlying: Common Stock · 14,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

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February 09, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $20.55 $287,700.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · nonDerivative · entry 6

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $20.25 to $20.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 09, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $5.04 $70,560.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · nonDerivative · entry 5

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

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February 08, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · derivative · entry 10

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,779

Underlying: Common Stock · 14,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

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February 08, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $20.98 $293,720.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · nonDerivative · entry 4

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.73 to $21.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.