Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2016 Filed May 23, 2017 18:28 UTC |
GODBOLD FRANCIS SDirector · Vice Chairman
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010276 · doc4.xml · nonDerivative · entry 1 GODBOLD FRANCIS S · CIK 0001182758 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Francis S. Godbold Family Trust Disclosed balance after: 198,000 F1 · ownership.nature: Shares previously shown as directly held. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 16:36 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043689 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,557 Read SEC document |
| December 23, 2016 Filed Jan 5, 2017 18:32 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
GiftCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000571 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,554 Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 16:36 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043689 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,657 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 19:51 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GiftCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043479 · doc4.xml · nonDerivative · entry 2 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,723 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:04 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
GrantRestricted Stock Units · Derivative | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043507 · doc4.xml · derivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Underlying: Common Stock · 1,931 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:13 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 18,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043512 · doc4.xml · derivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,446 Underlying: Common Stock · 18,446 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:58 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
GrantRestricted Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043505 · doc4.xml · derivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 Underlying: Common Stock · 2,155 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:51 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GrantRestricted Stock Units · Derivative | 1,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043479 · doc4.xml · derivative · entry 6 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Underlying: Common Stock · 1,793 shares Expires 2019-12-15 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:02 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 1,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043464 · doc4.xml · derivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085 Underlying: Common Stock · 1,085 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of restricted stock units as portion of annual bonus. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:57 UTC |
Carson John C Jr.President
|
GrantRestricted Stock Units · Derivative | 3,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043456 · doc4.xml · derivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,620 Underlying: Common Stock · 3,620 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:22 UTC |
Elwyn Tashtego SPresident - RJA
|
GrantRestricted Stock Units · Derivative | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043453 · doc4.xml · derivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517 Underlying: Common Stock · 1,517 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:41 UTC |
ZANK DENNIS WChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 3,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043460 · doc4.xml · derivative · entry 3 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 Underlying: Common Stock · 3,793 shares Expires 2019-12-15 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:41 UTC |
ZANK DENNIS WChief Operating Officer
|
SaleCommon Stock | 4,095 | $73.08 | $299,269.56 |
DisclosureSEC source: 0001225208-16-043460 · doc4.xml · nonDerivative · entry 1 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,583 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $73.03 to $73.13. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:51 UTC |
JAMES THOMAS ADirector · Executive Chairman · 10% owner
|
GrantRestricted Stock Units · Derivative | 3,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043447 · doc4.xml · derivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,103 Underlying: Common Stock · 3,103 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:40 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043444 · doc4.xml · derivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896 Underlying: Common Stock · 896 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:24 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043442 · doc4.xml · derivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 250 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:18 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 2,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043440 · doc4.xml · derivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 Underlying: Common Stock · 2,069 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:08 UTC |
Catanese GeorgeSenior Vice President
|
GrantRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043438 · doc4.xml · derivative · entry 3 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Underlying: Common Stock · 1,072 shares Expires 2019-12-15 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:08 UTC |
Catanese GeorgeSenior Vice President
|
SaleCommon Stock | 1,179 | $71.89 | $84,762.32 |
DisclosureSEC source: 0001225208-16-043438 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,178 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:01 UTC |
Curtis Scott APresident - RJFS
|
GrantRestricted Stock Units · Derivative | 1,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043436 · doc4.xml · derivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Underlying: Common Stock · 1,793 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 15:50 UTC |
ACKART JENNIFER CSVP, Controller
|
GrantRestricted Stock Units · Derivative | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043434 · doc4.xml · derivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291 Underlying: Common Stock · 291 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2016 Filed Dec 19, 2016 19:51 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GiftCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043479 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,888 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:47 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043167 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 227 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:47 UTC |
ACKART JENNIFER CSVP, Controller
|
Tax withholdingCommon Stock | 62 | $71.60 | $4,439.20 |
DisclosureSEC source: 0001225208-16-043167 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,122 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:47 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043167 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:28 UTC |
JAMES THOMAS ADirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 3,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043184 · doc4.xml · derivative · entry 5 JAMES THOMAS A · CIK 0001182775 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,071 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:28 UTC |
JAMES THOMAS ADirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 3,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043184 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,339,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:14 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043179 · doc4.xml · derivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,048 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:14 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 859 | $71.60 | $61,504.40 |
DisclosureSEC source: 0001225208-16-043179 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,162 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:14 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043179 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:08 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043174 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,837 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:08 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043174 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:56 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionRestricted Stock Units · Derivative | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043169 · doc4.xml · derivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 717 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:56 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043169 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 85 shares of common stock acquired on December 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:03 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043171 · doc4.xml · derivative · entry 4 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,863 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:03 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 2,040 | $71.60 | $146,064.00 |
DisclosureSEC source: 0001225208-16-043171 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,603 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:03 UTC |
Carson John C Jr.President
|
Exercise / conversionCommon Stock | 4,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043171 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:39 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Exercise / conversionRestricted Stock Units · Derivative | 4,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043165 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,351 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:39 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
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Exercise / conversionCommon Stock | 4,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043165 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 78 shares of common stock acquired on December 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:28 UTC |
Elwyn Tashtego SPresident - RJA
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Exercise / conversionRestricted Stock Units · Derivative | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043163 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,275 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:28 UTC |
Elwyn Tashtego SPresident - RJA
|
Tax withholdingCommon Stock | 954 | $71.60 | $68,306.40 |
DisclosureSEC source: 0001225208-16-043163 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,873 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:28 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043163 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:00 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
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Exercise / conversionRestricted Stock Units · Derivative | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043161 · doc4.xml · derivative · entry 5 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,048 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:00 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
Exercise / conversionCommon Stock | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043161 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 342 shares of common stock acquired on December 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:22 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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Exercise / conversionRestricted Stock Units · Derivative | 13,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043327 · doc4.xml · derivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,309 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:22 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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Tax withholdingCommon Stock | 5,270 | $71.60 | $377,332.00 |
DisclosureSEC source: 0001225208-16-043327 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,263 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:22 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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Exercise / conversionCommon Stock | 13,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043327 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 13:45 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-16-043232 · doc4.xml · derivative · entry 8 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Of the 500 employee stock options granted, 300 became exerciseable on 11/22/2014, 100 on 11/22/2015 and 100 on 11/22/2016. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 13:45 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
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Exercise / conversionRestricted Stock Units · Derivative | 2,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043232 · doc4.xml · derivative · entry 7 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,252 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.