Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2018 Filed Feb 23, 2018 15:17 UTC |
Broader Shelley GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003923 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:17 UTC |
Broader Shelley GDirector
|
Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003923 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:18 UTC |
Esty BenjaminDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003924 · doc4.xml · derivative · entry 2 Esty Benjamin · CIK 0001325337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:18 UTC |
Esty BenjaminDirector
|
Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003924 · doc4.xml · nonDerivative · entry 1 Esty Benjamin · CIK 0001325337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 13:31 UTC |
Edwards Jeffrey NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003919 · doc4.xml · derivative · entry 2 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 13:31 UTC |
Edwards Jeffrey NDirector
|
Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003919 · doc4.xml · nonDerivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 11:42 UTC |
Saltzman RobertDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003918 · doc4.xml · derivative · entry 2 Saltzman Robert · CIK 0001419558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 11:42 UTC |
Saltzman RobertDirector
|
Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003918 · doc4.xml · nonDerivative · entry 1 Saltzman Robert · CIK 0001419558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:05 UTC |
ACKART JENNIFER CSVP, Controller
|
SaleCommon Stock | 5,000 | $91.00 | $455,000.00 |
DisclosureSEC source: 0001225208-18-003088 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,028 Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 14:18 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
GiftCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001900 · doc4.xml · nonDerivative · entry 2 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,936 Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 14:18 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
SaleCommon Stock | 3,000 | $96.31 | $288,930.00 |
DisclosureSEC source: 0001225208-18-001900 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,966 Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 13:40 UTC |
Elwyn Tashtego SPresident - RJA
|
SaleCommon Stock | 7,275 | $97.36 | $708,326.74 |
DisclosureSEC source: 0001225208-18-001898 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,871 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $97.25 to $97.49. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 13:39 UTC |
Carson John C Jr.President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,802 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-18-001897 · doc4.xml · derivative · entry 3 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,698 Underlying: Common Stock · 1,802 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 12,500 employee stock options granted on 11/20/2014, 60% vested on 11/20/2017, 20% will vest on 11/20/2018, and 20% will vest on 11/20/2019. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 13:39 UTC |
Carson John C Jr.President
|
Exercise / conversionCommon Stock | 1,802 | $55.49 | $99,992.98 |
DisclosureSEC source: 0001225208-18-001897 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:35 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-001479 · doc4.xml · derivative · entry 7 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:35 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-18-001479 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 200 Underlying: Common Stock · 800 shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:35 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 800 | $48.20 | $38,560.00 |
DisclosureSEC source: 0001225208-18-001479 · doc4.xml · nonDerivative · entry 2 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:35 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 1,000 | $37.87 | $37,870.00 |
DisclosureSEC source: 0001225208-18-001479 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · derivative · entry 8 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Of the 1,250 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% vested on 11/29/2016, and 20% vested on 11/29/2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,397 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · derivative · entry 7 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 2,397 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of the 4,000 employee stock options granted on 11/21/2013, 60% vested on 11/21/2016, 20% vested on 11/21/2017, and 20% will vest on 11/21/2018. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · derivative · entry 6 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 5,000 employee stock options granted on 11/20/2014, 60% vested on 11/20/2017, 20% will vest on 11/20/2018, and 20% will vest on 11/20/2019. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Tax withholdingCommon Stock | 3,075 | $88.86 | $273,244.50 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · nonDerivative · entry 4 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,966 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 500 | $37.87 | $18,935.00 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · nonDerivative · entry 3 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 2,397 | $48.20 | $115,535.40 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · nonDerivative · entry 2 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:39 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 3,000 | $55.49 | $166,470.00 |
DisclosureSEC source: 0001225208-18-000708 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:35 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,293 | $88.86 | $381,475.98 |
DisclosureSEC source: 0001225208-18-000706 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,250 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:14 UTC |
Curtis Scott APresident - RJFS
|
Tax withholdingCommon Stock | 498 | $88.86 | $44,252.28 |
DisclosureSEC source: 0001225208-18-000522 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,911 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:14 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 268 | $88.86 | $23,814.48 |
DisclosureSEC source: 0001225208-18-000521 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,260 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:14 UTC |
Elwyn Tashtego SPresident - RJA
|
Tax withholdingCommon Stock | 498 | $88.86 | $44,252.28 |
DisclosureSEC source: 0001225208-18-000520 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,146 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:13 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 678 | $88.86 | $60,247.08 |
DisclosureSEC source: 0001225208-18-000518 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,731 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:13 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 997 | $88.86 | $88,593.42 |
DisclosureSEC source: 0001225208-18-000519 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,666 Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 16:12 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,640 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-019016 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,360 Underlying: Common Stock · 2,640 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 16:12 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 2,640 | $37.87 | $99,976.80 |
DisclosureSEC source: 0001225208-17-019016 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:39 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 21,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018826 · doc4.xml · derivative · entry 7 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,930 Underlying: Common Stock · 21,930 shares Expires 2020-12-15 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:39 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018826 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,142 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:39 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,600 | $88.24 | $494,144.00 |
DisclosureSEC source: 0001225208-17-018826 · doc4.xml · nonDerivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,543 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:39 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018826 · doc4.xml · nonDerivative · entry 3 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:12 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
GrantRestricted Stock Units · Derivative | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018928 · doc4.xml · derivative · entry 9 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires 2020-12-15 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:12 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 3,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018928 · doc4.xml · derivative · entry 8 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,650 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:12 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
Exercise / conversionCommon Stock | 3,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018928 · doc4.xml · nonDerivative · entry 2 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 12,053,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:45 UTC |
Curtis Scott APresident - RJFS
|
GrantRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018912 · doc4.xml · derivative · entry 6 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Underlying: Common Stock · 2,020 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:45 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionRestricted Stock Units · Derivative | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018912 · doc4.xml · derivative · entry 5 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,460 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:45 UTC |
Curtis Scott APresident - RJFS
|
Tax withholdingCommon Stock | 612 | $88.24 | $54,002.88 |
DisclosureSEC source: 0001225208-17-018912 · doc4.xml · nonDerivative · entry 3 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,409 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:45 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionCommon Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018912 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:41 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
GrantRestricted Stock Units · Derivative | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018909 · doc4.xml · derivative · entry 5 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,308 Underlying: Common Stock · 2,308 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:41 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionRestricted Stock Units · Derivative | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018909 · doc4.xml · derivative · entry 4 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,281 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:41 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018909 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:42 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 4,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018910 · doc4.xml · derivative · entry 5 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,040 Underlying: Common Stock · 4,040 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:42 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 16,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018910 · doc4.xml · derivative · entry 4 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,220 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:42 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Tax withholdingCommon Stock | 6,804 | $88.24 | $600,384.96 |
DisclosureSEC source: 0001225208-17-018910 · doc4.xml · nonDerivative · entry 2 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,144 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.