Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Jul 10, 2017 14:43 UTC Amendment |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012455 · doc4a.xml · derivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2019-09-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 100% on 9/30/2019. F2 · derivative.expiration_date: RSUs vest 100% on 9/30/2019. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 21:25 UTC |
Elwyn Tashtego SPresident - RJA
|
SaleCommon Stock | 6,000 | $71.03 | $426,180.00 |
DisclosureSEC source: 0001225208-16-042345 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,552 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:44 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,690 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-16-042408 · doc4.xml · derivative · entry 3 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: Common Stock · 3,690 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 25,000 employee stock options granted on 2/23/2012, 15,000 vested and became exercisable on 11/22/2014; 5,000 on 11/22/2015 and 5,000 on 11/22/2016. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:44 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionCommon Stock | 3,690 | $27.10 | $99,999.00 |
DisclosureSEC source: 0001225208-16-042408 · doc4.xml · nonDerivative · entry 1 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 20:21 UTC |
Catanese GeorgeSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,200 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-16-042404 · doc4.xml · derivative · entry 5 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 3,200 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Of the 4,000 stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on on 11/29/2017. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 20:21 UTC |
Catanese GeorgeSenior Vice President
|
Tax withholdingCommon Stock | 1,260 | $71.10 | $89,586.00 |
DisclosureSEC source: 0001225208-16-042404 · doc4.xml · nonDerivative · entry 3 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,254 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 20:21 UTC |
Catanese GeorgeSenior Vice President
|
Exercise / conversionCommon Stock | 3,200 | $37.87 | $121,184.00 |
DisclosureSEC source: 0001225208-16-042404 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 12:36 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
SaleCommon Stock | 50,000 | $71.26 | $3,562,780.00 |
DisclosureSEC source: 0001225208-16-042421 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,052 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $71.05 to $71.54. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 20:13 UTC |
ACKART JENNIFER CSVP, Controller
|
SaleCommon Stock | 7,500 | $71.63 | $537,210.75 |
DisclosureSEC source: 0001225208-16-042294 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,957 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $71.50 to $71.89. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:30 UTC |
GODBOLD FRANCIS SDirector · Vice Chairman
|
GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042348 · doc4.xml · nonDerivative · entry 1 GODBOLD FRANCIS S · CIK 0001182758 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,000 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:25 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-16-042345 · doc4.xml · derivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 6,000 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 10,000 stock options granted on 11/21/2013, 60% vested on 11/21/2016, 20% will vest on 11/21/2017 and 20% on 11/21/2018. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:25 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 6,000 | $48.20 | $289,200.00 |
DisclosureSEC source: 0001225208-16-042345 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:21 UTC |
Catanese GeorgeSenior Vice President
|
SaleCommon Stock | 6,197 | $71.51 | $443,138.17 |
DisclosureSEC source: 0001225208-16-042404 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,314 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $71.48 to $71.52. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:15 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-16-042370 · doc4.xml · derivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 10,000 stock options granted on 11/22/2011, 60% vested on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:15 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 3,807 | $71.17 | $270,944.19 |
DisclosureSEC source: 0001225208-16-042370 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,973 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:15 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 10,000 | $27.10 | $271,000.00 |
DisclosureSEC source: 0001225208-16-042370 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:11 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-16-042204 · doc4.xml · derivative · entry 5 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:11 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Tax withholdingCommon Stock | 4,619 | $73.33 | $338,711.27 |
DisclosureSEC source: 0001225208-16-042204 · doc4.xml · nonDerivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,244 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:11 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 12,500 | $27.10 | $338,750.00 |
DisclosureSEC source: 0001225208-16-042204 · doc4.xml · nonDerivative · entry 2 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:01 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042198 · doc4.xml · nonDerivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,052 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 20:57 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-16-042197 · doc4.xml · derivative · entry 8 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options became exercisable - 6,000 on 11/22/14, 2,000 on 11/22/15 and 2,000 on 11/22/16. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 20:57 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
Tax withholdingCommon Stock | 3,695 | $73.33 | $270,954.35 |
DisclosureSEC source: 0001225208-16-042197 · doc4.xml · nonDerivative · entry 4 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,728 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 20:57 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
Exercise / conversionCommon Stock | 10,000 | $27.10 | $271,000.00 |
DisclosureSEC source: 0001225208-16-042197 · doc4.xml · nonDerivative · entry 3 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:52 UTC |
Catanese GeorgeSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-16-042189 · doc4.xml · derivative · entry 7 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vested 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:52 UTC |
Catanese GeorgeSenior Vice President
|
Tax withholdingCommon Stock | 2,092 | $73.33 | $153,406.36 |
DisclosureSEC source: 0001225208-16-042189 · doc4.xml · nonDerivative · entry 4 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,511 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:52 UTC |
Catanese GeorgeSenior Vice President
|
Exercise / conversionCommon Stock | 7,500 | $27.10 | $203,250.00 |
DisclosureSEC source: 0001225208-16-042189 · doc4.xml · nonDerivative · entry 3 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042196 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 6,000 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 1,664 | $72.32 | $120,340.48 |
DisclosureSEC source: 0001225208-16-042196 · doc4.xml · nonDerivative · entry 3 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,780 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantCommon Stock | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042196 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,444 F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042196 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:11 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantCommon Stock | 1,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042204 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,363 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:04 UTC |
ZANK DENNIS WChief Operating Officer
|
GrantCommon Stock | 4,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042201 · doc4.xml · nonDerivative · entry 1 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,863 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:06 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
GrantCommon Stock | 2,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042202 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,136 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:01 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042198 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 6,000 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:01 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,840 | $72.32 | $133,068.80 |
DisclosureSEC source: 0001225208-16-042198 · doc4.xml · nonDerivative · entry 3 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,302 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:01 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042198 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:01 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
GrantCommon Stock | 13,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042198 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,142 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:57 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GrantCommon Stock | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042197 · doc4.xml · nonDerivative · entry 2 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,423 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:44 UTC |
JAMES THOMAS ADirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 3,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042195 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336,715 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:42 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
GrantCommon Stock | 4,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042194 · doc4.xml · nonDerivative · entry 2 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,322 F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. F3 · balance_after: Reflects a reduction in shares previously attributable to the reporting person due to holdings by adult children now independent of the reporting person. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:30 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042192 · doc4.xml · derivative · entry 4 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 6,000 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:30 UTC |
Curtis Scott APresident - RJFS
|
Tax withholdingCommon Stock | 1,641 | $72.32 | $118,677.12 |
DisclosureSEC source: 0001225208-16-042192 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,336 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:30 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042192 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 19:52 UTC |
Catanese GeorgeSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042189 · doc4.xml · derivative · entry 6 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 6,000 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 19:52 UTC |
Catanese GeorgeSenior Vice President
|
Tax withholdingCommon Stock | 1,640 | $72.32 | $118,604.80 |
DisclosureSEC source: 0001225208-16-042189 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,103 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 19:52 UTC |
Catanese GeorgeSenior Vice President
|
Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042189 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 19:34 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantCommon Stock | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042188 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,975 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013. F2 · balance_after: Includes 139 shares of common stock acquired on March 2, 2016, 112 shares of common stock acquired on June 2, 2016, and 108 shares of common stock acquired on September 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 18:19 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042177 · doc4.xml · derivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 6,000 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 18:19 UTC |
Elwyn Tashtego SPresident - RJA
|
Tax withholdingCommon Stock | 1,641 | $72.32 | $118,677.12 |
DisclosureSEC source: 0001225208-16-042177 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,552 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 18:19 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042177 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.