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RJF

RAYMOND JAMES FINANCIAL INC

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Tapewire entity
3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2025 Filed Dec 2, 2025 22:00 UTC
REILLY PAUL CDirector · Executive Chair
Tax withholdingCommon Stock 1,013 $156.54 $158,575.02
Disclosure

SEC source: 0001225208-25-009593 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,990

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:00 UTC
REILLY PAUL CDirector · Executive Chair
Exercise / conversionCommon Stock 2,740 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009593 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:00 UTC
REILLY PAUL CDirector · Executive Chair
Exercise / conversionCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009593 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · derivative · entry 10

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,275

Underlying: Common Stock · 1,264 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 1,011 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · derivative · entry 9

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,539

Underlying: Common Stock · 1,011 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · derivative · entry 8

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 366 $156.54 $57,293.64
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · nonDerivative · entry 6

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,435

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 307 $156.54 $48,057.78
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · nonDerivative · entry 5

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,801

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 246 $156.54 $38,508.84
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · nonDerivative · entry 4

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,108

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 1,011 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · nonDerivative · entry 3

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · nonDerivative · entry 2

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 22:02 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009595 · doc4.xml · nonDerivative · entry 1

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:58 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009592 · doc4.xml · derivative · entry 7

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 1,264 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:58 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009592 · doc4.xml · derivative · entry 6

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:58 UTC
Raney Steven MExecutive Chair RJBank
Tax withholdingCommon Stock 330 $156.54 $51,658.20
Disclosure

SEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 4

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,507

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:58 UTC
Raney Steven MExecutive Chair RJBank
Tax withholdingCommon Stock 278 $156.54 $43,518.12
Disclosure

SEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 3

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,837

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:58 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionCommon Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:58 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 1

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:57 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009591 · doc4.xml · derivative · entry 7

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 1,264 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:57 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009591 · doc4.xml · derivative · entry 6

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:57 UTC
Allaire Bella LoykhterChief Admin Officer
Tax withholdingCommon Stock 555 $156.54 $86,879.70
Disclosure

SEC source: 0001225208-25-009591 · doc4.xml · nonDerivative · entry 4

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,328

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:57 UTC
Allaire Bella LoykhterChief Admin Officer
Tax withholdingCommon Stock 467 $156.54 $73,104.18
Disclosure

SEC source: 0001225208-25-009591 · doc4.xml · nonDerivative · entry 3

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,883

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:57 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionCommon Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009591 · doc4.xml · nonDerivative · entry 2

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:57 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009591 · doc4.xml · nonDerivative · entry 1

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Exercise / conversionRestricted Stock Units · Derivative 495 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · derivative · entry 10

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843

Underlying: Common Stock · 495 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Exercise / conversionRestricted Stock Units · Derivative 347 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · derivative · entry 9

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,338

Underlying: Common Stock · 347 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · derivative · entry 8

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Tax withholdingCommon Stock 120 $156.54 $18,784.80
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · nonDerivative · entry 6

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Tax withholdingCommon Stock 110 $156.54 $17,219.40
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · nonDerivative · entry 5

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,729

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Tax withholdingCommon Stock 84 $156.54 $13,149.36
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · nonDerivative · entry 4

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,839

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Exercise / conversionCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · nonDerivative · entry 3

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · nonDerivative · entry 2

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:56 UTC
Haynes Morgan Tarazeta JChief Audit Executive
Exercise / conversionCommon Stock 495 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009590 · doc4.xml · nonDerivative · entry 1

Haynes Morgan Tarazeta J · CIK 0002056327 · Chief Audit Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:55 UTC
Elwyn Tashtego SPresident, PCG
Exercise / conversionRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009589 · doc4.xml · derivative · entry 9

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 1,264 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:55 UTC
Elwyn Tashtego SPresident, PCG
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009589 · doc4.xml · derivative · entry 8

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:55 UTC
Elwyn Tashtego SPresident, PCG
Tax withholdingCommon Stock 527 $156.54 $82,496.58
Disclosure

SEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 4

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,502

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:55 UTC
Elwyn Tashtego SPresident, PCG
Tax withholdingCommon Stock 443 $156.54 $69,347.22
Disclosure

SEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 3

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,029

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:55 UTC
Elwyn Tashtego SPresident, PCG
Exercise / conversionCommon Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 2

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:55 UTC
Elwyn Tashtego SPresident, PCG
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:52 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009588 · doc4.xml · derivative · entry 7

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 1,264 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:52 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009588 · doc4.xml · derivative · entry 6

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:52 UTC
Curtis Scott AChief Operating Officer
Tax withholdingCommon Stock 482 $156.54 $75,452.28
Disclosure

SEC source: 0001225208-25-009588 · doc4.xml · nonDerivative · entry 4

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,002

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:52 UTC
Curtis Scott AChief Operating Officer
Tax withholdingCommon Stock 406 $156.54 $63,555.24
Disclosure

SEC source: 0001225208-25-009588 · doc4.xml · nonDerivative · entry 3

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,484

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:52 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionCommon Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009588 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:52 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009588 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:49 UTC
Campagnoli VincentEVP, Technology & Operations
Exercise / conversionRestricted Stock Units · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009586 · doc4.xml · derivative · entry 12

Campagnoli Vincent · CIK 0002054725 · EVP, Technology & Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480

Underlying: Common Stock · 2,220 shares

Expires 2027-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2025 and will vest 20% on 11/30/2026 and 20% on 11/30/2027.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:49 UTC
Campagnoli VincentEVP, Technology & Operations
Exercise / conversionRestricted Stock Units · Derivative 815 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009586 · doc4.xml · derivative · entry 11

Campagnoli Vincent · CIK 0002054725 · EVP, Technology & Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815

Underlying: Common Stock · 815 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:49 UTC
Campagnoli VincentEVP, Technology & Operations
Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009586 · doc4.xml · derivative · entry 10

Campagnoli Vincent · CIK 0002054725 · EVP, Technology & Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:49 UTC
Campagnoli VincentEVP, Technology & Operations
Tax withholdingCommon Stock 522 $156.54 $81,713.88
Disclosure

SEC source: 0001225208-25-009586 · doc4.xml · nonDerivative · entry 6

Campagnoli Vincent · CIK 0002054725 · EVP, Technology & Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,526

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:49 UTC
Campagnoli VincentEVP, Technology & Operations
Tax withholdingCommon Stock 283 $156.54 $44,300.82
Disclosure

SEC source: 0001225208-25-009586 · doc4.xml · nonDerivative · entry 5

Campagnoli Vincent · CIK 0002054725 · EVP, Technology & Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,048

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.