Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2019 Filed Nov 12, 2019 20:53 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 6,363 | $89.29 | $568,152.27 |
DisclosureSEC source: 0001225208-19-014371 · doc4.xml · nonDerivative · entry 2 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,475 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 20:53 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionCommon Stock | 12,500 | $37.87 | $473,375.00 |
DisclosureSEC source: 0001225208-19-014371 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:21 UTC |
Catanese GeorgeChief Risk Officer
|
SaleCommon Stock | 464 | $89.61 | $41,580.57 |
DisclosureSEC source: 0001225208-19-014369 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 20:07 UTC |
TROCIN JEFFREY EVice Chairman
|
SaleCommon Stock | 17,360 | $88.09 | $1,529,268.44 |
DisclosureSEC source: 0001225208-19-014248 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,410 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $88.00 to $88.21. F3 · balance_after: Includes 74 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 20:07 UTC |
Curtis Scott APresident, PCG
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,582 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-19-014247 · doc4.xml · derivative · entry 4 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 20:07 UTC |
Curtis Scott APresident, PCG
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014247 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,731 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 20:07 UTC |
Curtis Scott APresident, PCG
|
Exercise / conversionCommon Stock | 1,582 | $37.87 | $59,910.34 |
DisclosureSEC source: 0001225208-19-014247 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 17:58 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,898 Read SEC document |
| October 30, 2019 Filed Nov 6, 2019 17:58 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,073 Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
SaleCommon Stock | 1,950 | $84.50 | $164,770.91 |
DisclosureSEC source: 0001225208-19-013934 · doc4.xml · nonDerivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,320 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $84.46 to $84.54. Read SEC document |
| October 29, 2019 Filed Nov 6, 2019 17:58 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,373 Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 16:09 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
SaleCommon Stock | 6,395 | $84.60 | $541,010.61 |
DisclosureSEC source: 0001225208-19-013895 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,320 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $84.51 to $84.71. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-19-013934 · doc4.xml · derivative · entry 5 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Tax withholdingCommon Stock | 5,582 | $84.80 | $473,353.60 |
DisclosureSEC source: 0001225208-19-013934 · doc4.xml · nonDerivative · entry 2 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,270 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 12,500 | $37.87 | $473,375.00 |
DisclosureSEC source: 0001225208-19-013934 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2019 Filed Nov 6, 2019 17:58 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GiftCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,493 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 13:58 UTC |
DUTKOWSKY ROBERT MDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013210 · doc4.xml · derivative · entry 2 DUTKOWSKY ROBERT M · CIK 0001247747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 662 shares Expires 2019-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 13:58 UTC |
DUTKOWSKY ROBERT MDirector
|
Exercise / conversionCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013210 · doc4.xml · nonDerivative · entry 1 DUTKOWSKY ROBERT M · CIK 0001247747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| October 03, 2019 Filed Oct 10, 2019 13:46 UTC |
Perry JodiPresident, ICD for RJFS
|
GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013303 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317 F1 · balance_after: Includes 50 shares of common stock acquired on March 4, 2019, 51 shares of common stock acquired on June 4, 2019, and 55 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:56 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013011 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:56 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013011 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 10:51 UTC |
Dowdle Jeffrey ACAO & President, Asset Mgmt.
|
SaleCommon Stock | 8,398 | $84.91 | $713,080.06 |
DisclosureSEC source: 0001225208-19-012452 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · CAO & President, Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,338 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $84.83 to $84.98. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 11:49 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
SaleCommon Stock | 1,200 | $84.80 | $101,756.16 |
DisclosureSEC source: 0001225208-19-012387 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $84.79 to $84.80. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 18:02 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
SaleCommon Stock | 15,756 | $78.59 | $1,238,295.55 |
DisclosureSEC source: 0001225208-19-011987 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,592 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $78.28 to $78.82. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 19:06 UTC |
TROCIN JEFFREY EVice Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,426 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-19-010957 · doc4.xml · derivative · entry 3 TROCIN JEFFREY E · CIK 0001185788 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,426 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 19:06 UTC |
TROCIN JEFFREY EVice Chairman
|
Exercise / conversionCommon Stock | 10,426 | $48.20 | $502,533.20 |
DisclosureSEC source: 0001225208-19-010957 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 69 shares of common stock acquired on June 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:49 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-19-010835 · doc4.xml · derivative · entry 7 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:49 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-19-010835 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and will vest 20% on 11/20/2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:49 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 2,500 | $48.20 | $120,500.00 |
DisclosureSEC source: 0001225208-19-010835 · doc4.xml · nonDerivative · entry 2 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:49 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
Exercise / conversionCommon Stock | 2,500 | $55.49 | $138,725.00 |
DisclosureSEC source: 0001225208-19-010835 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 13:01 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 426 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-19-009407 · doc4.xml · derivative · entry 6 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074 Underlying: Common Stock · 426 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 13:01 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-19-009407 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and will vest 20% on 11/20/2019. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 13:01 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 2,175 | $82.24 | $178,872.00 |
DisclosureSEC source: 0001225208-19-009407 · doc4.xml · nonDerivative · entry 3 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,053 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 13:01 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 426 | $48.20 | $20,533.20 |
DisclosureSEC source: 0001225208-19-009407 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 13:01 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 2,500 | $55.49 | $138,725.00 |
DisclosureSEC source: 0001225208-19-009407 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 14:11 UTC |
Seshadri RajDirector
|
GrantRestricted Stock Units · Derivative | 1,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008757 · doc4.xml · derivative · entry 1 Seshadri Raj · CIK 0001772738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362 Underlying: Common Stock · 1,362 shares Expires 2020-06-01 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:24 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
SaleCommon Stock | 725 | $84.82 | $61,497.55 |
DisclosureSEC source: 0001225208-19-008643 · doc4.xml · nonDerivative · entry 2 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,278 Read SEC document |
| May 25, 2019 Filed May 30, 2019 21:24 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008643 · doc4.xml · derivative · entry 4 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires 2021-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on the first anniversary of the 5/25/2016 grant date, with the last such vesting date occurring on 5/25/2021. Read SEC document |
| May 25, 2019 Filed May 30, 2019 21:24 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008643 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and will vest 20% on 11/20/2019 Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC |
Raney Steven MPresident & CEO RJBank
|
SaleCommon Stock | 2,926 | $90.60 | $265,096.48 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,605 F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $90.60 to $90.61 F1 · balance_after: Includes 74 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 2,500 | $55.49 | $138,725.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 74 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 2,500 | $48.20 | $120,500.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 74 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 23, 2019 19:41 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008455 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,918 Read SEC document |
| May 03, 2019 Filed May 7, 2019 13:44 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
SaleCommon Stock | 5,000 | $90.46 | $452,284.00 |
DisclosureSEC source: 0001223203-19-000005 · primary_doc.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,352 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $90.34 to $90.57. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 21:50 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
SaleCommon Stock | 60,000 | $91.35 | $5,481,048.00 |
DisclosureSEC source: 0001225208-19-007353 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,382 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $91.07 to $91.62. Read SEC document |
| April 29, 2019 Filed May 1, 2019 12:23 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
SaleCommon Stock | 17,390 | $91.43 | $1,590,039.00 |
DisclosureSEC source: 0001225208-19-007363 · doc4.xml · nonDerivative · entry 2 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,348 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $91.26 to $91.55. Read SEC document |
| April 29, 2019 Filed May 1, 2019 12:23 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
SaleCommon Stock | 10,683 | $90.26 | $964,248.65 |
DisclosureSEC source: 0001225208-19-007363 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,738 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $90.26 to $90.2601. Read SEC document |
| April 29, 2019 Filed May 1, 2019 16:49 UTC |
TROCIN JEFFREY ECo-Pres-GlobEq&Inv Banking-RJA
|
SaleCommon Stock | 13,157 | $91.11 | $1,198,717.17 |
DisclosureSEC source: 0001225208-19-007406 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Co-Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,201 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $91.01 to $91.26. F3 · balance_after: Includes 68 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.