Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2019 Filed Jan 23, 2019 12:44 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 200 | $48.20 | $9,640.00 |
DisclosureSEC source: 0001225208-19-001096 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:06 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 7,713 | $74.04 | $571,070.52 |
DisclosureSEC source: 0001225208-19-000553 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,382 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:24 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 774 | $74.04 | $57,306.96 |
DisclosureSEC source: 0001225208-19-000530 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,302 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:58 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 1,074 | $74.04 | $79,518.96 |
DisclosureSEC source: 0001225208-19-000529 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,991 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:49 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 321 | $74.04 | $23,766.84 |
DisclosureSEC source: 0001225208-19-000528 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,457 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:44 UTC |
Elwyn Tashtego SPresident - RJA
|
Tax withholdingCommon Stock | 620 | $74.04 | $45,904.80 |
DisclosureSEC source: 0001225208-19-000527 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,632 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:52 UTC |
Curtis Scott APresident, PCG
|
Tax withholdingCommon Stock | 671 | $74.04 | $49,680.84 |
DisclosureSEC source: 0001225208-19-000525 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,646 Read SEC document |
| December 27, 2018 Filed Dec 28, 2018 16:57 UTC |
GODBOLD FRANCIS SDirector · Vice Chairman
|
GiftCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-017052 · doc4.xml · nonDerivative · entry 1 GODBOLD FRANCIS S · CIK 0001182758 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Francis S. Godbold Family Trust Disclosed balance after: 144,500 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:41 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016822 · doc4.xml · derivative · entry 4 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,420 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:41 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016822 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 23:09 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
Exercise / conversionRestricted Stock Units · Derivative | 3,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016826 · doc4.xml · derivative · entry 8 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,877 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 23:09 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
Exercise / conversionCommon Stock | 3,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016826 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 12,062,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:53 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 4,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016808 · doc4.xml · derivative · entry 4 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,415 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:53 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 4,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016808 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016807 · doc4.xml · derivative · entry 5 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,891 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 7,729 | $74.34 | $574,573.86 |
DisclosureSEC source: 0001225208-18-016807 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,095 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016807 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:50 UTC |
Dowdle Jeffrey ACAO & President, Asset Mgmt.
|
Exercise / conversionRestricted Stock Units · Derivative | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016806 · doc4.xml · derivative · entry 6 Dowdle Jeffrey A · CIK 0001541020 · CAO & President, Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,240 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:50 UTC |
Dowdle Jeffrey ACAO & President, Asset Mgmt.
|
Exercise / conversionCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016806 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · CAO & President, Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 311 shares of common stock acquired on December 4, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionRestricted Stock Units · Derivative | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 861 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 338 | $74.34 | $25,126.92 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Curtis Scott APresident, PCG
|
Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016794 · doc4.xml · derivative · entry 5 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,895 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Curtis Scott APresident, PCG
|
Tax withholdingCommon Stock | 745 | $74.34 | $55,383.30 |
DisclosureSEC source: 0001225208-18-016794 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,317 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Curtis Scott APresident, PCG
|
Exercise / conversionCommon Stock | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016794 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Catanese GeorgeChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016793 · doc4.xml · derivative · entry 5 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 765 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Catanese GeorgeChief Risk Officer
|
Tax withholdingCommon Stock | 301 | $74.34 | $22,376.34 |
DisclosureSEC source: 0001225208-18-016793 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,506 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Catanese GeorgeChief Risk Officer
|
Exercise / conversionCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016793 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016792 · doc4.xml · derivative · entry 5 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,877 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 1,434 | $74.34 | $106,603.56 |
DisclosureSEC source: 0001225208-18-016792 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,065 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Carson John C Jr.President
|
Exercise / conversionCommon Stock | 3,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016792 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 10,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016791 · doc4.xml · derivative · entry 5 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,529 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Tax withholdingCommon Stock | 4,143 | $74.34 | $307,990.62 |
DisclosureSEC source: 0001225208-18-016791 · doc4.xml · nonDerivative · entry 2 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,715 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Bunn James ECo-Pres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 10,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016791 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016790 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,240 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 881 | $74.34 | $65,493.54 |
DisclosureSEC source: 0001225208-18-016790 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,076 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016790 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · derivative · entry 5 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 306 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
ACKART JENNIFER CSVP, Controller
|
Tax withholdingCommon Stock | 74 | $74.34 | $5,501.16 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,217 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionCommon Stock | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionRestricted Stock Units · Derivative | 2,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016788 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,326 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
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Exercise / conversionCommon Stock | 2,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016788 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Elwyn Tashtego SPresident - RJA
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Exercise / conversionRestricted Stock Units · Derivative | 1,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016787 · doc4.xml · derivative · entry 11 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,723 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Elwyn Tashtego SPresident - RJA
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Tax withholdingCommon Stock | 678 | $74.34 | $50,402.52 |
DisclosureSEC source: 0001225208-18-016787 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,252 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC |
Elwyn Tashtego SPresident - RJA
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Exercise / conversionCommon Stock | 1,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016787 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:41 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
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GrantRestricted Stock Units · Derivative | 1,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016822 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671 Underlying: Common Stock · 1,671 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 23:09 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
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GrantRestricted Stock Units · Derivative | 3,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016826 · doc4.xml · derivative · entry 7 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Underlying: Common Stock · 3,639 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:53 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
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GrantRestricted Stock Units · Derivative | 4,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016808 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,631 Underlying: Common Stock · 4,631 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:09 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
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GrantRestricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016796 · doc4.xml · derivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common Stock · 860 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:51 UTC |
REILLY PAUL CDirector · Chief Executive Officer
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GrantRestricted Stock Units · Derivative | 29,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016807 · doc4.xml · derivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,108 Underlying: Common Stock · 29,108 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.