Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2018 Filed Nov 20, 2018 20:19 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015714 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 67 shares of common stock acquired on March 2, 2018, 63 shares of common stock acquired on June 4, 2018, and 67 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 20:19 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015713 · doc4.xml · derivative · entry 5 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, and will vest 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 20:19 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015713 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 18:34 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015696 · doc4.xml · derivative · entry 4 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, and will vest 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 18:34 UTC |
Curtis Scott APresident - RJFS
|
Tax withholdingCommon Stock | 1,095 | $78.74 | $86,220.30 |
DisclosureSEC source: 0001225208-18-015696 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,266 Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 18:34 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015696 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 15:05 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015692 · doc4.xml · derivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, and will vest 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 15:05 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 1,638 | $78.74 | $128,976.12 |
DisclosureSEC source: 0001225208-18-015692 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,682 Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 15:05 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015692 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 13:12 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015691 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, and will vest 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 13:12 UTC |
Elwyn Tashtego SPresident - RJA
|
Tax withholdingCommon Stock | 1,095 | $78.74 | $86,220.30 |
DisclosureSEC source: 0001225208-18-015691 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,460 Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 13:12 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015691 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:21 UTC |
Elwyn Tashtego SPresident - RJA
|
PurchaseCommon Stock | 1,500 | $73.75 | $110,625.00 |
DisclosureSEC source: 0001225208-18-014963 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:38 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,890 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-18-014925 · doc4.xml · derivative · entry 7 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 9,890 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:38 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-18-014925 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 7,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/21/2017, and will vest 20% on 11/21/2018, and 20% on 11/21/2019. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:38 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 7,500 | $55.49 | $416,175.00 |
DisclosureSEC source: 0001225208-18-014925 · doc4.xml · nonDerivative · entry 2 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:38 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 9,890 | $48.20 | $476,698.00 |
DisclosureSEC source: 0001225208-18-014925 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:48 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-014948 · doc4.xml · derivative · entry 4 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Underlying: Common Stock · 4,000 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:48 UTC |
Curtis Scott APresident - RJFS
|
Tax withholdingCommon Stock | 468 | $73.00 | $34,164.00 |
DisclosureSEC source: 0001225208-18-014948 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,861 Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:48 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionCommon Stock | 4,000 | $37.87 | $151,480.00 |
DisclosureSEC source: 0001225208-18-014948 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · derivative · entry 8 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,890 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · derivative · entry 7 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 9,890 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · derivative · entry 6 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 7,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/21/2017, and will vest 20% on 11/21/2018, and 20% on 11/21/2019. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 19,845 | $73.00 | $1,448,685.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · nonDerivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,820 Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 7,500 | $55.49 | $416,175.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · nonDerivative · entry 3 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 9,890 | $48.20 | $476,698.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 18:47 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 10,000 | $37.87 | $378,700.00 |
DisclosureSEC source: 0001225208-18-014947 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · derivative · entry 8 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,890 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · derivative · entry 7 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 9,890 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 7,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/21/2017, and will vest 20% on 11/21/2018, and 20% on 11/21/2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,749 | $75.56 | $1,189,994.44 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · nonDerivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,391 Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,500 | $37.87 | $94,675.00 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · nonDerivative · entry 3 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 7,500 | $55.49 | $416,175.00 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:49 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 9,890 | $48.20 | $476,698.00 |
DisclosureSEC source: 0001225208-18-014926 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 14:21 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,360 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-014879 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,360 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 14:21 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 17,360 | $37.87 | $657,423.20 |
DisclosureSEC source: 0001225208-18-014879 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 62 shares of common stock acquired on March 2, 2018, 58 shares of common stock acquired on June 4, 2018, and 61 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:22 UTC |
Perry JodiPresident, ICD for RJFS
|
GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014727 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560 F1 · balance_after: Includes 45 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 16:09 UTC |
DUTKOWSKY ROBERT MDirector
|
GrantRestricted Stock Units · Derivative | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014486 · doc4.xml · derivative · entry 1 DUTKOWSKY ROBERT M · CIK 0001247747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Stock · 662 shares Expires 2019-10-04 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 19:13 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014052 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 19:13 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
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Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014052 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 18:37 UTC |
Carson John C Jr.President
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,698 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-18-013315 · doc4.xml · derivative · entry 4 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,698 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/20/2017, will vest 20% on 11/20/2018, and will vest 20% on 11/20/2019. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 18:37 UTC |
Carson John C Jr.President
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SaleCommon Stock | 5,698 | $92.66 | $527,985.80 |
DisclosureSEC source: 0001225208-18-013315 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,468 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $92.62 to $92.72. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 18:37 UTC |
Carson John C Jr.President
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Exercise / conversionCommon Stock | 5,698 | $55.49 | $316,182.02 |
DisclosureSEC source: 0001225208-18-013315 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 17:56 UTC |
Curtis Scott APresident - RJFS
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,418 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-18-012974 · doc4.xml · derivative · entry 3 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,582 Underlying: Common Stock · 4,418 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 17:56 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionCommon Stock | 4,418 | $37.87 | $167,309.66 |
DisclosureSEC source: 0001225208-18-012974 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed May 30, 2018 19:10 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
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SaleCommon Stock | 2,270 | $96.99 | $220,170.48 |
DisclosureSEC source: 0001225208-18-009961 · doc4.xml · nonDerivative · entry 3 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $96.93 to $97.08. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:10 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
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Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009961 · doc4.xml · derivative · entry 5 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires 2021-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on the first anniversary of the 5/25/2016 grant date, with the last such vesting date occurring on 5/25/2021. F5 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on the first anniversary of the 5/25/2016 grant date, with the last such vesting date occurring on 5/25/2021. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:10 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
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Tax withholdingCommon Stock | 727 | $99.47 | $72,314.69 |
DisclosureSEC source: 0001225208-18-009961 · doc4.xml · nonDerivative · entry 2 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273 Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:10 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
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Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009961 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| May 21, 2018 Filed May 24, 2018 17:32 UTC |
Elwyn Tashtego SPresident - RJA
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GiftCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009808 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,555 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.