Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2020 Filed Nov 12, 2020 11:01 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-013353 · doc4.xml · derivative · entry 6 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 11:01 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 8,135 | $85.59 | $696,274.65 |
DisclosureSEC source: 0001225208-20-013353 · doc4.xml · nonDerivative · entry 2 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,324 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 11:01 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionCommon Stock | 12,500 | $48.20 | $602,500.00 |
DisclosureSEC source: 0001225208-20-013353 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:53 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
SaleCommon Stock | 1,550 | $77.97 | $120,846.22 |
DisclosureSEC source: 0001225208-20-013135 · doc4.xml · nonDerivative · entry 4 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Indirect · Rose Allison Holdings Inc. Disclosed balance after: 23,950 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $77.94 to $78.03. F4 · ownership.nature: A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:53 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
SaleCommon Stock | 4,150 | $78.07 | $323,991.75 |
DisclosureSEC source: 0001225208-20-013135 · doc4.xml · nonDerivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,231 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $78.02 to $78.18. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:53 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-013135 · doc4.xml · derivative · entry 5 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:53 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Tax withholdingCommon Stock | 7,533 | $79.98 | $602,489.34 |
DisclosureSEC source: 0001225208-20-013135 · doc4.xml · nonDerivative · entry 2 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,381 Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:53 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 12,500 | $48.20 | $602,500.00 |
DisclosureSEC source: 0001225208-20-013135 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 20:05 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
SaleCommon Stock | 3,178 | $77.91 | $247,586.54 |
DisclosureSEC source: 0001225208-20-012998 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $77.87 to $77.98. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:31 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012017 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:31 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012017 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 19:49 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-010399 · doc4.xml · derivative · entry 3 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 19:49 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
Exercise / conversionCommon Stock | 800 | $48.20 | $38,560.00 |
DisclosureSEC source: 0001225208-20-010399 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 16:04 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
SaleCommon Stock | 1,250 | $81.33 | $101,663.50 |
DisclosureSEC source: 0001225208-20-008781 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,503 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $81.29 to $81.38. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:23 UTC |
Carson John C Jr.President
|
SaleCommon Stock | 10,000 | $82.53 | $825,271.00 |
DisclosureSEC source: 0001225208-20-008707 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,224 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $82.14 to $82.71. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:21 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
SaleCommon Stock | 9,150 | $81.58 | $746,444.19 |
DisclosureSEC source: 0001225208-20-008706 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,092 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $81.56 to $81.69. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 14:15 UTC |
Seshadri RajDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008522 · doc4.xml · derivative · entry 2 Seshadri Raj · CIK 0001772738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,362 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 14:15 UTC |
Seshadri RajDirector
|
Exercise / conversionCommon Stock | 1,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008522 · doc4.xml · nonDerivative · entry 1 Seshadri Raj · CIK 0001772738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| May 25, 2020 Filed May 27, 2020 12:54 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008253 · doc4.xml · derivative · entry 4 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on the first anniversary of the 5/25/2016 grant date, with the last such vesting date occurring on 5/25/2021. Read SEC document |
| May 25, 2020 Filed May 27, 2020 12:54 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Tax withholdingCommon Stock | 722 | $65.21 | $47,081.62 |
DisclosureSEC source: 0001225208-20-008253 · doc4.xml · nonDerivative · entry 2 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,753 Read SEC document |
| May 25, 2020 Filed May 27, 2020 12:54 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008253 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| May 06, 2020 Filed May 7, 2020 13:29 UTC |
Carson John C Jr.President
|
SaleCommon Stock | 8,222 | $62.83 | $516,548.79 |
DisclosureSEC source: 0001225208-20-007207 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,224 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $62.74 to $62.90. Read SEC document |
| May 05, 2020 Filed May 7, 2020 13:29 UTC |
Carson John C Jr.President
|
SaleCommon Stock | 6,778 | $63.77 | $432,264.24 |
DisclosureSEC source: 0001225208-20-007207 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,446 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $63.63 to $63.89. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC |
Perry JodiPresident, ICD for RJFS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · derivative · entry 5 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% 11/21/2018. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC |
Perry JodiPresident, ICD for RJFS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,400 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC |
Perry JodiPresident, ICD for RJFS
|
Exercise / conversionCommon Stock | 400 | $48.20 | $19,280.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49 shares of common stock acquired on March 3, 2020 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC |
Perry JodiPresident, ICD for RJFS
|
Exercise / conversionCommon Stock | 1,400 | $55.49 | $77,686.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49 shares of common stock acquired on March 3, 2020 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 14:09 UTC |
GODBOLD FRANCIS SDirector · Vice Chairman
|
PurchaseCommon Stock | 12,500 | $61.49 | $768,582.50 |
DisclosureSEC source: 0001225208-20-005127 · doc4.xml · nonDerivative · entry 1 GODBOLD FRANCIS S · CIK 0001182758 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Francis S. Godbold Family Trust Disclosed balance after: 159,542 F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction was $61.33 to $61.50. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 16:32 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GiftCommon Stock | 25,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004883 · doc4.xml · nonDerivative · entry 2 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Indirect · Rose Allison Holdings Inc. Disclosed balance after: 25,500 F1 · kind: This transaction involved a gift of securities by the reporting person to Rose Allison Holdings, Inc., a corporation that is wholly owned by the reporting person's spouse. F2 · ownership.nature: A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 16:32 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GiftCommon Stock | 25,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004883 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,414 F1 · kind: This transaction involved a gift of securities by the reporting person to Rose Allison Holdings, Inc., a corporation that is wholly owned by the reporting person's spouse. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:04 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-20-004904 · doc4.xml · derivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:04 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 1,985 | $72.06 | $143,039.10 |
DisclosureSEC source: 0001225208-20-004904 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,775 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:04 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 2,500 | $55.49 | $138,725.00 |
DisclosureSEC source: 0001225208-20-004904 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:40 UTC |
GODBOLD FRANCIS SDirector · Vice Chairman
|
PurchaseCommon Stock | 12,542 | $65.40 | $820,224.22 |
DisclosureSEC source: 0001225208-20-004812 · doc4.xml · nonDerivative · entry 1 GODBOLD FRANCIS S · CIK 0001182758 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Francis S. Godbold Family Trust Disclosed balance after: 147,042 F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction was $64.99 to $65.50. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC |
ACKART JENNIFER CSVP, Controller & CAO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,741 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · derivative · entry 6 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259 Underlying: Common Stock · 1,741 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC |
ACKART JENNIFER CSVP, Controller & CAO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,139 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · derivative · entry 5 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361 Underlying: Common Stock · 2,139 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC |
ACKART JENNIFER CSVP, Controller & CAO
|
Tax withholdingCommon Stock | 2,933 | $79.79 | $234,024.07 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · nonDerivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,979 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC |
ACKART JENNIFER CSVP, Controller & CAO
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Exercise / conversionCommon Stock | 1,741 | $48.20 | $83,916.20 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC |
ACKART JENNIFER CSVP, Controller & CAO
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Exercise / conversionCommon Stock | 2,139 | $55.49 | $118,693.11 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 18:27 UTC |
Curtis Scott APresident, PCG
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,866 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-20-004303 · doc4.xml · derivative · entry 3 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,634 Underlying: Common Stock · 1,866 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 18:27 UTC |
Curtis Scott APresident, PCG
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Exercise / conversionCommon Stock | 1,866 | $55.49 | $103,544.34 |
DisclosureSEC source: 0001225208-20-004303 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 20:38 UTC |
Johnson Gordon LDirector
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Exercise / conversionRestricted Stock Units · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003241 · doc4.xml · derivative · entry 6 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 2/21/2018, 20% on 2/21/2019 and 20% on 2/21/2020. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 20:38 UTC |
Johnson Gordon LDirector
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GrantRestricted Stock Units · Derivative | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003241 · doc4.xml · derivative · entry 5 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,727 Underlying: Common Stock · 246 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 20:38 UTC |
Johnson Gordon LDirector
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Exercise / conversionCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003241 · doc4.xml · nonDerivative · entry 2 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 18:53 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
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SaleCommon Stock | 8,692 | $100.52 | $873,744.18 |
DisclosureSEC source: 0001225208-20-003039 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,959 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $100.50 to $100.53. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:40 UTC |
Seshadri RajDirector
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GrantRestricted Stock Units · Derivative | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003244 · doc4.xml · derivative · entry 1 Seshadri Raj · CIK 0001772738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481 Underlying: Common Stock · 1,481 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:43 UTC |
Broader Shelley GDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003250 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F2 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:43 UTC |
Broader Shelley GDirector
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Exercise / conversionCommon Stock | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003250 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:08 UTC |
STORY SUSAN NDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003261 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481 Underlying: Common Stock · 1,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:08 UTC |
STORY SUSAN NDirector
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GrantRestricted Stock Units · Derivative | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003261 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,270 Underlying: Common Stock · 1,481 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.