Tapewire

NYSE · USD

RJF

RAYMOND JAMES FINANCIAL INC

Export transactions ↓
Tapewire entity
3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2016 Filed Dec 15, 2016 13:45 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-043232 · doc4.xml · derivative · entry 6

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Of the 25,000 employee stock options granted, 15,000 became exerciseable on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:45 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionCommon Stock 500 $27.10 $13,550.00
Disclosure

SEC source: 0001225208-16-043232 · doc4.xml · nonDerivative · entry 3

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:45 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionCommon Stock 2,252 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043232 · doc4.xml · nonDerivative · entry 2

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:45 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionCommon Stock 5,000 $27.10 $135,500.00
Disclosure

SEC source: 0001225208-16-043232 · doc4.xml · nonDerivative · entry 1

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:37 UTC
ZANK DENNIS WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 4,095 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043230 · doc4.xml · derivative · entry 4

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,095 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:37 UTC
ZANK DENNIS WChief Operating Officer
Exercise / conversionCommon Stock 4,095 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043230 · doc4.xml · nonDerivative · entry 2

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:30 UTC
Curtis Scott APresident - RJFS
Exercise / conversionRestricted Stock Units · Derivative 1,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043228 · doc4.xml · derivative · entry 4

Curtis Scott A · CIK 0001601143 · President - RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,933 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:30 UTC
Curtis Scott APresident - RJFS
Tax withholdingCommon Stock 810 $71.60 $57,996.00
Disclosure

SEC source: 0001225208-16-043228 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · President - RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,119

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:30 UTC
Curtis Scott APresident - RJFS
Exercise / conversionCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043228 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · President - RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:17 UTC
Catanese GeorgeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043226 · doc4.xml · derivative · entry 4

Catanese George · CIK 0001340350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 341 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:17 UTC
Catanese GeorgeSenior Vice President
Tax withholdingCommon Stock 143 $71.60 $10,238.80
Disclosure

SEC source: 0001225208-16-043226 · doc4.xml · nonDerivative · entry 2

Catanese George · CIK 0001340350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

Read SEC document
December 13, 2016 Filed Dec 15, 2016 13:17 UTC
Catanese GeorgeSenior Vice President
Exercise / conversionCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043226 · doc4.xml · nonDerivative · entry 1

Catanese George · CIK 0001340350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 20:28 UTC
Elwyn Tashtego SPresident - RJA
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-043163 · doc4.xml · derivative · entry 5

Elwyn Tashtego S · CIK 0001601145 · President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the 10,000 employee stock options granted, 60% vested on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 20:28 UTC
Elwyn Tashtego SPresident - RJA
Exercise / conversionCommon Stock 2,000 $27.10 $54,200.00
Disclosure

SEC source: 0001225208-16-043163 · doc4.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 15, 2016 13:37 UTC
ZANK DENNIS WChief Operating Officer
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043230 · doc4.xml · nonDerivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,583

Read SEC document
December 08, 2016 Filed Dec 9, 2016 17:51 UTC SaleCommon Stock 20,000 $73.83 $1,476,574.00
Disclosure

SEC source: 0001225208-16-042941 · doc4.xml · nonDerivative · entry 1

Carson John C Jr. · CIK 0001509485 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,780

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $73.80 to $73.92.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 19:08 UTC
Catanese GeorgeSenior Vice President
GiftCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042875 · doc4.xml · nonDerivative · entry 1

Catanese George · CIK 0001340350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,159

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $37.87 $0.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · derivative · entry 10

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2019-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Of the 12,500 employee stock options granted on 11/29/ 2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,310 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · derivative · entry 9

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,310 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Of the 25,000 employee stock options granted on 11/22/2011, 60% vested on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
GiftCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · nonDerivative · entry 6

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,182

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
SaleCommon Stock 11,310 $73.19 $827,834.32
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · nonDerivative · entry 5

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,387

F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $73.07 to $73.39.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 1,310 $27.10 $35,501.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · nonDerivative · entry 4

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 10,000 $37.87 $378,700.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · nonDerivative · entry 3

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed May 26, 2017 17:43 UTC
ACKART JENNIFER CSVP, Controller
GiftCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010477 · doc4.xml · nonDerivative · entry 1

ACKART JENNIFER C · CIK 0001181167 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,867

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:41 UTC
REILLY PAUL CDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,690 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-042856 · doc4.xml · derivative · entry 6

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,690 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of the 25,000 options granted, 15,000 became exercisable on 11/22/2014, 5,000 on 11/22/2015, and 5,000 on 11/22/2016.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:41 UTC
REILLY PAUL CDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,690 $27.10 $99,999.00
Disclosure

SEC source: 0001225208-16-042856 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,690 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · derivative · entry 8

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 3,690 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Of the 25,000 employee stock options granted on 11/22/2011, 60% vested on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Tax withholdingCommon Stock 1,363 $73.36 $99,989.68
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,387

Read SEC document
December 06, 2016 Filed Dec 8, 2016 18:50 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 3,690 $27.10 $99,999.00
Disclosure

SEC source: 0001225208-16-042869 · doc4.xml · nonDerivative · entry 1

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 85 shares of common stock acquired on December 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 19:47 UTC
ZANK DENNIS WChief Operating Officer
SaleCommon Stock 7,910 $73.22 $579,196.30
Disclosure

SEC source: 0001225208-16-042775 · doc4.xml · nonDerivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,643

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $73.09 to $73.25.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:41 UTC
REILLY PAUL CDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,310 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-042856 · doc4.xml · derivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,690

Underlying: Common Stock · 1,310 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of the 25,000 options granted, 15,000 became exercisable on 11/22/2014, 5,000 on 11/22/2015, and 5,000 on 11/22/2016.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:41 UTC
REILLY PAUL CDirector · Chief Executive Officer
Tax withholdingCommon Stock 828 $73.52 $60,874.56
Disclosure

SEC source: 0001225208-16-042856 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,534

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:41 UTC
REILLY PAUL CDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,310 $27.10 $35,501.00
Disclosure

SEC source: 0001225208-16-042856 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Dec 2, 2016 19:24 UTC
Curtis Scott APresident - RJFS
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042583 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · President - RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,996

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:24 UTC
Curtis Scott APresident - RJFS
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042583 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · President - RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,196

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:38 UTC
TROCIN JEFFREY EExecutive Vice President - RJF
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042514 · doc4.xml · derivative · entry 1

TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:51 UTC
Allison Paul DChair, President & CEO RJ Ltd.
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042518 · doc4.xml · derivative · entry 3

Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:51 UTC
Allison Paul DChair, President & CEO RJ Ltd.
SaleCommon Stock 16,500 $71.80 $1,184,619.15
Disclosure

SEC source: 0001225208-16-042518 · doc4.xml · nonDerivative · entry 1

Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,744

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:48 UTC
Elwyn Tashtego SPresident - RJA
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042517 · doc4.xml · derivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:44 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042515 · doc4.xml · derivative · entry 1

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:35 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042512 · doc4.xml · derivative · entry 1

Carson John C Jr. · CIK 0001509485 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:26 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042503 · doc4.xml · derivative · entry 1

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:21 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
GrantRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042502 · doc4.xml · derivative · entry 1

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 21:22 UTC
REILLY PAUL CDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042615 · doc4.xml · derivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 21:17 UTC
ZANK DENNIS WChief Operating Officer
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042611 · doc4.xml · derivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 21:08 UTC
ACKART JENNIFER CSVP, Controller
GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042605 · doc4.xml · derivative · entry 1

ACKART JENNIFER C · CIK 0001181167 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 19:24 UTC
Curtis Scott APresident - RJFS
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042583 · doc4.xml · derivative · entry 4

Curtis Scott A · CIK 0001601143 · President - RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 15:09 UTC
Catanese GeorgeSenior Vice President
GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042574 · doc4.xml · derivative · entry 1

Catanese George · CIK 0001340350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 13:18 UTC
Dowdle Jeffrey APresident, Asset Mgmt Group
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042568 · doc4.xml · derivative · entry 1

Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 12:39 UTC
Raney Steven MPresident & CEO RJBank
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042566 · doc4.xml · derivative · entry 1

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.