Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2017 Filed Dec 19, 2017 21:41 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GiftCommon Stock | 6,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018908 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,264 Read SEC document |
| December 08, 2017 Filed Dec 19, 2017 21:45 UTC |
Curtis Scott APresident - RJFS
|
GiftCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018912 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,561 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 16:21 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
SaleCommon Stock | 8,021 | $88.67 | $711,190.79 |
DisclosureSEC source: 0001225208-17-018415 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,086 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $88.57 to $88.81. F3 · balance_after: Includes 288 shares of common stock acquired on December 4, 2017 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 07, 2017 Filed Dec 19, 2017 23:12 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018928 · doc4.xml · nonDerivative · entry 3 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 108,087 F1 · kind: This transaction involved a gift of shares by the reporting person to his spouse. Read SEC document |
| December 07, 2017 Filed Dec 19, 2017 23:12 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018928 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 12,049,904 F1 · kind: This transaction involved a gift of shares by the reporting person to his spouse. Read SEC document |
| December 06, 2017 Filed Dec 19, 2017 21:03 UTC |
ACKART JENNIFER CSVP, Controller
|
GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,329 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:22 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-018372 · doc4.xml · derivative · entry 7 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:22 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-17-018372 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,390 Underlying: Common Stock · 110 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:22 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 110 | $48.20 | $5,302.00 |
DisclosureSEC source: 0001225208-17-018372 · doc4.xml · nonDerivative · entry 2 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:22 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 2,500 | $37.87 | $94,675.00 |
DisclosureSEC source: 0001225208-17-018372 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:16 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-018194 · doc4.xml · derivative · entry 4 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:16 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018194 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378 Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:16 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 800 | $37.87 | $30,296.00 |
DisclosureSEC source: 0001225208-17-018194 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 19, 2017 21:40 UTC |
ZANK DENNIS WChief Operating Officer
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018904 · doc4.xml · nonDerivative · entry 1 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,651 Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 23:38 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017832 · doc4.xml · nonDerivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,953 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:58 UTC |
ACKART JENNIFER CSVP, Controller
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018006 · doc4.xml · derivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:58 UTC |
ACKART JENNIFER CSVP, Controller
|
SaleCommon Stock | 3,000 | $89.23 | $267,683.10 |
DisclosureSEC source: 0001225208-17-018006 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,409 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $89.21 to $89.27. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:57 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018005 · doc4.xml · derivative · entry 1 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2022-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:53 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018004 · doc4.xml · derivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · derivative · entry 8 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2022-11-30 F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:45 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018000 · doc4.xml · derivative · entry 5 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:42 UTC |
Carson John C Jr.President
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017999 · doc4.xml · derivative · entry 3 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:35 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017998 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-09-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:30 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017997 · doc4.xml · derivative · entry 3 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:55 UTC |
Curtis Scott APresident - RJFS
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017994 · doc4.xml · derivative · entry 3 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:17 UTC |
Elwyn Tashtego SPresident - RJA
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017978 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · derivative · entry 11 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F9 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F10 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · derivative · entry 10 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · derivative · entry 9 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · derivative · entry 8 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 7,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/20/2017, and will vest 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
SaleCommon Stock | 9,890 | $88.95 | $879,716.49 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · nonDerivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 F3 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Reflects the weighted average sale price. The range of prices for such transaction was $88.90 to $89.05. F2 · balance_after: Includes 77 shares of common stock acquired on March 2, 2017, 85 shares of common stock acquired on June 2, 2017, and 79 shares of common stock acquired on September 5, 2017, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 1,072 | $88.30 | $94,657.60 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · nonDerivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,390 F2 · balance_after: Includes 77 shares of common stock acquired on March 2, 2017, 85 shares of common stock acquired on June 2, 2017, and 79 shares of common stock acquired on September 5, 2017, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 2,500 | $37.87 | $94,675.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · nonDerivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 77 shares of common stock acquired on March 2, 2017, 85 shares of common stock acquired on June 2, 2017, and 79 shares of common stock acquired on September 5, 2017, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 2,500 | $48.20 | $120,500.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 77 shares of common stock acquired on March 2, 2017, 85 shares of common stock acquired on June 2, 2017, and 79 shares of common stock acquired on September 5, 2017, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:16 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 7,500 | $55.49 | $416,175.00 |
DisclosureSEC source: 0001225208-17-017977 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 77 shares of common stock acquired on March 2, 2017, 85 shares of common stock acquired on June 2, 2017, and 79 shares of common stock acquired on September 5, 2017, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:13 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017976 · doc4.xml · derivative · entry 5 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:11 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017975 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:09 UTC |
ZANK DENNIS WChief Operating Officer
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017974 · doc4.xml · derivative · entry 5 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 15:10 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018016 · doc4.xml · derivative · entry 1 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 23:38 UTC |
Elwyn Tashtego SPresident - RJA
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GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017832 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,253 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:46 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
GrantCommon Stock | 3,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018001 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 12,109,904 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · derivative · entry 7 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,390 Underlying: Common Stock · 110 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,129 | $88.40 | $99,803.60 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · nonDerivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,682 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 110 | $48.20 | $5,302.00 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · nonDerivative · entry 3 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,500 | $37.87 | $94,675.00 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
GrantCommon Stock | 14,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018003 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,201 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:45 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
GrantCommon Stock | 2,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018000 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,884 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:42 UTC |
Carson John C Jr.President
|
GrantCommon Stock | 3,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017999 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,389 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:35 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
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GrantCommon Stock | 2,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017998 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,722 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.