Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 19, 2017 21:42 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 16,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018910 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:41 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
GrantRestricted Stock Units · Derivative | 1,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018908 · doc4.xml · derivative · entry 7 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 Underlying: Common Stock · 1,803 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:41 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
Exercise / conversionRestricted Stock Units · Derivative | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018908 · doc4.xml · derivative · entry 6 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,099 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:41 UTC |
Dowdle Jeffrey APresident, Asset Mgmt Group
|
Exercise / conversionCommon Stock | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018908 · doc4.xml · nonDerivative · entry 2 Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:40 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 4,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018905 · doc4.xml · derivative · entry 4 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,617 Underlying: Common Stock · 4,617 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:40 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 6,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018905 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,387 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:40 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 6,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018905 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:40 UTC |
ZANK DENNIS WChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 3,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018904 · doc4.xml · derivative · entry 5 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,895 Underlying: Common Stock · 3,895 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:40 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018904 · doc4.xml · derivative · entry 4 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,220 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:40 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionCommon Stock | 4,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018904 · doc4.xml · nonDerivative · entry 2 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:26 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018896 · doc4.xml · derivative · entry 4 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 Underlying: Common Stock · 1,255 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:26 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018896 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,020 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:26 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018896 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:04 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018884 · doc4.xml · derivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534 Underlying: Common Stock · 534 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
ACKART JENNIFER CSVP, Controller
|
GrantRestricted Stock Units · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · derivative · entry 7 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320 Underlying: Common Stock · 320 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · derivative · entry 6 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 273 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
ACKART JENNIFER CSVP, Controller
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,028 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
ACKART JENNIFER CSVP, Controller
|
Tax withholdingCommon Stock | 74 | $88.24 | $6,529.76 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,528 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionCommon Stock | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
Carson John C Jr.President
|
GrantRestricted Stock Units · Derivative | 2,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018882 · doc4.xml · derivative · entry 5 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,669 Underlying: Common Stock · 2,669 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018882 · doc4.xml · derivative · entry 4 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,764 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 1,490 | $88.24 | $131,477.60 |
DisclosureSEC source: 0001225208-17-018882 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,663 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC |
Carson John C Jr.President
|
Exercise / conversionCommon Stock | 3,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018882 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:02 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018881 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164 Underlying: Common Stock · 2,164 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:02 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018881 · doc4.xml · derivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,099 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:02 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 880 | $88.24 | $77,651.20 |
DisclosureSEC source: 0001225208-17-018881 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,409 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:02 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018881 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018880 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981 Underlying: Common Stock · 981 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018880 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 776 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 325 | $88.24 | $28,678.00 |
DisclosureSEC source: 0001225208-17-018880 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,528 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018880 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018879 · doc4.xml · derivative · entry 5 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018879 · doc4.xml · derivative · entry 4 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 506 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
SaleCommon Stock | 506 | $88.29 | $44,674.79 |
DisclosureSEC source: 0001225208-17-018879 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:01 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018879 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:00 UTC |
Elwyn Tashtego SPresident - RJA
|
GrantRestricted Stock Units · Derivative | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018878 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,616 Underlying: Common Stock · 1,616 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:00 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018878 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,460 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:00 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018878 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,644 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:00 UTC |
Elwyn Tashtego SPresident - RJA
|
Tax withholdingCommon Stock | 612 | $88.24 | $54,002.88 |
DisclosureSEC source: 0001225208-17-018878 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,751 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:00 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018878 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 22, 2017 21:38 UTC Amendment |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
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GrantRestricted Stock Units · Derivative | 8,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019024 · doc4a.xml · derivative · entry 1 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,977 Underlying: Common Stock · 8,977 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 23:39 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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SaleCommon Stock | 12,681 | $87.77 | $1,113,063.36 |
DisclosureSEC source: 0001225208-17-018826 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,001 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $87.50 to $88.03. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 18:06 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018562 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,903 Read SEC document |
| December 12, 2017 Filed Dec 18, 2017 23:39 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018826 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,682 Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:01 UTC |
Raney Steven MPresident & CEO RJBank
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GiftCommon Stock | 423 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018880 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,077 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 20:08 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
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SaleCommon Stock | 16,184 | $88.89 | $1,438,624.89 |
DisclosureSEC source: 0001225208-17-018512 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,599 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $88.65 to $89.25. F3 · balance_after: Includes 66 shares of common stock acquired on December 4, 2017, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 18:06 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-018562 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 18:06 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 503 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-17-018562 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 503 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 18:06 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 503 | $48.20 | $24,244.60 |
DisclosureSEC source: 0001225208-17-018562 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 18:06 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 2,000 | $37.87 | $75,740.00 |
DisclosureSEC source: 0001225208-17-018562 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.