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Arcadia Biosciences, Inc.

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8593
SEC CIK
0001469443
Parsed reports
133

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2019 Filed Jun 4, 2019 20:01 UTC GrantStock Option (right to buy) · Derivative 16,128 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-034596 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,018

Underlying: Common Stock · 16,128 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 3, 2020 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 19:50 UTC
Rey Eric J.Director
GrantStock Option (right to buy) · Derivative 6,912 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-034583 · doc4.xml · derivative · entry 1

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,835

Underlying: Common Stock · 6,912 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 3, 2020 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 23:39 UTC GrantStock Option (right to buy) · Derivative 6,912 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-034580 · doc4.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,326

Underlying: Common Stock · 6,912 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 3, 2020 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 00:04 UTC GrantStock Option (right to buy) · Derivative 6,912 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-034598 · doc4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,085

Underlying: Common Stock · 6,912 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 3, 2020 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 23:51 UTC GrantStock Option (right to buy) · Derivative 6,912 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-034585 · doc4.xml · derivative · entry 1

Murray Lilian Shackelford · CIK 0001743173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,320

Underlying: Common Stock · 6,912 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 3, 2020 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 23:35 UTC
Yoder AmyDirector
GrantStock Option (right to buy) · Derivative 6,912 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-034578 · doc4.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,239

Underlying: Common Stock · 6,912 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 3, 2020 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 7, 2019 15:54 UTC
KETKAR RAJENDRA D.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-035492 · doc4.xml · derivative · entry 1

KETKAR RAJENDRA D. · CIK 0001674900 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,150

Underlying: Common Stock · 28,000 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option vests with respect to 25% of the total securities subject to the option on the first anniversary of the date of award, or June 3, 2020, with the remaining 75% vesting in 36 equal installments beginning June 30, 2020 and ending May 31, 2023, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 7, 2019 20:05 UTC
Reiter SarahChief Commercial Officer
GrantStock Option (right to buy) · Derivative 23,305 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-035510 · doc4.xml · derivative · entry 1

Reiter Sarah · CIK 0001734605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,705

Underlying: Common Stock · 23,305 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option vests with respect to 25% of the total securities subject to the option on the first anniversary of the date of award, or June 3, 2020, with the remaining 75% vesting in 36 equal installments beginning June 30, 2020 and ending May 31, 2023, subject to the Participant's continued service.

Read SEC document
June 03, 2019 Filed Jun 7, 2019 20:00 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 26,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-19-035500 · doc4.xml · derivative · entry 1

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,450

Underlying: Common Stock · 26,000 shares

Expires 2029-06-03

F1 · derivative.exercise_date: The Option vests with respect to 25% of the total securities subject to the option on the first anniversary of the date of award, or June 3, 2020, with the remaining 75% vesting in 36 equal installments beginning June 30, 2020 and ending May 31, 2023, subject to the Participant's continued service.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 19:20 UTC
KETKAR RAJENDRA D.Director · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 106,400 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-051839 · doc4.xml · derivative · entry 1

KETKAR RAJENDRA D. · CIK 0001674900 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,150

Underlying: Common Stock · 106,400 shares

Expires 2028-09-18

F1 · derivative.exercise_date: The options will vest monthly in equal installments over a period of two years from the date of the grant, subject to the Participant's continued service.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 23:27 UTC
Reiter SarahChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 38,400 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-051841 · doc4.xml · derivative · entry 1

Reiter Sarah · CIK 0001734605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,400

Underlying: Common Stock · 38,400 shares

Expires 2028-09-18

F1 · derivative.exercise_date: The options will vest monthly in equal installments over a period of two years from the date of the grant, subject to the Participant's continued service.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 23:24 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 47,200 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-18-051840 · doc4.xml · derivative · entry 1

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,450

Underlying: Common Stock · 47,200 shares

Expires 2028-09-18

F1 · derivative.exercise_date: The options will vest monthly in equal installments over a period of two years from the date of the grant, subject to the Participant's continued service.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 19:43 UTC GrantStock Option (right to buy) · Derivative 7,476 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001209191-18-036801 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,890

Underlying: Common Stock · 7,476 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 6, 2019 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 19:38 UTC
Rey Eric J.Director
GrantStock Option (right to buy) · Derivative 3,204 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001209191-18-036795 · doc4.xml · derivative · entry 1

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,923

Underlying: Common Stock · 3,204 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 6, 2019 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:27 UTC GrantStock Option (right to buy) · Derivative 3,204 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001209191-18-036791 · doc4.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,414

Underlying: Common Stock · 3,204 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 6, 2019 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:56 UTC GrantCommon Stock (right to buy) · Derivative 6,408 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001209191-18-036806 · doc4.xml · derivative · entry 1

Murray Lilian Shackelford · CIK 0001743173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408

Underlying: Common Stock · 6,408 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The option vests in three equal installments occurring on the first, second and third anniversary of the date of grant.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:54 UTC GrantStock Option (right to buy) · Derivative 3,204 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001209191-18-036805 · doc4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,173

Underlying: Common Stock · 3,204 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 6, 2019 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:30 UTC
Yoder AmyDirector
GrantStock Option (right to buy) · Derivative 3,204 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001209191-18-036792 · doc4.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,327

Underlying: Common Stock · 3,204 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 6, 2019 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
May 12, 2018 Filed May 16, 2018 00:37 UTC GrantStock Option (right to buy) · Derivative 8,210 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001209191-18-030360 · doc4.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,210

Underlying: Common Stock · 8,210 shares

Expires 2028-05-12

F1 · derivative.exercise_date: The shares subject to the Option shall vest and become exercisable in three (3) equal annual installments, with one-third of the shares subject to the Option vesting on each of the first three (3) anniversaries of the date of the award, subject to the Participant's continued service through each applicable vesting date.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 17:42 UTC
Rey Eric J.Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0001209191-18-021808 · doc4.xml · derivative · entry 3

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,719

Underlying: Common Stock · 5,000 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully exercisable as of the date hereof.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 17:42 UTC
Rey Eric J.Director
SaleCommon Stock 5,000 $33.44 $167,200.00
Disclosure

SEC source: 0001209191-18-021808 · doc4.xml · nonDerivative · entry 2

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,335

F1 · price: This transaction was executed in multiple trades at prices ranging from $32.56 to $34.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 17:42 UTC
Rey Eric J.Director
Exercise / conversionCommon Stock 5,000 $21.60 $108,000.00
Disclosure

SEC source: 0001209191-18-021808 · doc4.xml · nonDerivative · entry 1

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 17:40 UTC
Lu ZhongjinVP Product Development
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0001209191-18-021805 · doc4.xml · derivative · entry 3

Lu Zhongjin · CIK 0001640691 · VP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438

Underlying: Common Stock · 1,750 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully exercisable as of the date hereof.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 17:40 UTC
Lu ZhongjinVP Product Development
SaleCommon Stock 1,750 $32.74 $57,295.00
Disclosure

SEC source: 0001209191-18-021805 · doc4.xml · nonDerivative · entry 2

Lu Zhongjin · CIK 0001640691 · VP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.12 to $32.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 17:40 UTC
Lu ZhongjinVP Product Development
Exercise / conversionCommon Stock 1,750 $21.60 $37,800.00
Disclosure

SEC source: 0001209191-18-021805 · doc4.xml · nonDerivative · entry 1

Lu Zhongjin · CIK 0001640691 · VP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 23:18 UTC
Reiter SarahChief Commercial Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $45.69 $0.00
Disclosure

SEC source: 0001209191-18-021166 · doc4.xml · derivative · entry 1

Reiter Sarah · CIK 0001734605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-19

F1 · derivative.exercise_date: The option vests with respect to 25% of the total securities subject to the option on the first anniversary of the date of award, or March 19, 2019, with the remaining 75% vesting in 36 equal installments beginning March 31, 2019 and ending February 28, 2022, subject to the Participant's continued service.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:11 UTC
Rey Eric J.Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 250 $0.00 Strike: $44.88 $0.00
Disclosure

SEC source: 0001209191-18-020441 · doc4.xml · derivative · entry 6

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,719

Underlying: Common Stock · 250 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully exercisable as of the date hereof.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:11 UTC
Rey Eric J.Director
SaleCommon Stock 250 $60.00 $15,000.00
Disclosure

SEC source: 0001209191-18-020441 · doc4.xml · nonDerivative · entry 4

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,335

F1 · kind: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective June 6, 2017.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:11 UTC
Rey Eric J.Director
Exercise / conversionCommon Stock 250 $44.80 $11,200.00
Disclosure

SEC source: 0001209191-18-020441 · doc4.xml · nonDerivative · entry 3

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:11 UTC
Rey Eric J.Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,005 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0001209191-18-020441 · doc4.xml · derivative · entry 5

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,969

Underlying: Common Stock · 21,005 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully exercisable as of the date hereof.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:11 UTC
Rey Eric J.Director
SaleCommon Stock 21,005 $45.21 $949,615.05
Disclosure

SEC source: 0001209191-18-020441 · doc4.xml · nonDerivative · entry 2

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,335

F1 · kind: The security transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the Reporting Person effective June 6, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $49.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:11 UTC
Rey Eric J.Director
Exercise / conversionCommon Stock 21,005 $21.60 $453,708.00
Disclosure

SEC source: 0001209191-18-020441 · doc4.xml · nonDerivative · entry 1

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 12:12 UTC
Lu ZhongjinVP Product Development
SaleCommon Stock 5,950 $0.23 $1,356.60
Disclosure

SEC source: 0001209191-17-061940 · doc4.xml · nonDerivative · entry 1

Lu Zhongjin · CIK 0001640691 · VP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.225 to $0.233. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:37 UTC
Yoder AmyDirector
GrantStock Option (right to buy) · Derivative 202,447 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001209191-17-048350 · doc4.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,447

Underlying: Common Stock · 202,447 shares

Expires 2027-08-07

F1 · derivative.exercise_date: The shares subject to the Option shall vest and become exercisable in three (3) equal annual installments, with one-third of the shares subject to the Option vesting on each of the first three (3) anniversaries of the date of the award, subject to Participant's continued service through each applicable vesting date.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:01 UTC
KETKAR RAJENDRA D.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 325,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001209191-17-038972 · doc4.xml · derivative · entry 1

KETKAR RAJENDRA D. · CIK 0001674900 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2027-06-08

F1 · shares: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 19:14 UTC
Lu ZhongjinVP Product Development
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001209191-17-039014 · doc4.xml · derivative · entry 2

Lu Zhongjin · CIK 0001640691 · VP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-08

F2 · shares: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:07 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 225,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001209191-17-038975 · doc4.xml · derivative · entry 1

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2027-06-08

F1 · shares: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 13:01 UTC
Rey Eric J.Director
PurchaseCommon Stock 5,000 $0.75 $3,750.00
Disclosure

SEC source: 0001209191-17-039055 · doc4.xml · nonDerivative · entry 1

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,680

Read SEC document
June 07, 2017 Filed Jun 9, 2017 17:26 UTC GrantStock Option (right to buy) · Derivative 60,350 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-17-038942 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,350

Underlying: Common Stock · 60,350 shares

Expires 2027-06-07

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 7, 2018 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Particpant's continued service.

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June 07, 2017 Filed Jun 9, 2017 18:17 UTC
Rey Eric J.Director
GrantStock Option (right to buy) · Derivative 119,377 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-17-038986 · doc4.xml · derivative · entry 1

Rey Eric J. · CIK 0001640665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,377

Underlying: Common Stock · 119,377 shares

Expires 2027-06-07

F1 · shares: The shares subject to the Option shall vest and become exercisable in three (3) equal annual installments, with one-third of the shares subject to the Option vesting on each of the first three (3) anniversaries of the date of the award, subject to the Participant's continued service through each applicable vesting date.

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June 07, 2017 Filed Jun 9, 2017 17:24 UTC
Garg UdayDirector · 10% owner
GrantStock Option (right to buy) · Derivative 60,350 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-17-038936 · doc4.xml · derivative · entry 1

Garg Uday · CIK 0001641250 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,350

Underlying: Common Stock · 60,350 shares

Expires 2027-06-07

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 7, 2018 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Particpant's continued service.

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June 07, 2017 Filed Jun 9, 2017 21:52 UTC GrantStock Option (right to buy) · Derivative 119,377 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-17-038961 · doc4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,377

Underlying: Common Stock · 119,377 shares

Expires 2027-06-07

F1 · shares: The shares subject to the Option shall vest and become exercisable in three (3) equal annual installments, with one-third of the shares subject to the Option vesting on each of the first three (3) anniversaries of the date of the award, subject to the Participant's continued service through each applicable vesting date.

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June 07, 2017 Filed Jun 9, 2017 21:45 UTC GrantStock Option (right to buy) · Derivative 80,466 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001209191-17-038953 · doc4.xml · derivative · entry 1

Gosbee George Frederick John · CIK 0001518989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,466

Underlying: Common Stock · 80,466 shares

Expires 2027-06-07

F1 · derivative.exercise_date: The Option will become 100% vested and excercisable on the earlier to occur of (i) June 7, 2018 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Particpant's continued service.

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October 30, 2016 Filed Nov 2, 2016 15:39 UTC GrantStock Option (right to buy) · Derivative 47,910 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001209191-16-147870 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,910

Underlying: Common Stock · 47,910 shares

Expires 2026-10-29

F1 · derivative.exercise_date: The shares subject to the Option shall vest and become exercisable in three (3) equal annual installments, with one-third of the shares subject to the Option vesting on each of the first three (3) anniversaries of the date of the award, subject to Participant's continued service through each applicable vesting date.

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September 12, 2016 Filed Sep 12, 2016 21:29 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-16-140964 · doc4.xml · derivative · entry 5

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2026-09-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on 9/12/2017; the remaining 75% of the total number of shares subject to the option will vest in 36 equal installments, with the first installment occurring 9/30/2017, and thereafter on the last day of the month for the next 35 months.

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September 12, 2016 Filed Sep 12, 2016 21:29 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-16-140964 · doc4.xml · derivative · entry 4

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2026-09-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on 9/12/2017; the remaining 75% of the total number of shares subject to the option will vest in 36 equal installments, with the first installment occurring 9/30/2017, and thereafter on the last day of the month for the next 35 months.

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September 12, 2016 Filed Sep 12, 2016 21:29 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-16-140964 · doc4.xml · derivative · entry 3

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2026-09-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on 9/12/2017; the remaining 75% of the total number of shares subject to the option will vest in 36 equal installments, with the first installment occurring 9/30/2017, and thereafter on the last day of the month for the next 35 months.

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September 12, 2016 Filed Sep 12, 2016 21:29 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-16-140964 · doc4.xml · derivative · entry 2

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2026-09-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on 9/12/2017; the remaining 75% of the total number of shares subject to the option will vest in 36 equal installments, with the first installment occurring 9/30/2017, and thereafter on the last day of the month for the next 35 months.

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September 12, 2016 Filed Sep 12, 2016 21:29 UTC
Plavan Matthew TChief Financial Officer
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001209191-16-140964 · doc4.xml · derivative · entry 1

Plavan Matthew T · CIK 0001326765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-09-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on 9/12/2017; the remaining 75% of the total number of shares subject to the option will vest in 36 equal installments, with the first installment occurring 9/30/2017, and thereafter on the last day of the month for the next 35 months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.